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www.theoryofcomputing.org

NOTE

Groups with Identical

k

-Profiles

George Glauberman

Łukasz Grabowski

Received June 16, 2013; Revised November 30, 2015; Published December 23, 2015

Abstract: We show that for 1≤k≤p

2 log3n−(5/2), the multiset of isomorphism types ofk-generated subgroups does not determine a group of order at mostn. This answers a question raised by Tim Gowers in connection with the Group Isomorphism problem.

ACM Classification:F.2.2

AMS Classification:68Q17, 20D15, 20F69, 68Q25

Key words and phrases:group theory, nilpotent groups,p-groups, group isomorphism problem, algo-rithms, lower bounds,k-generated group,k-profile of groups

1

Introduction

We say that a group isk-generated if it has a set of at mostkgenerators. LetGk be the set of isomorphism types1of allk-generated finite groups. LetGbe a finite group. Following Gowers [3], we say that the k-profileofGis the function fG:Gk→Ndefined by letting fG(H)be the number of subgroups ofG

isomorphic toH(H∈Gk).

Tim Gowers raised the question [3], for whichkdoes thek-profile determine a group of ordern? Such akyields a simple isomorphism test2 in timenO(k)for groups of orderngiven by their Cayley tables (seeSection 3).

1Two groups belong to the sameisomorphism typeif and only if they are isomorphic.

2Regarding the significance of the Group Isomorphism problem to the Graph Isomorphism problem we refer the reader to

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Theorem 1.1. If p is an odd prime, k and n are positive integers, and

1≤k≤p2 logn/logp−(5/2),

then there exist nonisomorphic p-groups of order at most n with identical k-profiles.

Remark 1.2. In particular, setting p=3, we see that ifkandnare positive integers such that 1≤k≤

p

2 log3n−(5/2), then there exist nonisomorphic groups of order at mostnwith identicalk-profiles.

Our examples arep-groups of class 2 and exponentp.

Theorem 1.3. For any odd prime p and positive integer k there exist nonisomorphic p-groups of class 2, exponent p, and order pN, where N= (k+2)(k+3)/2, with identical k-profiles.

2

The proof

Recall that a nilpotent groupGis ofclass 2ifG0≤Z(G), whereG0denotes the commutator subgroup G0= [G,G]andZ(G)denotes the center ofG. For an odd primep, arelatively free p-groupPof class 2 and exponentpwithmgenerators can be obtained from a free group withmgenerators by factoring out all elementsupand all commutators[[u,v],w].

Fact 2.1. For real numbers m and k such that m≥k+2, we have

m(m−1)/2≥1+mk−(k2+k)/2.

Proof. Letx=m−k−2, sox≥0 and we wish to show that f(x)≥0 where

f(x) = (k+2+x)(k+1+x)−2(k+2+x)k+k2+k−2.

But then f(x) =x2+3x≥0, as desired.

Fact 2.2. For an odd prime p and a positive integer k we have

(pk−1)(pk−p)· · ·(pk−pk−1)>(1/2)pk2.

Proof.

∏ki=−01(p kpi)

pk2 =

k

j=1

1− 1

pj

>1−

j=1 1 pj =1−

1 p−1≥

1 2.

Hypothesis 2.3.

(i) p is an odd prime,

(ii) m is a positive integer, and

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Lemma 2.4. AssumeHypothesis 2.3. Suppose k is a positive integer such that m≥k+2. Then there exists an element of P0that does not lie in Q0for any k-generated subgroup Q of P.

Note. This is false fork=2 andm=k+1=3.

Proof. In this situation,P0=Z(P),|P/P0|=pm,and|P0|=pm(m−1)/2.

We claim that for everyk-generated subgroupQofP,there exists ak-generated subgroupRofPsuch thatR0≥Q0and|R/(R∩P0)|=pk.

Indeed, letQbe a k-generated subgroup ofPand pi=|Q/(Q∩P0)|=|QP0/P0|. Lets1, . . . ,si be elements ofQsuch thatQ∩P0 together withs1, . . . ,si generateQ. LetS=hs1, . . . ,sii. Theni≤k. If i=k, letR=S. Ifi<kthen there exist elementssi+1, . . . ,sk such that|RP0/P0|=pkforR=hs1, . . . ,ski. In both cases,|RP0/P0|=pk,|R0|=pk(k−1)/2,Q=S(Q∩P0)≤SP0≤RP0, andQ0≤(RP0)0=R0. This proves the claim.

The number of distinct subgroups of the form RP0 is the same as the number of k-dimensional subspaces of anm-dimensional vector space over the prime fieldFp. Call this numberN(m,k). Then

N(m,k) =(p

m1)(pmp). . .(pmpk−1)

(pk1)(pkp). . .(pkpk−1) . (1)

Clearly, the numerator of N(m,k)is less than pmk. By Fact 2.2, the denominator is greater than (1/2)pk2. Therefore,N(m,k)<2pmk−k2. Sincep≥3, we haveN(m,k)<pmk−k2+1.

Now we count the elements ofP0that lie inQ0 for somek-generated subgroupQofP. Each such element lies in(RP0)0for some subgroupRP0as above. So we obtain the upper bound

pk(k−1)/2N(m,k)<pe+1 (2) fore= (k2−k)/2+mk−k2=mk−(k2+k)/2.

We saw above that|P0|=pm(m−1)/2.Fact 2.1shows that m(m−1)/2≥e+1.

This gives the desired conclusion.

Lemma 2.5. AssumeHypothesis 2.3for a group P1in place of P. Let d be a positive integer such that m≥d+2. Let P2=hwibe a cyclic group of order p and P=P1×P2. Then there exists an element v of P10such that

(a) |hv,wi|=p2,

(b) P/hviis not isomorphic to P/hwi, and

(c) for every d-generated subgroup Q of P we have Q0∩ hv,wi=1.

Proof. ByLemma 2.4,P10 has an elementvthat does not lie inQ0 for anyd-generated subgroupQofP. Then (a) is obvious. We obtain (b) because

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To obtain (c), lets1, . . . ,sd bed elements ofP. SetR=hs1, . . . ,sdi. Then there exist unique elements u1, . . . ,ud ofP1such thatui−1si∈ hwifor eachi, andR0=Q0whereQ=hu1, . . . ,udi. By the choice ofv, we see thatv6∈R0. AsR0≤P1, we haveR0∩ hv,wi=1.

Lemma 2.6. Assume the hypothesis and notation ofLemma 2.5. Then there exists a bijection between the set of all d-generated subgroups of P/hviand the set of all d-generated subgroups of P/hwisuch that corresponding subgroups are isomorphic.

Proof. Consider ad-generated subgroupQofP/hvi. ThenQ=Q∗/hvifor a subgroup Q∗ ofPthat containsv, andQ∗=hQ0,vifor somed-generated subgroupQ0 ofP. LetQ∗∗=hQ∗,wi=hQ0,v,wi. Recall thatvandware inZ(P). So

(Q∗∗)0= (Q∗)0= (Q0)0. (4)

ByLemma 2.5we infer(Q∗∗)0∩ hv,wi=1.

For ad-generated subgroupRofP/hwi, we obtain analogous subgroupsR∗,R0,R∗∗ofP. Note that QandRuniquely determineQ∗∗andR∗∗.

Now consider the family of all subgroupsSofPsuch that

(i) vandware inS, and

(ii) S=hS0,v,wifor somed-generated subgroupS0ofS.

The analysis above shows that to proveLemma 2.6, it suffices to obtain, for each subgroupSas above, a bijection between

• the set of alld-generated subgroupsQofP/hvifor whichQ∗∗=Sand

• the set of alld-generated subgroupsRofP/hwifor whichR∗∗=S

such that corresponding subgroupsQandRare isomorphic.

For each subgroupS, we haveS0∩ hv,wi=S00∩ hv,wi=1 by Lemma2.5.

SincePhas exponentpandS/S0is abelian, there exists a complementS1/S0tohS0,v,wi/S0inS/S0. SinceS0,v, andware central, we haveS=S1× hv,wi. Therefore, there exists a unique automorphism of Sthat induces the identity onS1and switchesvandw. This establishes the desired bijection.

Proof ofTheorem 1.3. The result is contained inLemma 2.6. Letm=k+2. Then

|P|=p1+m(m+1)/2=p1+(k+2)(k+3)/2.

The groupsP/hviandP/hwihave order|P|/p.

Proof ofTheorem 1.1. The conditionk≤p

2 logn/logp−(5/2)means

n≥p(k+(5/2))2/2>p(k+2)(k+3)/2=pN.

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Remark 2.7. We comment on the casek=1. It is obvious that p-groups of exponentpof equal order have the same 1-profile. In particular, for every odd primepthere exist nonisomorphic p-groups of order p3with the same 1-profile. Moreover, for all primespthere exists a nonabelian group of orderp4with a cyclic subgroup of orderp3calledM4(p), which has the same 1-profile as the direct product of a cyclic group of orderp3 and the cyclic group of order p. (For the definition ofM4(p)see the classification ofp-groups with a cyclic subgroup of index pin [2, pp. 192–193].) In particular,M4(2)has order 16, improvingRemark 1.2fork=1.

3

The isomorphism test

We describe the isomorphism test based onk-profiles suggested by Gowers [3].

Proposition 3.1. Let k,n be positive integers and suppose the groups of order n are determined, up to isomorphism, by their k-profiles. Then isomorphism of two groups of order n, given by their Cayley tables, can be decided in time n2k+O(1).

Proof. LetG,H be two groups of ordern. By our assumption,GandHare isomorphic if and only if theirk-profiles agree, so we only need to show how to compare thek-profiles of the two groups. This can be done by computing the following equivalence relation on the disjoint unionX:=Gk∪˙ Hk. We say that twok-tuples(x1, . . . ,xk)∈Xand(y1, . . . ,yk)∈Xare equivalent if the correspondencexi7→yi extends to an isomorphism of the subgroups generated by thesek-tuples. This can be checked in polynomial time per instance, son2k+O(1)total time. Now thek-profiles ofGandHagree if and only if each equivalence class is evenly divided betweenGkandHk.

Remark 3.2. While our result shows that the comparison ofk-profiles alone will not solve the Group Isomorphism problem in polynomial time, it does not rule out a role for this algorithm in improving the state of the art in this area. Indeed, Group Isomorphism is not currently known to be testable in time no(logn)(cf. [4,6,5,7]). Therefore, if our bound onkis not very far from being tight, say the result stated in Remark1.2would fail if we replacep2 log3nbyO((logn)0.99), this would mean progress on the complexity of the Group Isomorphism problem.

Acknowledgments

The first author wishes to thank Youming Qiao for bringing this problem to his attention and László Babai for suggestions that strengthened the main results. The second author thanks Nikolai Nikolov for helpful conversations and EPSRC for financial support.

References

[1] LÁSZLÓ BABAI: Graph isomorphism in quasipolynomial time. Technical report, 2015. [arXiv:1512.03547] 395

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[3] TIM GOWERS: Comment on Dick Lipton’s blog entry “The Group isomorphism Problem: A Possible Polymath Problem?”. Blog entry started November 7, 2011. Comment cited: Novem-ber 12, 2011. http://rjlipton.wordpress.com/2011/11/07/the-group-isomorphism-problem-a-possible-polymath-problem/. 395,399

[4] EUGENE M. LUKS: Group isomorphism with fixed subnormal chains. Technical report, 2015. [arXiv:1511.00151] 399

[5] DAVID ROSENBAUM: Bidirectional collision detection and faster algorithms for isomorphism problems. Technical report, 2013. [arXiv:1304.3935] 399

[6] DAVID ROSENBAUM: Breaking the nlogn barrier for solvable-group isomorphism. In Proc. 24th ACM–SIAM Symp. Discrete Algorithms (SODA’13), pp. 1054–1073, 2013. [doi:10.1137/1.9781611973105.76,arXiv:1205.0642] 399

[7] DAVID ROSENBAUM AND FABIAN WAGNER: Breaking the generator-enumeration bound for p-group isomorphism. Theoret. Comput. Sci., pp. 16–25, 2015. [doi:10.1016/j.tcs.2015.05.036,

arXiv:1312.1755] 399

AUTHORS

George Glauberman Professor

University of Chicago gg math uchicago edu

http://www.math.uchicago.edu/~gg/

Łukasz Grabowski Research associate University of Warwick graboluk gmail com

http://homepages.warwick.ac.uk/~masmbh/

ABOUT THE AUTHORS

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