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(1)

Data Preprocessing

(2)

Data Types and Forms

A1 A2 An C

n  Attribute-value data:

n  Data types

q  numeric, categorical (see the hierarchy for its relationship)

q  static, dynamic (temporal)

n  Other kinds of data

q  distributed data

q  text, Web, meta data

q  images, audio/video

(3)

Data Preprocessing

n 

Why preprocess the data?

n 

Data cleaning

n 

Data integration and transformation

n 

Data reduction

n 

Discretization

n 

Summary

(4)

Why Data Preprocessing?

n 

Data in the real world is “dirty”

q  incomplete: missing attribute values, lack of certain attributes of interest, or containing only aggregate data

n  e.g., occupation=

q  noisy: containing errors or outliers

n  e.g., Salary= -10

q  inconsistent: containing discrepancies in codes or names

n  e.g., Age= 42 Birthday= 03/07/1997

n  e.g., Was rating 1,2,3 , now rating A, B, C

n  e.g., discrepancy between duplicate records

(5)

Why Is Data Preprocessing Important?

n 

No quality data, no quality mining results! (garbage in garbage out!)

q  Quality decisions must be based on quality data

n  e.g., duplicate or missing data may cause incorrect or even misleading statistics.

n 

Data preparation, cleaning, and transformation

comprises the majority of the work in a data mining

application (could be as high as 90%).

(6)

Multi-Dimensional Measure of Data Quality

n 

A well-accepted multi-dimensional view:

q  Accuracy

q  Completeness

q  Consistency

q  Timeliness

q  Believability

q  Value added

q  Interpretability

q  Accessibility

(7)

Major Tasks in Data Preprocessing

n 

Data cleaning

q  Fill in missing values, smooth noisy data, identify or remove outliers and noisy data, and resolve inconsistencies

n 

Data integration

q  Integration of multiple databases, or files

n 

Data transformation

q  Normalization and aggregation

n 

Data reduction

q  Obtains reduced representation in volume but produces the same or similar analytical results

(8)

Data Preprocessing

n 

Why preprocess the data?

n 

Data cleaning

n 

Data integration and transformation

n 

Data reduction

n 

Discretization

n 

Summary

(9)

Data Cleaning

n 

Importance

q  Data cleaning is the number one problem in data warehousing

n 

Data cleaning tasks

q  Fill in missing values

q  Identify outliers and smooth out noisy data

q  Correct inconsistent data

q  Resolve redundancy caused by data integration

(10)

Missing Data

n 

Data is not always available

q  E.g., many tuples have no recorded values for several attributes, such as customer income in sales data

n 

Missing data may be due to

q  equipment malfunction

q  inconsistent with other recorded data and thus deleted

q  data not entered due to misunderstanding

q  certain data may not be considered important at the time of entry

q  no register history or changes of the data

q  expansion of data schema

(11)

How to Handle Missing Data?

n 

Ignore the tuple (loss of information)

n 

Fill in missing values manually:

tedious, infeasible?

n 

Fill in it automatically with

q  a global constant : e.g., unknown , a new class?!

q  the attribute mean

q  the most probable value: inference-based such as Bayesian formula, decision tree, or EM algorithm

(12)

Noisy Data

n 

Noise: random error or variance in a measured variable.

n 

Incorrect attribute values may due to

q  faulty data collection instruments

q  data entry problems

q  data transmission problems

q  etc

n 

Other data problems which requires data cleaning

q  duplicate records, incomplete data, inconsistent data

(13)

How to Handle Noisy Data?

n 

Binning method:

q  first sort data and partition into (equi-size) bins

q  then one can smooth by bin means, smooth by bin median, smooth by bin boundaries, etc.

n 

Clustering

q  detect and remove outliers

n 

Combined computer and human inspection

q  detect suspicious values and check by human (e.g., deal with possible outliers)

(14)

Binning Methods for Data Smoothing

n  Sorted data for price (in dollars):

q  Eg. 4, 8, 9, 15, 21, 21, 24, 25, 26, 28, 29, 34

n  Partition into (equi-size) bins:

q  Bin 1: 4, 8, 9, 15

q  Bin 2: 21, 21, 24, 25

q  Bin 3: 26, 28, 29, 34

n  Smoothing by bin means:

q  Bin 1: 9, 9, 9, 9

q  Bin 2: 23, 23, 23, 23

q  Bin 3: 29, 29, 29, 29

n  Smoothing by bin boundaries:

q  Bin 1: 4, 4, 4, 15

q  Bin 2: 21, 21, 21, 25

q  Bin 3: 26, 26, 26, 34

(15)

Outlier Removal

n 

Data points inconsistent with the majority of data

n 

Different outliers

q  Valid: CEO s salary,

q  Noisy: One s age = 200, widely deviated points

n 

Removal methods

q  Clustering

q  Curve-fitting

q  Hypothesis-testing with a given model

(16)

Data Preprocessing

n 

Why preprocess the data?

n 

Data cleaning

n 

Data integration and transformation

n 

Data reduction

n 

Discretization

n 

Summary

(17)

Data Integration

n 

Data integration:

q  combines data from multiple sources

n 

Schema integration

q  integrate metadata from different sources

q  Entity identification problem: identify real world entities from multiple data sources, e.g., A.cust-id ≡ B.cust-#

n 

Detecting and resolving data value conflicts

q  for the same real world entity, attribute values from different sources are different, e.g., different scales, metric vs. British units

(18)

Data Transformation

n 

Smoothing: remove noise from data

n 

Normalization: scaled to fall within a small, specified range

n 

Attribute/feature construction

q  New attributes constructed from the given ones

n 

Aggregation: summarization

q  Integrate data from different sources (tables)

n 

Generalization: concept hierarchy climbing

(19)

Data Transformation: Normalization

n 

min-max normalization

n 

z-score normalization (normalize to N(0,1))

A A

A A

A

A

new max new min new min

min max

min

v ' v ( _ − _ ) + _

= −

A A

dev stand

mean v v

' − _

=

(20)

Data Preprocessing

n 

Why preprocess the data?

n 

Data cleaning

n 

Data integration and transformation

n 

Data reduction

n 

Discretization

n 

Summary

(21)

Data Reduction Strategies

n 

Data is too big to work with

q  Too many instances

q  too many features (attributes) – curse of dimensionality

n 

Data reduction

q  Obtain a reduced representation of the data set that is much smaller in volume but yet produce the same (or almost the same) analytical results (easily said but difficult to do)

n 

Data reduction strategies

q  Dimensionality reduction — remove unimportant attributes

q  Aggregation and clustering –

Remove redundant or close associated ones

(22)

Dimensionality Reduction

n 

Feature selection (i.e., attribute subset selection):

q  Direct methods –

n Select a minimum set of attributes (features) that is sufficient for the data mining task.

q  Indirect methods -

n Principal component analysis (PCA)

n  Singular value decomposition (SVD)

n  Independent component analysis (ICA)

n  Various spectral and/or manifold embedding (active topics)

n 

Heuristic methods (due to exponential # of choices):

q  step-wise forward selection

q  step-wise backward elimination

q  combining forward selection and backward elimination

n Combinatorial search – exponential computation cost

(23)

Histograms

n 

A popular data

reduction technique

n 

Divide data into buckets and store average

(sum) for each bucket

10 15 20 25 30 35 40

(24)

Clustering

n 

Partition data set into clusters, and one can store cluster representation only

n 

Can be very effective if data is clustered but not if data is smeared

n 

There are many choices of clustering definitions

and clustering algorithms. We will discuss them

later.

(25)

Sampling

n 

Choose a representative subset of the data

q  Simple random sampling may have poor performance in the presence of skew.

n 

Develop adaptive sampling methods

q  Stratified sampling:

n  Approximate the percentage of each class (or

subpopulation of interest) in the overall database

n  Used in conjunction with skewed data

(26)

Sampling

Raw Data Cluster/Stratified Sample

(27)

Data Preprocessing

n 

Why preprocess the data?

n 

Data cleaning

n 

Data integration and transformation

n 

Data reduction

n 

Discretization

n 

Summary

(28)

Discretization

n 

Three types of attributes:

q  Nominal — values from an unordered set

q  Ordinal — values from an ordered set

q  Continuous — real numbers

n 

Discretization:

q  divide the range of a continuous attribute into intervals because some data mining algorithms only accept

categorical attributes.

n 

Some techniques:

q  Binning methods – equal-width, equal-frequency

q  Entropy based

q  etc

(29)

Discretization and Concept Hierarchy

n 

Discretization

q  reduce the number of values for a given continuous attribute by dividing the range of the attribute into intervals. Interval labels can then be used to replace actual data values

n 

Concept hierarchies

q  reduce the data by collecting and replacing low level

concepts (such as numeric values for the attribute age) by higher level concepts (such as young, middle-aged, or

senior)

(30)

Binning

n 

Attribute values (for one attribute e.g., age):

q  0, 4, 12, 16, 16, 18, 24, 26, 28

n 

Equi-width binning – for bin width of e.g., 10:

q  Bin 1: 0, 4 [-,10) bin

q  Bin 2: 12, 16, 16, 18 [10,20) bin

q  Bin 3: 24, 26, 28 [20,+) bin

q  – denote negative infinity, + positive infinity

n 

Equi-frequency binning – for bin density of e.g., 3:

q  Bin 1: 0, 4, 12 [-, 14) bin

q  Bin 2: 16, 16, 18 [14, 21) bin

q  Bin 3: 24, 26, 28 [21,+] bin

(31)

Entropy-based (1)

n 

Given attribute-value/class pairs:

q  (0,P), (4,P), (12,P), (16,N), (16,N), (18,P), (24,N), (26,N), (28,N)

n 

Entropy-based binning via binarization:

q  Intuitively, find best split so that the bins are as pure as possible

q  Formally characterized by maximal information gain.

n 

Let S denote the above 9 pairs, p=4/9 be fraction of P pairs, and n=5/9 be fraction of N pairs.

n 

Entropy(S) = - p log p - n log n.

Smaller entropy – set is relatively pure; smallest is 0.

(32)

Entropy-based (2)

n  Let v be a possible split. Then S is divided into two sets:

q  S1: value <= v and S2: value > v

n  Information of the split:

q  I(S1,S2) = (|S1|/|S|) Entropy(S1)+ (|S2|/|S|) Entropy(S2)

n  Information gain of the split:

q  Gain(v,S) = Entropy(S) – I(S1,S2)

n  Goal: split with maximal information gain.

n  Possible splits: mid points b/w any two consecutive values.

n  For v=14, I(S1,S2) = 0 + 6/9*Entropy(S2) = 6/9 * 0.65 = 0.433

q  Gain(14,S) = Entropy(S) - 0.433

q  maximum Gain means minimum I.

n  The best split is found after examining all possible splits.

(33)

Summary

n 

Data preparation is a big issue for data mining

n 

Data preparation includes

q  Data cleaning and data integration

q  Data reduction and feature selection

q  Discretization

n 

Many methods have been proposed but still an

active area of research

References

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