Review
How
to
Characterize
the
Function
of
a
Brain
Region
Sarah
Genon,
1,2,*
,@Andrew
Reid,
3Robert
Langner,
1,2Katrin
Amunts,
1,4and
Simon
B.
Eickhoff
1,2Many brainregions have been defined,but acomprehensiveformalizationof each
region’sfunctioninrelationtohumanbehaviorisstilllacking.Currentknowledge
comesfromvariousfields,which havediverseconceptionsof‘functions’.We
brieflyreviewthesefieldsandoutlinehowtheheterogeneityofassociationscould
beharnessedtodisclosethecomputationalfunctionofanyregion.Aggregating
activationdatafromneuroimagingstudiesallowsustocharacterizethe
func-tionalengagementofaregionacrossarangeofexperimentalconditions.
Fur-thermore, large-sample data can disclose covariation between brain region
features and ecological behavioral phenotyping. Combining these two
approachesopensanewperspectivetodeterminethebehavioralassociations
ofa brain region, and henceits functionand broader rolewithin large-scale
functionalnetworks.
WhatDoesAny PartoftheBrain Do?
Eversince humanshavescientificallyinvestigatedthemind,understandinghowitis orga-nizedatthelevelofitsbiologicalsubstrate(i.e.,thebrain)hasremainedchallenging.Forovera century, great progress has been made in mapping the human brain (based on various characteristics),leadingtoarapidlyexpandingnumberofparcellationschemesandatlases detailingtheorganization ofcortical areasandmodules [1].Severalstudieshave demon-stratedthatthestructuralsegregationofthecerebralcortexintodifferentareas (distinguish-ablebased ontheir biologicalproperties,such as molecular,cellular,or fiberarchitecture [2,3]) is closely related toits functional segregation [4] and, in turn, its organization into functionalnetworks[5].
CurrentconceptualizationsofbrainfunctionasaBayesianmachine,inwhichbrainareasare seenas connectedandrelativelyspecialized computationalunits, are incontrastwiththe actual availableknowledge about functional specialization. Studiesover the past century show that theunderstanding of brain–behavior relationships hasbeen an interdisciplinary endeavor,resultinginrichandheterogeneouspatternsofbehavioralfunctionsformanybrain regions. After reviewing the most common approaches that have contributed to this endeavor,weproposethatassessingtherelativefunctionalspecialization ofbrainregions requiresa criticalchange in viewpoint,whereinthe a priori definedconstruct isthe brain regionandtheunknownsarethebehavioralfunctionsassociatedwithit.Inthatperspective, recentadvancesindataaggregationoffernovelopportunitiesforasystematic characteriza-tionofbrainregionsacrossarangeofbehavioralconditionsandphenotypicalfeatures.Such anintegrativeapproachcouldbringustoapivotalstageinthehistoryofbrainmappingand cognitive neuroscience, in which we lift the conceptual fog that has clouded structure– functionrelationshipsinthebrain,andfocusonfutureformalconceptualizationsoffunctional segregationandintegration.
Highlights
While itislargelyaccepted that the
brainistopographicallyorganizedinto
distinctareasthatareintegratedinto
networks,theunique contributionof
each areato behavior is yet to be
elucidated.
Diverselinesofresearchusingdifferent
approaches have contributed to
numerousbehavioralassociationsfor
anybrainarea.
Emerging databases of task-based
activationdataofferthepossibilityof
characterizing the engagement of
brain regionsacross a broadrange
ofexperimentalbehavioralconditions.
Newlargesamplesofbothimaging
and phenotypical data provide an
opportunitytocomplementthe
activa-tionpatternbyexamining
cross-sub-ject associations between
imaging-derivedneurobiological markers and
ecologicalbehavioralcharacteristics.
1
InstituteofNeuroscienceand Medicine(INM-1,INM-7),Research CentreJülich,Jülich,Germany
2
InstituteofSystemsNeuroscience, MedicalFaculty,HeinrichHeine UniversityDüsseldorf,Düsseldorf, Germany
3
SchoolofPsychology,Universityof Nottingham,Nottingham,UK
4
C.andO.VogtInstituteforBrain Research,HeinrichHeineUniversity Düsseldorf,Düsseldorf,Germany
@
Twitter:@INM7_ISN
*Correspondence:
[email protected](S.Genon).
Glossary
Ecologicalvalidity:an
epistemologicalconceptreferringto
thequalityofthemethods,materials,
andsettingsofastudyusedto
reproducetheexaminedreal-life
phenomena.
Epistemological:referringtothe
studyofthenatureandgroundsof
knowledge,especiallyregarding
limitsandvalidity.
Internalvalidity:aqualitycriterion
forstudydesignsthatindicatesthe
degreetowhichobservedeffectsin
somedependentvariablecanbe
assumedtobecausedbythe
experimentalmanipulation;typically
highestinrandomizedexperiments
andlowest,orabsent,incorrelative
designs.
fMRI:canbeusedtomeasure
hemodynamicchangesrelatedto
neuralactivityduringaparticular
mentaltask.Oxyhemoglobinand
deoxyhemoglobinhavedifferent
magneticproperties,whichcanbe
capturedwithanfMRIscanner.
Duringmentalactivity,theratio
betweenoxyhemoglobinand
deoxyhemoglobinismodified,
allowinginferenceabouttheregion
ofthebraininwhichneuralactivity
changesduringaparticularmental
task.
MRI:atechniqueofimagingbody
tissues(suchasbraintissues)and
physiologicalprocesses.Ituses
magneticfields,radiowaves,and
fieldgradients.Asdifferenttissues
havedifferentmagneticproperties,
structuralMRIcanbeusedto
generateananatomicalimageofthe
brainthatdifferentiatesgraymatter,
whitematter,andcerebro-spinal
fluid.
Ontology:anexplicitspecificationof
theconceptualentitiesthatare
postulatedbyatheory.Aformal
ontologyspecifiesthestructureof
thetheoryintermsoftheelementary
entitiesandtheirconceptual
relationships.
Positronemissiontomography (PET):atechniquethatmeasures
physiologicalfunctionbydetecting
bloodflowandmetabolism.Itis
basedonthedetectionof
radioactivityemittedaftera
radioactivetracerhasbeeninjected
intothebody.Itcanthereforebe
usedtoexaminebloodflowand
oxygenconsumptionindifferent
BrainAreasasConnectedComputationalUnits
The first theories regarding functional specialization of brain areas (which later led to the conceptoffunctionalsegregation)hadalreadybeenproposedinthe early19th centuryby Gall(whoseviewwaslaterreferredtoas‘phrenology’)[6].However,many‘functions’thatwere associatedwithcertainpartsoftheouterskullwouldnotbeconsideredasfunctionsfroma modernpointofview(withtheexceptionoflanguage).Thefollowingdecadeswereenlivenedby debatesonlocalizationismversusconnectionism(foradetailedreview,see[7]).Thepioneering work performed byPaul Broca andCarl Wernicke inthe 19th century evidenced specific behavioralimpairmentfollowingfocalbrainlesions,but,atthesametime,itwasalsorealized thattheattributionofaspecificfunctiontoacorticalareaisrelatedtoitsanatomicalconnectivity withdistantbrainregions.ThiswasillustratedbyWernicke,whointroducedthefirstnetwork viewforlanguagecomprehensionandproduction[8].
Followingthisview,theconceptofdisconnectionsyndromesrefutedstrictlocalizationismasa complete or sufficient account of cortical organization [7]. Accordingly, the human brain mappingfieldcurrentlyreliesontheassumptionthatthebrainisgovernedbytwofundamental principlesoffunctionalorganization:segregationandintegration[7,9,10].Theformerrefersto the fact that thecerebral cortex isnot ahomogeneous entity butcan be subdividedinto regionally distinct modules (cortical areas or subcortical nuclei), based on functional and structuralproperties[11,12].Thelatteremphasizesthatnobrainregionisbyitselfsufficient toperformaparticularcognitive,sensory,ormotorfunction.Rather,allmentalcapacitiesrely onadynamicinterplayandexchangeofinformationbetweendifferentregions[13,14].
Importantly,theseprinciples(functionalsegregationandintegration)donotcontradicteach other,since integrationcanbeconceptualized asinteraction betweenrelativelyspecialized regions,eachsubservingadistinctprocess[9,15].Accordingly,eachareacanperformalimited rangeoffunctions,buttheconcretebehavioraloutputdependsonwhichinputshavebeen processed(fromafferentconnectivity)andwhichsignalissenttowhichotherareas(basedon efferentconnectivity).Inthis‘intrinsic’and‘connectivity’-basedfunctionalspecializationofbrain areas(developedin[16]),theselattercanbeconceptualizedasrelativelyspecialized compu-tationalunits, theobservedbehavioraleffects ofwhichdepend onthecoactivity(and thus informationsentandreceived)ofotherareas.
Consideringbrainareasascomputationalunitsraisesthequestionofthemechanismofthe computation,orbasicallythequestionof‘whatdoesthebraindoandhow?’Arelatively well-acknowledgedviewaddressingthisquestionisthatthebrainworksasaBayesianmachine [17],computingprobabilitiesthatminimizeuncertainty[18]andsupportdecisionmaking[19]. Thisviewhasbeensuccessful,forinstance,inexplainingperceptualprocessesasintegrative processingofprobabilisticdistributions[20].Ithasalsobeenadaptedtoexplainhigheraspects ofcognition,suchashumanoptimisticbias[21]and,relatedly,theroleofthelateralprefrontal cortexinupdatingbeliefs[22].
regions.Specifically,‘function’referstoacomputationaloperationperformedbyagivenregion, whichcontributestotheobservedbehavioraloutput.Toincorporatethisviewpoint,weusethe term‘operation-function’.
Inthefollowingsections,wefirstillustratetheheterogeneityofbehavioralfunctionsthathave beenassignedtobrainregions,accordingtopreviousapproaches;theseapproachesarethen reviewed.Wethenconsiderhowfunctionalspecializationfromsuchconceptualizationsmight beusedinconjunctionwithrecentadvancesindataaggregationmethodstosearchforthe coreoperation-functionofbrainregions.
FunctionalSpecializationsasPolyhedra
For any brain region, we can think of many different behavioral functions, based on the perspectivefrom whichweconsiderthisbrainregion.Inpractice,mostofthesebehavioral functionscansomehowberelatedtooneanotherandseemtocompriseacorecomputational function(i.e.,anoperation-function)thatgroundsallbehavioralassociationsbutremainslatent andisnotdirectlyobserved.Inotherwords,ourcurrentknowledgeofthefunctional speciali-zationofagivenbrainregioncanbeconceptualizedasapolyhedronwithitsmanysides(i.e., manybehavioralfunctions),thesumofwhichcanonlybeappreciatedbyinvestigationfrom manydifferentperspectives,butwhosecorecenterremainsintangible.
Thisconceptualpolyhedroncanbeillustratedbyoneofthemoststudiedpartsofthebrain,the hippocampus.Ithasbeenassociatedwithdifferentmemoryfunctions,suchasepisodic[23], autobiographical[24],explicit[25],contextual[26],orassociative[27]memory,andalsowith several‘processes’,includingdeclarative[28] orincrementallearning[29],recollection[30], encoding[31],retention[32],consolidation[33],noveltydetection[34],binding[35], compar-ator[36],mismatchdetection [37],pattern separation [38],and inferential processes[39]. Furthermore,thehippocampushasbeenassociatedwithparticular‘behavioraldomains’and ‘tasks’ such as spatial navigation [40], spatial discrimination [41], scene imagination [42], prospection[43],and allocentric representation[44]. Finally,it hasbeenassumed thatthe hippocampus supports more complex behavioral constructs, such as creative thinking or
flexiblecognition[45].
How hassucha‘functionalpolyhedron’beencreated? Actually,the hippocampus,likemanybrain regions,isacomplexstructurethatcanbeengaged inmany differentbehavioralfunctions, accordingtothecontextandtoitsinteractionwithotherbrainregions.Accordingly,differentfields haveuseddifferentapproachesandconceptualframeworkstoinferbrain–behaviorrelationships, capturingoneofitsmanybehavioralassociations.Thatis,ascribingbehavioralfunctionstoabrain regionhasbeenamultidisciplinaryendeavor,resultinginmultipleontologies(Box1)anddifferent levels of descriptionof mentalfunctions, rangingfrom high-level behavioral descriptions to individualtasksandisolatedprocesseshypothesizedbycognitivemodels[46].Generally,when theseconstructshavebeenrelatedtothebrain,thedisciplinehasshapedtheontologies,andthe inferentialapproachhasdriventhelevelofdescription,producingheterogeneousconceptual associationsforanybrainregion.Inthefollowingsections,wereviewtheinferentialapproaches usedinthosedifferentdisciplines,andtheirconcepts,advantages,anddrawbacks.
HowHaveFunctionsofBrainRegionsBeenInferred?
TheLesion-DeficitApproach
One of the first approaches linking brain and behavior was the lesion-deficit approach. FollowingthepioneeringworkofBrocaandWernickeinthe 19thcentury,oneofthemost
partsofthebrainduringamental
task.
Transcranialdirectcurrent stimulation:atechniqueof
neurostimulationinwhichelectrodes
areplacedontheheadofa
participanttoinducecurrents.It
changesneuronexcitabilityby
modifyingthemembranepolarization
potential.
Transcranialmagneticstimulation (TMS):atechniqueusedtostimulate
thebrainlocally.Amagneticcoilis
placedclosetothescalp(without
physicalcontactwiththehead)to
inducecurrents,whichchangethe
polarizationoftheneuronsinthe
areaunderthecoil.Theneuraleffect
ofTMSdependsonthefrequencyof
thestimulation.Itcanbeexcitatory
famousexamplesinthe20thcenturywas thestudyofpatientH.M.by BrendaMilnerand colleagues.Thispatienthadmedialtemporalloberesection(mainlythehippocampus),which resultedinsevereanterogradememorydeficits[47].Thisledtotheinferencethatthe hippo-campusplaysacrucialroleintheacquisitionofnewmemories.Asexemplifiedinthisfamous study,a‘behavioralfunction’isthusinferredfromanobserved‘dysfunction’(hereanterograde amnesia)followingrestrictedbraindamageorloss.Themainstrengthofthisapproachisthe causalnatureoftherelationshipbetweenthetwostudiedvariables(brainandbehavior).Thatis, observingadysfunctionfollowingdamagetoaspecificbrainregionallowsonetoinferacrucial roleofthisregionintherespectivebehavioralfunctionwithintheintactbrain.Thisstrengthgoes
withthe epistemological(seeGlossary)limitationofbeing onlyquasi-experimental, asan
experimentalapproachsupportingcausalityimpliestheabilitytodemonstratethatalternative explanationshavebeeneliminated.Specifically,inthelesion-dysfunctionapproach,theeffect ofprelesionfactors(e.g.,subclinicalstrokesand/orcognitiveimpairment)cannotberuledout. Inotherwords,thebehavioraldeficit(i.e.,theeffectonthedependentvariable)could(partly)be driven byfactors other than the lesion per se, thereby threatening internal validity [48]. Furthermore,atthebrainlevel,severalissuesarisingfromthespatiallystructureddistributionof lesions[49]andtheinfluenceofneuroplasticity(functionalandstructuraladaptationtodamage) canlimittheinferentialpoweroflesion-deficitmapping(Box2).Despitetheselimitations,this approachhasshapedmanyofthemostpre-eminentassumptionsaboutfunctional speciali-zation,andisstillconsideredabenchmark(duetoitscausalmechanism)againstwhichfindings obtainedfromotherapproachesarediscussed[49].
TheStimulationApproach
Amorerecent,experimentalapproach,mirroringthelesion-deficit approachbutappliedto healthyparticipants,isthestudyofbehavioralconsequencesofvirtuallesionscreatedwith brain stimulation techniques. In particular, brain activity can be locally impaired with
Box1.MatchingBrainOrganizationandCognitiveOntologies
Oneimportant issueinthe studyof brain–behavior relationships iswhether currentlyavailable ontologies and
taxonomiescanbemappedontothebrain.Thatis,ifwecouldcapturetheexacttopographicalorganizationof
thebrain,itseemsunlikelythatwewouldfindconceptsatthecurrentlevelofdescriptionofbehaviorthatcouldbe
mappedtotheidentifiedbiologicalunits.Itseemslikelythatthebehavioralstructureasitisimplemented(i.e.,‘coded’)in
thebraindoesnotfitwithpastandcontemporarycognitivetheoriesofbehavioralprocesses.
Asreviewedin[16],cognitivescientistshavetraditionallyformalizedthecomponentsofbehavioralfunctionusing
behavioralstudiesofnormalandneurologicallyimpairedindividuals.Asfurtherreviewedin[77,93],theresultsof
activationstudieshavechallengedtheclassicmodels,astheyhaveevidencedoverlapbetweenneuralsystems
activatedbytasksthatsharenoknowncognitivecomponents.Inagreementwithaprevioussuggestionof
system-aticallyassigninglabelsthatencompasstheoperationsthateachareaperforms[8],weproposetobuildasystematic
ontologywithabottom-upperspective(startingfromthebiologicalsubstrate:thebrain).
Onechallengeinthefuturewillindeedbetointegrateconceptsanddatafromdisparatebrainsciencedisciplineswithin
aunifiedframeworkofbrainbiology[94].Followingupthatperspective,buildingneurocognitivemodels(i.e.,models
combiningcognitiveandanatomicalmodels)ofnormalfunctioningandpathologyreliesontheorganizationofthe
cognitivecomponentsintoasingleframework[16].Suchatheoreticalpositionclearlyimpliesthatbiologicalevidence
shoulddrivetherevisionofcognitivetheories,providedthatthenewconceptualizationderivedfrombrain–behaviordata
hasbeenrobustlytested.
Inadditiontothesetheoreticalconsiderations,oneshouldalsoconsidertheclinicalutilityasa‘qualitymarker’for
psychologicalontologies.Thatis,abehavioral/cognitivetaxonomythatisinagreementwithbrainorganizationshould,in
principle,alsohelpresearcherstounderstand,diagnose,orclassifyneurocognitivepathologies.Thus,inthefuture,
assigningoperation-functiontobrainregionsshouldgohandinhandwiththeevolutionofformalcognitivetaxonomies,
transcranialmagneticstimulation(TMS),transcranial directcurrentstimulation,or transcranialalternating currentstimulation.Likewise, theopposite effect (i.e.,facilitationby increasingcorticalexcitabilitytoenhancebehavioralperformance)isalsopossible,depending ontheprotocol[50,51].Theseapproachestestcause–effectrelationshipsbyexperimentally manipulatinglocalbrainactivityandexaminingitseffectsonbehavior[52].Whilerepresentinga powerful experimental approach, internal validity can also be limited by the influence of individualcorticalgeometryandthe relativelackof focality,as wellas bythelimitedrange ofregionsthatcanbetargeted(Box2).Atthebehaviorallevel,incontrasttothelesion-deficit approach,stimulationapproachesdonottapintoeverydaybehaviorinnaturalsettings.Forthe sakeof experimentalcontrol andconstraintsof thelaboratory settingneededfor stimulus delivery,behavioralfunctionsareusuallyoperationalizedfromcognitivemodels(e.g.,‘memory recall’[53]),andinferenceismadeonisolatedbehavioralparameterssuchasreactiontime. Thus, compared with the lesion-deficit approach, experimental brain stimulation can offer higherinternalvalidity,buthaslimitedecologicalvalidity.
TheActivationApproach
Inrecentdecades,neuroimagingtechniquessuchaspositronemissiontomography(PET) andfMRIhaveproducedarapidgrowthinthestudyofbrain–behaviorrelationships[54],by revealinglocalizationsofbrainactivitychangesinduced bymentaloperations.fMRIquickly becamepreferredoverPETformappingtask-evokedactivitybecauseithasabetterspatialand temporalresolution[55];andcanhencelocalizeactivitychangesduringspecificmentalevents, suchas successfulmemory encoding[56].Withthistechnologicalprogress,cognitive psy-chologistsgaineda newtool to test andrefinecognitive models and theories[57].In this particularframework,theactivationapproachcanbeconsideredasexperimentalbecauseit allowstheresearchertofreelymanipulateanindependentvariable(behavioralcondition)and observeitseffectonthedependentvariable(brainactivation).Forexample,fMRIcanprovide supportfordual-processcognitivemodels(suchasrecollectionversusfamiliarity)by demon-stratingthatthetwoprocessesevokedistinctpatternsofactivity.However,addressingsuch questionswithfMRIrequireswell-controlleddesigns,usingtwoconditionswhichdifferonlyin
Box2.RealandVirtualLesions:StrongbutComplicatedEvidence
Localizedbrainlesionsandstimulationapproachesproducing‘virtual’lesionsmaybeconsideredasprovidingthe
strongestevidencethatthefunctionofabrainregioniscausallyrelatedtoaparticularbehavioralfunction,ifdamageto
theregionindeeddisruptstheperformanceoftherespectivebehavior.Thislevelofinterpretationisinaccessiblefor
eitheractivationstudiesorbrain–behaviorcorrelations,whichareobservationalinnatureandmaynotdifferentiate
epiphenomenaorspuriouseffects.
Inturn,lesion–symptomassociationsarecomplicatedbythehighplasticityofthehumanbrain(e.g.,[95,96]),which
resultsinsubstantialremodelingofcircuitryasearlyasdaysaftertheinsult.Inaddition,lesionlocationsareneither
uniformnorrandom,buteitherfollowaspatialstructuredeterminedbythevasculartree,incaseofischemiclesion,or
mainlyoccurinsurfacestructures,inthecaseoftraumaticbraininjury[49,97].Furthermore,otherfactorsmay
contributetotheobservedpattern:forexample,regionsthatappeartobestructurallyintactmighthavetheirfunction
impairedbydisconnectionfrom,ordamageto,animportant‘coworker’.Astheseregionsarealsounabletofunction
despitebeingstructurallyintact,theperturbationsascribedtothedamagedregionsmaybeoverestimated[97,98].
Noninvasivestimulationtechniques offeran experimentalapproach toperturbationandavoid thelimitationsof
neuropsychologicallesionmappingsuchasplasticity(thoughthereisevidenceforshort-termhomeostaticeffects),
buttheirapplicationislargelylimitedtosurfacestructures[99,100].Furthermore,thequestionablefocalityoftranscranial
magneticstimulation-induced currents[10]andinfluencesofcortical geometry substantiallyimpedethe spatial
specificityofbrainstimulation.Finally,stimulationofdenselyconnectedregionswillresultinuncontrolledpropagation
ofthepulse into spatiallydistantregions [5,6],inducing (uncontrolled)network effects.Thus,a well-controlled
experimentbasedonastimulationapproachshouldincludeanexaminationofthepropagationofthepulse,such
respect to the target processes (i.e., a ‘pure insertion’; cf. [58]). For example, isolating ‘recollection’inanfMRIscannercouldbeoperationalizedbycontrastingrecognitionofintact wordpairs(whichengagebothrecollectionandfamiliarity)withrecognitionofrecombinedword pairs(drivenonlybyfamiliarity)[59,60].Hence,mentalfunctionsarestudiedusingveryprecise andthereforerestrictedexperimentalimplementationsinferredfromcognitivetheories. Con-sequently, as in stimulation studies, the mental operations a participant engages in are conceptuallydistantfromeverydayfunctions(suchasthevividrecollectionofarecentmeeting), thereforelimiting ecologicalvalidity.Withregardto internalvalidity,the assumptionofpure insertion (the assumption that extra processes can be inserted purely, without changing existingprocesses oreliciting newprocesses), uponwhich the interpretation of activation relies,hasbeenquestioned(cf.[58]).Forexample,theinternalvalidityofanfMRIstudycanbe questionedbythefactthatepiphenomenaoftheexperimentalsetting(suchashigher atten-tionaldemandsinataskthaninacontrolcondition)cannoteasilybedissociatedfrom task-specificeffects.
TheDegeneracyPrinciple
Historically,lesion-deficitapproaches(betheyneuropsychologicalorstimulationbased)were generallyconsideredtobeimportantwithrespecttothestudyoffunctionalspecializationof brainregions,becauseobservingarelationshipbetweenafocallesionandabehavioraldeficit suggeststhatthisregionisnecessaryforperformance.Hence,thelesionapproachwaslong consideredthegoldstandardforidentifyingthenecessityofabrainregionforagivenfunction. Bycontrast,theactivationapproachwasconsideredtheoptimalapproachforidentifyingwhich brainareasweresufficientforagivenbehavioralfunction.Accordingly,itwasinitiallyhopedthat acombinationoflesion-deficitmappingandactivationapproacheswouldidentifythe neces-saryandsufficientbrainregionsforagivenbehavioraltask[58].However,thisviewhadtobe revisedsubjecttothedegeneracyprinciple(i.e.,thefactthatoneuniquebehavioraloutputor outcomecanbeachievedbydifferentneurocognitivesystems[61]).Thisdegeneracytheory resultedinaconceptualmourninginthehumanbrainmappingfield,asitwasnowconsidered that‘theremaybenonecessaryandsufficientbrainarea’foranybehavioralfunction[58].
TheStructure-BehaviorCorrelationApproach
underminedbyalackofexperimentalcontrol,whichimpliesthatpossiblealternativeprocesses andstrategiesmayyieldthesameorsimilarbehavioraloutcomes[61].Theinternalvalidityis furtherreducedbytheconsiderationthatbehavioralmeasurementscouldberelativelynoisy proxiesofthelatentconstruct(s)theyaimtotarget[68].Thisconcernisespeciallynoteworthy forscoresbasedonsubjectivereports,thereliabilityofwhichisfrequentlyquestioned[68]. Moreover,neurobiologicalfeatureslikelocalvolumeorcorticalthicknessestimatesareinfl u-encedbynumerouspossiblefactors,whichmayshowcomplexrelationshipswiththecovariate ofinterest.This,inturn,mayleadtospuriousbrain–behaviorassociations(cf.discussion[69]).
SummaryandConclusions
Insummary,associationsbetweenbehavioralfunctionsandbrainregionshavebeenstudiedby differentresearchfields,whichhavedifferentconceptsofbehavioralfunctionsandusedifferent inferenceapproaches.Beyondtechnical strengths andweaknesses,the potentialof these differentapproachestoassociateparticularbehavioralfunctionswithparticularbrainregions hasbeendiscussedwithrespecttoecologicalvalidityandinternalvalidity(twoepistemological qualitiesconsideredinbehavioralsciences).Withalltheirdifferentstrengths,theseapproaches havetogethercontributedtoassignmultiplebehavioralfunctions,correspondingtodifferent levelsofdescription,tobrainregions.
Althoughthecomplementarityofthedifferentapproachescanbeseenasofferingrichnessin behavioralassociationsforbrainregions,theoriginalgoalofindividualstudieswastypicallyto focusonabehavioralfunctionandmapittoabrainregion,ratherthanelucidatingtheexact functionofagivenregion.Thatis,theaprioridefinedconstructwasamentaloperation,andthe objectofinferencewasthebrainregionthatwasrelated toit. Wewouldcontendthatthis modusoperandihasonlyaverylimitedcapacitytoanswertheinitialquestion:‘Whatdoesany partofthebraindo?’Inparticular,anyinferenceabouttheroleofanybrainregionthatisderived usingthismodusoperandiiscomplicatedbytheprincipleofdegeneracy[61].
Forexample,investigation into the associationbetween the hippocampusand associative memoryretrievalcanbeobscuredbythefactthatrecallinganassociationoftwoitemscanbe performedeitherbyretrievingaunitizeditemintegratingbothcomponents,orbyretrievingthe two associated items; with the second cognitive strategy being more likely to recruit the hippocampus[70,71]. Accordingly,regardless ofthe approach used,finding arole forthe hippocampus inthe behavioral outcome depends onthe neurocognitive aspectsthat the behavioralparadigm ormeasure mostlycaptures, and theneurocognitive system that the individual(s)recruit(differentparticipantscanrecruitdifferentneurocognitivesystems). Conse-quently,identifyinga roleof thehippocampus inassociativeretrievalcould requireseveral studies, covering a very heterogeneous range of behavioral paradigms or measuresand performedacrossdifferentpopulationsamples.
RecentToolsAidingProgress
ActivationDataAggregation
Anoverviewofthebehavioralfunctionsengagingagivenbrainregioncouldbeachievedby scanningagroupofindividualsforalargerangeofbehavioralconditionsthattargetdifferent mentalfunctions.Thisapproachhasrecentlybeenundertakenwith12participantsaspartof theIndividualBrainChartingproject.iWithitsongoingdevelopmentofspecificdecodingtools, thisandrelatedprojectscouldsignificantlycontributetoourunderstandingofthebehavioral engagementofbrainregions,providingrichandheterogeneouspatternsofregion–behavior associations at the individual level. Nevertheless, ensuring that patterns ofassociation go beyondtheidiosyncrasiesofthespecificexperimentaldesignsandparticipantswillrequiredata integrationacrossmanyindependentstudies[73].Thus,a‘subjectlevel’functionalpolyhedron thatcapitalizesonaggregationofexperimentswithin-subjectcouldcomplementfindingsfrom across-studiesdataaggregation.
Integrationacrossstudieshasnowbecomepossibleduetotwoinitiativescompilingtheresults ofpublishedactivationstudies:BrainMap[74,75]andNeurosynth[76].Althoughdifferingin theirapproachtodataextractionandlabeling(Box2),bothcontainthecoordinatesoflocal activation maxima as reported by many thousands of neuroimaging papers, along with descriptions ofthe behavioralconditions thatyielded the respectiveactivity patterns(e.g., ‘saccades’).Byapplyingstatisticaltestsaccountingforthebaserateofactivationforagiven regionandthe baserate ofeach behavioralconditioninthe database,the consistencyof particularbehavioralassociationsacrossthousandsofstudiescanbeanalyzedforanyregion ofinterest.Such approachescouldbeseenas ‘functionalbehavioralprofiling’(‘functional’ referringtotheuseofactivationdata).
Usingsuchanapproach,ithasrecentlybeendemonstratedthattheanteriorinsulaisengaged inaverywiderangeoffMRItasks[77],suggesting ageneric functionalrole, suchastask engagementmaintenance;thatcouldaccountforallthemorespecificmentalprocessesthat havepreviouslybeendiscussedforthisregion.Asillustratedinthisexample,thepatternsof associationsacrossawiderangeoftaskscanfosternewhypotheses,approximatingasmuch aspossiblethecoreroleoftheregion(andthusitsoperation-function),beyondthebehavioral
ontologyoftheoriginalstudies orthedatabase.Inarecentstudy, screeningtherangeof
studiesactivatingtheleftrostraldorsalpremotorcortex(PMd)revealedthatthissubregionwas activatedwheneverthetaskrequiredabstractionfromtheactualspatial(e.g.,scene imagina-tion),temporal(e.g.,explicitmemory),ormentalframe(e.g.,deception)([78],Figure1).This observationwasonlypossibleafterintegratingactivationsacrossdifferenttasksandbehavioral domains,and wecanspeculatethat this‘abstraction’ propertyactually reflects theuseof sequentialprocessing(spatialortemporal)inthePMdforvarioustypesofpredictionsbeyond thecurrentframework,inlinewiththeBayesianbrainhypothesis.
Neurosynthshowcomplementarylimitationsandadvantages,suggestingthattheir combina-tioncouldprovideamorecomprehensiveprofilingandbetteroverviewthanthepreviousfocus oneitheroftheminisolation.Finally,whileaquantitativesummaryofactivationdatamaythus disclosepatternsacrosstasksfromdifferentresearchfields,itdoesnotallowfordisentangling whethertheengagementofthebrainregionplaysacrucialroleintaskperformanceorwhether itis justan epiphenomenonrelatedto experimentalimplementation (suchas moreintense visualfixationorcognitiveengagement).Thishighlightsthepotentialbenefitofacorrelational approachusingmorenaturalistictaskstocomplementourviewonbehavioralassociationsfora givenbrainregion.Thepotentialoutcomesandlimitationsofsuchanapproacharediscussed inthenextsection.
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Figure1.IllustrationofBehavioralFunctionalProfilingfortheLeftRostralDorsalPremotorCortex(PMd).Activationdatabases(suchasBrainMapand
Neurosynth)containacollectionofactivationpeaksthathavebeenreportedinstereotacticspaceinscientificpapers,aswellasinformationonbehavioralconditions
associatedwiththesepeaks(basedonthebehavioraltaskthattheparticipantshadtoperformintheMRIscanner).Foragivenbrainregion-of-interest(heretherostral
leftPMd),wesearchedamongallthepeaksofactivationreportedintheBrainMapdatabaseforthosethatwerelocatedinthisregion.Inthisdatabase,thebehavioral
conditionrelatedtoeachpeakisspecifiedintermsofbehavioralparadigmsandbehaviordomains.Examiningthebehavioralparadigmsandbehavioraldomainsin
whichthepeaksofactivationwereconsistentlyreportedintheregion-of-interestallowedustoestablishabehavioralprofileofthisregion.Asillustratedintheleftinferior
panel,theleftrostralPMdwasfoundtobeactivatedinexperimentaltasksprobingexplicitmemory,objectorsceneimagination,anddeception[78].Thefaceusedto
CorrelationinLarge-ScalePopulationSamples
Anemergingethosofdatasharinghaspromotedopenaccesstoagrowingnumberoflarge datasetsof neuroimagingand phenotypicaldata[82,83].TheHuman ConnectomeProject (HCP,[84]),the1000Brainsstudy[85],andtheUKBiobank[86]areinstancesofsuchinitiatives. Theyprovidemultimodalbrainimaging,informationonhistoryandcurrentlife-style, question-nairescores,andasubstantialrangeofstandardneuropsychologicalmeasuresthataddress several cognitive dimensions, such as working memory, executive functions, and verbal learning.BraincharacteristicsmeasuredwithMRIinlarge-scalepopulationdatashowanatural covariancewithcognitivephenotypes(Figure2A, [86]),whichallowsastandardcorrelation approachforidentificationofspecificbrainregionsthatarerelatedtobehavioraldimensionsof aprioriinterest(suchasconscientiousness[65],Figure2B).Itwouldalsoallowevaluationofa specificassociationbetweenaregionofinterestandaprioriselectedbehavioralvariables(such ashippocampusvolumeandmemoryperformance[87],Figure2C)withinahypothesis-driven framework.
Supportingthevalidityofsuchanapproachtocapturebrain–behaviorrelationships,measures tappingintosimilaraspectsofbehaviortendtoshowcorrelationinthesamebrainregion(such asimmediaterecallanddelayedrecallinalist-learningtask[87],orextraversionand consci-entiousnessintheassessmentofpersonality[65]).Suchrelationshipsopentheperspectiveof anexploratoryapproachsearchingforsignificantassociationsbetweenbrainmeasurementsin anaprioriselectedregionofinterestand awiderangeofpsychometricvariables. Thatis, capitalizingonthehypothesisthatneurobiologicalfeaturessuchasgray-mattervolumeand corticalthicknesscovarylocallywithbehavioralcharacteristics[62,88],thebehavioralfunctions inwhichagivenbrainregionpotentiallyplayarelativerolecouldbeinferredfromitsstructural brain–behaviorcorrelationacrosstherangeofphenotypicalvariables.Asthisapproachisbuilt onaverydistinctconceptualizationofmentalfunctionsthroughtheassessmentofcomplex,
Box3.BrainMapandNeurosynth
BrainMapandNeurosyntharebothcollectionsofresultsofactivationstudies,consistingofreportedcoordinatesand
informationabouttheexperimentalcontext.BrainMap[75,101]isbasedonmanualencodingofspatialcoordinatesand
behavioralconditions,accordingtoanexpert-definedontology.Thatis,eachreportedsetofcoordinatesisencoded
withrespecttotheemployedparadigm,theassessedcontrast,andotheraspects suchasstimuliorrequired
responses.Thislabelingiscross-validatedbyasecondinvestigator,yieldingarigorousstandardoflabeling,resulting
inratherslowgrowthandconfinementtoanaprioritaxonomy.
Neurosynth[76],bycontrast,isbasedonautomatedtext-mining.First,coordinatesareextractedfrompublished
neuroimagingarticlesusinganautomatedparser,withoutdistinctionbetweendifferentcontrastsorexperiments.Thus,
onemajordifferencebetweenbothdatabasesisthatBrainMapworksontheexperimentlevel(singlecontrast)and
Neurosynthonthestudylevel(completepaper).Inthelatterdatabase,eacharticleisthen‘tagged'withthosetermsthat
occurwithhighfrequencyintheabstractofthepaper.Thisautomatedparsinghastheadvantageofnotbeinglimitedby
apredefinedsetoflabels.Bycontrast,itcomeswiththedrawbackthatthedescriptionsaresolelybasedonthewords
usedtodescribethestudybytheauthors.Consequently,thelabelswillsummarizetheconceptualtermsthatthe
researchers(orthereviewers)wantedtoseeaddressed,notnecessarilythebehavioralfunctionorprocessthatwastruly
isolated.
Thus,bothdatabasesarebasedoncurrentpsychologicalontologiesandterminologybutmayprovideslightlydifferent
behavioralinformationforagivenbrainregion.Forexample,memory-relatedtermsassociatedwiththehippocampusin
BrainMapwouldbe‘explicitmemory’,whileNeurosynthwouldprovidetermssuchas‘remember’,and‘remembering’.
Whiletheformerlackssemanticprecision,thelattercouldbe(spuriously)drivenbythefactthatmanystudies
addressing‘remember’havefocusedonthemedialtemporallobe.Asregion-of-intereststudiesarenotexcluded
inNeurosynth,thereisapotentialforself-fulfillingprophecies.Hence,eachapproachhasitsownstrengthsand
3 4 5 6 7 8 9 13.5
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-log
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Hippocampal/intracranial volume raƟo
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ConscienƟousness
UK biobank sample (n = 5285)
HCP sample (n = 364)
ADNI MCI sample (n = 694)
(A)
(B) (C)
Dela
ye
d r
ec
all
Female Male
Ph
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density and size
Lifestyle general
Ea
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Lifestyle
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Life
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Figure2.StructuralBrain–BehaviorCorrelationApproach.(A)Manhattanplotrelatingasetofcerebralmeasuresderivedfromanatomicalimagestonon-brain
phenotypicalvariables(1100variablesclusteredintomajorgroupsalongthex-axis)intheUKBioBankcohort.Foreachvariable,thesignificanceofthecross-subject
correlationwitheachbrainmeasuresetisplottedverticallyinunitsof log10[86].(B)Positivecorrelationbetweenconscientiousnessscoresandgray-mattervolume
(GMV)inthecuneusinmalesonly,withinasamplefromtheHumanConnectomeProject(HCP)[65].(C)Significantrelationshipbetweenhippocampalvolumeand
immediaterecallperformanceattheReyAuditoryVerbalLearningTestinteractingwithgenderinasampleofparticipantswithmildcognitiveimpairment(MCI)fromthe
ecologicallymorevalidtasksthanthespecificcontrastsofferedbytheactivationapproach,it shouldrevealcomplementarypatternsofbehavioralassociationforany givenregion.Thus, ultimately,for a given brainregion,the pattern of behavioralassociations revealed bythis structuralcorrelationapproachshouldbeintegratedwiththepatternofbehavioralassociations derivedfromactivationdata,toofferamulticonceptualandmultimodalpatternofbehavioral associationsforanybrainregion.Thishybridapproachwould,inturn,helptodevelopnew hypothesesontheoperation-functionofanyregion.
TowardTestingofInteractionModelsandFinerScales
Thecorrelationapproachand,moregenerally,anydata-drivenapproachusingbigdatasetsin whichresearchersjust‘letthedataspeak’havetheirownlimitations,astheneuroimagingand psychometricdatamaycontainsubstantialnoise[89],withconfoundingfactorspartlydriving theobservedeffect[68].Ultimately,thefunctionofanybrainregionshouldbeconsideredwithin an integrativeapproach, including not only patternsrevealed bylocal properties,but also interactionswithother brainregions.In otherwords,data-drivenapproachesthatadopta functionalsegregationviewandareappliedtoaggregatedobservations,offeragreat oppor-tunity for exploratory work and discovery science, but any resulting ‘operation-function’ hypothesis should be integrated into a functional model, tested with a hypothesis-based approach. As discussed previously, each approach has its own technical and scientific strengthsandlimitations,suggestingthatacomprehensiveevaluationofagivenhypothesis shouldcapitalizeonacombinationofdifferentapproaches,ratherthanfocusexclusivelyonany oneofthem(seeOutstandingQuestions). Technicaladvancescannowofferbetter experi-mentalcontrol,suchasbycombiningelectroencephalography(EEG)withfocalbrain stimula-tion[90].Furthermore,Bayesian-basedmethodologicalframeworks,suchasdynamiccausal modeling,have been successful inrecent years in the statistical testingof neurocognitive models,andcannowevenbeextendedtocombinedEEG–fMRIparadigms[91].Altogether, thesetechnicalandmethodologicaldevelopmentsholdgreatpromisefortestingmodelsof operation-functionscomputedbydifferentbrainareasininteraction.
ConcludingRemarks
Despitecenturiesofstudyofbrain–behaviorrelationships,aclearformalizationofthefunction ofmanybrainregions,accountingfor theengagementofthe regionindifferentbehavioral functions,islacking.Recentprogressindataaggregationmethodshasopenedawideavenue for a systematic, multiconceptual characterization of behavioral associations for any brain region.Onthe onehand, previousdecadesof fMRIandPET activationexperimentshave providedawealthofresultsthatcanbeusedtoshifttheperspectivetowardsearchingforthe rangeofbehavioralassociationsofbrainregionsusingaquantitativeapproach.Ontheother hand,large-scalepopulationdatasetsopennewpossibilitiesforacomplementaryapproach basedoncovariancebetweenneurobiologicalandbehavioralfeatures.Thishybridbehavioral profilingcouldleveragethemyriadofbehavioralaspectsofanybrainregion,hence progres-sivelyunveilingthenatureofthefunctionofbrainregionsandnetworks.
Acknowledgments
OurworkissupportedbytheDeutscheForschungsgemeinschaft(DFG,GE2835/1-1,EI816/4-1),theNationalInstituteof
MentalHealth(R01-MH074457),theHelmholtzPortfolioTheme‘SupercomputingandModellingfortheHumanBrain’,and
theEuropeanUnion’sHorizon2020ResearchandInnovationProgrammeunderGrantAgreementNo.7202070(HBP
SGA1).TheauthorsthankErinSundermannandAlessandraNostroforillustrativeplots.
Resources
i
https://project.inria.fr/IBC/data/
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OutstandingQuestions
Towhatextentdomental functions
reflectregionalspecializationof
individ-ualbrainregions,andtheintegration
thereofintolarge-scalenetworks?
How can we integrate the different
conceptsand hypotheses regarding
the behavioral functions of brain
regionsfromdifferentfieldsofresearch
anddifferentmethodologies?
Howcouldwecharacterizethe
func-tionofabrainregionbyaccountingfor
bothsegregationimplementedinthe
local structure and integration
sup-portedbytheconnectivitypattern?
Cancurrentlyavailablecognitive
ontol-ogiesbemappedontothebrain?That
is,willwefindthatspecificcognitive
conceptscanbemappedonto
spe-cificbiologicalunits?
Howcanwefostertheintegrationand
joint/complementary use ofdifferent
methods,whichallhavetheirindividual
strengthsanddrawbacks?
Whenthesystematiccharacterization
ofabrainregion,basedondata
aggre-gation,hasgeneratedanew
hypothe-sis, how can we combine different
approachestotestthishypothesisin
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