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ROY HOWARD SIMON, M.D.

Date of Birth: March 20, 1959

Place of Birth: Forest Hills, New York

Citizenship: United States Citizen

LICENSES: Physician & Surgeon, State of California Fluoroscopy X-Ray Supervisor and Operator

OFFICE

LOCATIONS: 3701 Skypark Drive, Suite 260 Torrance, CA 90505

1082 Glendon Avenue Los Angeles, CA 90024

HOSPITAL

AFFILIATIONS: Active Staff, Torrance Memorial Medical Center Torrance, California

Active Staff, Center for Ambulatory Surgical Treatment Westwood, California

Active Staff, Coast Surgery Center Torrance, California

BOARD

CERTIFICATIONS: Board Certified, American Board of Anesthesiology Board Certified, ABA, Pain Management

Diplomate, American Academy of Pain Management

EDUCATION:

Undergraduate Education: Hofstra University Hempstead, New York B.S. Biological Sciences 1981

Medical Education: State University of New York Downstate Medical Center 450 Clarkson Avenue New York, New York M.D.

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Post Graduate Internship: Hackensack Medical Center 30 Prospect Avenue

Hackensack, New Jersey Internal Medicine July 1986 - June 1987

Residency: Harbor/UCLA Medical Center Torrance, California

Department of Anesthesia July 1987 - June 1989

Fellowship: UCLA Pain Management Center School of Medicine

University of California, Los Angeles July 1989 - June 1990

Advanced Clinical Anesthesia III:

Anesthesia for Orthotopic Liver Transplants and Heart Transplants

Anesthesia for Obstetrics and Cardiothoracic Anesthesia

ACADEMIC HONORS AND AWARDS:

Hofstra University Dean’s List

Hempstead, New York Provost Scholar

Phi Beta Kappa

SUNY Downstate Honors in Neurology

Medical Center Commendations in Anatomy

Brooklyn, New York Senior Year Honors Program

Harbor/UCLA Best Resident’s Lecture Award

Medical Center Award for Outstanding Academic Achievement

Torrance, California

WORK HISTORY: March 2008

Ford, Walker, Haggerty and Behar, LLP One World Trade Center

Twenty-Seventh Floor Long Beach, CA 90831 Med-Legal Consultant November 2002 – Present

The Pain & Rehabilitation Medical Group (formerly known as Westwood Associates) 1082 Glendon Boulevard

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Los Angeles, CA 90064 Medical Director

January 1994 - Present

The Pain & Rehabilitation Medical Group (formerly known as Torrance Pain Center) 3701 Skypark Drive, Suite 260

Torrance, CA 90505 Medical Director

January 1995 – November 1995

Doctors’ Surgery and Pain Management 8135 South Painter Avenue

Suite 103

Whittier, CA 90602 Medical Director

October 1990 - January 1994

Presbyterian Intercommunity Hospital 12401 Washington Boulevard

Whittier, CA 90602 Anesthesiologist

TEACHING APPOINTMENTS:

International Spinal Injection Society Entry level workshop speaker, 1998

Entry Level Lumbar Workshop 1/98

Advanced Cervical Thoracic Workshop 5/98 Cervical Thoracic Workshop 1/99

Lumbar Workshop (in conjunction with the California Society of Anesthesiologists) 9/99

Masters Level Cervical Thoracic Workshop 10/00

Radiofrequency/IDET Workshop 12/00 Phase 1 Lumbar Workshop 1/01 Phase 3 Cervical Workshop 11/02 Advanced Lumbar Workshop 12/04 Oratec Interventions, Inc.

IDET workshop instructor 1999 IDET Workshop 6/99

Specialist Gathering 9/00 (For instructors only)

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Guest Lecturer & Cadaveric Instructor Nucleoplasty & Annuloplasty

Stanford Interventional Spine 6/2-3/2001

ORGANIZATIONS:

International Spinal Injection Society (ISIS) American Academy of Pain Management American Society of Anesthesiologists North American Neuromodulation Society Minimally Invasive Spine Society North American Spine Society American Pain Society

NeuroTech

PRESENTATIONS:

“Pain Management: Latest Techniques”

Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

April 2012

“High Level Acuity Pain Management”

Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

March 2011

“Spinal Diagnostics &Therapeutics”

Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

August 2010

“Utilization of Spinal Cord Stimulation in a Multi-Disciplinary Setting” Roy H. Simon, MD: Neurotech

Laguna Beach, CA July 2010

“Spinal Diagnostics & Therapeutics”

Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

March 2010

“Spinal Cord Stimulation and Medication Delivery Systems” Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

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“Spinal Cord Stimulation and Medication Delivery Systems” Roy H. Simon, MD: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

March 2009

“IntraDiscal ElectroThermal Therapy (IDET)” Roy H. Simon: Med-Legal Consumer Conference, Ritz Carlton, Marina Del Rey, CA

June 2008

“Minimally Invasive Spine Surgery: Spinal Cord Stimulator & Medication Delivery Systems” Roy H. Simon: Med-Legal Consumer Conference,

Ritz Carlton, Marina Del Rey, CA March 2008

“Spinal Diagnostics and Therapeutics” Roy H. Simon: CAALA Annual Convention Mandalay Bay, Las Vegas, Nevada

September 2007

“Current Approaches to Multi-Disciplinary Treatment of Chronic Spinal Pain”

Roy H. Simon: Seminar for Workers Compensation Nurse Care Managers presented by The Pain & Rehabilitation Medical Group

Westin Hotel, Los Angeles January 2007

“Intradiscal Therapies including Nucleoplasty and Intradiscal Electrothermal therapy” Roy H. Simon: Stanford Interventional Spine Workshop, Stanford University, Palo Alto, California, June 2001 “Reflex Sympathetic Dystrophy” Roy H. Simon: Grand Rounds, Kerlan-Jobe, Inglewood, California, 1996.

“Pain Management for Oncological Disease” Roy H. Simon: Little Company of Mary Hospital, Torrance, California, 1995.

“Multidisciplinary Approach to Chronic Pain” Roy H. Simon: UCLA Medical Center, 1995.

“Non Surgical Treatment of Low Back Pain” Roy H. Simon: Grand Rounds, Kerlan-Jobe, Inglewood, California, 1995.

“Spinal Cord Stimulation for Failed Back Syndrome” Roy H. Simon: Harbor/UCLA Medical Center, Torrance, California, 1995.

“Myofascial Pain Syndrome” Roy H. Simon. Gift of Living. Torrance Memorial Medical Center. 1995. ”Cancer Pain Management”, Roy H. Simon, City of Hope, 1995.

“Alternative Intervention for Back Pain” Roy H. Simon Torrance Memorial Medical Center, Torrance, California, 1994.

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“Treatment of Low Back Pain with Spinal Injections” Roy H. Simon, Gift of Living, Torrance Memorial Medical Center, 1994.

“Appropriate Referrals to Tertiary Pain Centers” Roy H. Simon: Bay Shores Medical Group, 1994. “Diagnosis and Treatment of Cancer Pain” Roy H. Simon: Grand Rounds, UCLA Medical Center, Los Angles, California, September 1989.

Current Trends in Acute Postoperative Pain Management” Roy H. Simon, Thomas Bohlmann: Grand Rounds, UCLA Medical Center, Los Angeles, California, August 1989.

“Rapid Diagnosis of Wide Beat Tachyarrhythmias” Roy H. Simon: Grand Rounds, Harbor/UCLA Medical Center, Torrance, California, January 1989.

“Low Flow and Closed Circuit Anesthesia” Roy H. Simon, Philip J. Morgan: Grand Rounds, Harbor/UCLA Medical Center, Torrance, California, January 1988.

PAPERS, CHAPTERS & ABSTRACTS:

Post-IDET Therapy: A Mechanical Approach to Rehabilitating the Surgically Treated Lumbar Disc. David I Lipetz, MS, PT, Roy H. Simon, MD, International Spinal Injection Society Scientific Newsletter. April 2001

Thoracic IDET. Roy H . Simon, MD International Spinal Injection Society Scientific Newsletter. April 2001

Television Interview: Chronic Pain. Channel 2 News San Diego. 1998 Interview: A Review of Outpatient Pain Centers. Case Management. 1997

Television Interview: Non surgical Treatment of Spine Disorders. Channel 4 News Los Angeles with Bruce Hensil, M.D. 1996

Evaluation of the Chronic Pain Patient. Roy H. Simon In Brechner, T. (Ed.). Little Brown and Company, 1990

Clinical Application of Low Flow and Closed Circuit Anesthesia. Roy H. Simon, Philip J. Morgan, Atsuo Fukunaga.

Chapter: The Evaluation of the Chronic Pain Patient, Little Brown & Co.

WORKSHOPS/MEETINGS:

Failed Back: Past Problems and Future Directions;” Dannemiller Memorial Educational Foundation; July 17-19, 1992

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“Comprehensive Pain Medicine/Management;” Park Medical Center; Jan 14-16, 1994 Annual Meeting of the Western Pain Society; American Pain Society; April 15-16, 1994

“Institutional Commitment to Pain Management” Conference; City of Hope National Medical Center; February 23-25, 1994

“Cost Effective Back Care: A Conservative Approach;” St. Luke Medical Center; October 1, 1994

3rd Annual Meeting; International Spinal Injection Society; September 23-24, 1995

Cervical Thoracic Workshop; International Spinal Injection Society; November 1995

“Radiofrequency Techniques in the Management of Chronic Pain;” Radionics, Inc.; December 9-10,

1995

Cervical Thoracic Workshop; International Spinal Injection Society; June 1-2, 1996

“Radiofrequency Techniques in the Management of Chronic Pain;” Maricopa Health System; August 3-4, 1996

4th Annual Meeting; International Spinal Injection Society; August 1996

Cadaveric Discography Workshop, Cervical Thoracic Lumbar; International Spinal Injection Society; November 2-3, 1996

Masters Level Course/Radiofrequency Lesioning, Intradiscal lesioning, Spinal Endoscopy, An Advanced Workshop using Cadavers; International Spinal Injection Society; October 24-25, 1998

Technique for Percutaneous ElectroThermal Treatment of Discogenic Pain; Orotec; October 1998

7th Annual Meeting; International Spinal Injection Society; August 1999

8th Annual Meeting; International Spinal Injection Society; September 8-10, 2000

Annual Meeting, North American Spine Society; September 2000 Nucleoplasty Certificate of Training; ArthroCare Spine; July 2001

ISIS Phase 6 Annuloplasty, CoBlation, IDET, LASE, Nucleoplasty Workshop Using Cadavers; International Spinal Injection Society; July 13-14, 2002

ISIS Phase 3 Cervical Workshop Using Cadavers; International Spinal Injection Society; November 9-10, 2002

Annual Meeting, Cervical Spine Research Society; December 5-7, 2002

M.D.L.R., Inc., Holmium Laser Seminar, “Safety, Physics, and Tissue Effects”; March 2003

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11th Annual Meeting; International Spinal Injection Society; August 8-10, 2003

18th Annual Meeting, North American Spine Society; October 21-25, 2003

Fourth Global Congress: Minimally Invasive Spinal Surgery and Medicine; November 19-22, 2003

12th Annual Scientific Meeting, International Spinal Injection Society; September 9-11, 2004

19th Annual Meeting, North American Spine Society; October 27-30, 2004

Minimally Invasive Spinal Technique/Pain Management, The Royal College of Physicians & Surgeons of the United States; December 5-7, 2004

18th Annual of the International Intradiscal Therapy Society; May 25-28, 2005

ISIS 13th Annual Scientific Meeting; International Spinal Injection Society; July 15-17, 2005

Clinicians United to Manage Pain; The American Academy of Pain Management; September 22-25, 2005

33rd Annual Meeting, Cervical Spine Research Society; December 1-3, 2005

Pain Management and the Appropriate Care and Treatment of the Terminally Ill, American Psychiatric Association & Nevada Psychiatric Association,

February 18-19, 2006

Back to the Evidence, North American Spine Society, March 8-11, 2006

Neuromodulation: Technology at the Neural Interface, North American Neuromodulation Society, 11th

Annual Meeting Acapulco, Mexico December 07-13, 2007

2008 Neurotech Leaders Forum, Neurotech Reports San Francisco, California

October 23-26, 2008

Neuromodulation 2008, New Frontiers, North American Neuromodulation Society,

12th Annual Meeting

Las Vegas, Nevada December 4-7, 2008

4th Annual PRP & Regenerative Medicine Symposium & Cadaver Lab, June 7-8, 2013

ISIS 18th Annual Scientific Meeting, The International Spine Intervention Society

Grand Wailea Wailea Maui Hawaii July 13-17th, 2010

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TOBI, 4th Annual PRP & Regenerative Medicine Symposium & Cadaver Lab June 7-8, 2013

Las Vegas, Nevada

Stem Cell Therapy including Liposuction, Bone Marrow Aspirate, Labwork, Fluoroscopic Injection, Ultrasound Guided Injection of Stem Cells

September 16-18th, 2013

Foundation for Care Management; Mastering Protocols for Optimization of Hormone Replacement Therapy

Salt Lake City, Utah January 11-12th, 2014

Thrive MD / Scott Brandt, MD 10 Hours of training:

Tickle liposuction, bone marrow aspiration, lab for separating stem cells, stem cell injection Vail, Colorado

May 19-20th, 2014

TOBI, 6th Annual PRP & Regenerative Medicine Symposium & Cadaver Lab Las Vegas, Nevada

June 13-14th, 2014

BREG, Introduction to MSK, Ultrasound: Shoulder Carlsbad, California

August 2, 2014

Mastering the Protocols for Optimization of Hormone Replacement Therapy: Part 2 - Advanced Protocols Salt Lake City, Utah

March 20-22nd, 2015

RESEARCH STUDIES

Western Institutional Review Board (WIRB) Sponsor: MicroTransponder Inc.

WIRB Study No: 1122753 Closed: 01/30/2012

References

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