(Received August 27, revision accepted for publication October 15, 1970.)
ADDRESS FOR REPRINTS: (J.F.F.) Ecological Research Branch, DHER, National Air Pollution Control
Administration, 411 W. Chapel Hill Street, Durham, North Carolina 27701.
PEDIATRICS, Vol.47, No. 2, February 1971
391
NITROGEN
DIOXIDE
AND
LOWER
RESPIRATORY
ILLNESS
Martin E. Pearlman, M.D., John F. Finklea, M.D., John P. Creason, M.S., Carl M. Shy, M.D.,
Marion M. Young, M.D., and Robert J. M. Horton, M.D.
From the Division of Health Effects Research; Bureau of Criteria and Standards, National Air Pollution Control Administration, Environmental Health Service, Department of Health,
Education and Welfare, Durham, North Carolina
ABSTRACT. Significantly increased bronchitis
morbidity was reported among elementary school
children exposed for 2 and 3 years and infant
co-horts exposed for 3 years to elevated levels of
ni-trogen dioxide in the ambient air. Both the relative proportion of children affected and the frequency
of attacks in these cases were higher in the
pol-luted areas. Morbidity associated with croup,
pneu-monia, and hospitalizations did not significantly
differ among the three exposure areas
studied-high, intermediate, and low. Retrospective
ques-tionnaire responses were validated by physician
and hospital records. Question sensitivity exceeded
67% and specificity 70% for each clinical
diagno-sis.
Lower respiratory tract infection appeared to
be a sensitive host response indicator of air
pollu-tion. Increased bronchitis in childhood may augur
increased morbidity and mortality in adulthood. Pediatrics, 47:391, 1971, AIR POLLUTION,
BRONCHI-TIS, INFANT, NITROGEN DIOXIDE, RESPIRATORY TRACT INFECTION, ENVIRONMENT.
D
U1UNG the Korean and Second WorldWars a substantial proportion of all
trmnitrotoluene (TNT) made in the United
States was produced by a plant located
northeast of Chattanooga, Tennessee, in
ru-ral Hamilton County. The plant was
re-opened in April, 1966 to supply munitions
for use in Vietnam. By then the facility was
bordered by upper-middle-class suburbs
whose residents soon began to complain
about the presence of fumes. Air quality
monitoring revealed elevated levels of
ni-trogen dioxide (NO2), a pollutant usually
associated with automotive and industrial
emissions.
Experiments in animals exposed to NO,
revealed changes in bronchiolar epithelium,
increased rates of Kiebsiella pneumoniae
infection and mortality, and an increased
susceptibility to tracheal infection with a
parainfiuenza virus.’ Prospective studies
conducted a year earlier in Hamilton
County revealed an increased rate of acute
upper respiratory illness in families living
in a high NO, area. The retrospective
study described here compares the
bronchi-tis, croup, and pneumonia in children
resid-ing in areas with varying degrees of NO2
air pollution.
MATERIALS AND METHODS
Area and Pollutant Exposure
Three areas were chosen to represent a
pollutant gradient on the basis of
aero-metric, meteorologic, and topographic
data.4’ These consisted of: a high NO,
cx-posure area surrounding the ammunition
plant, an intermediate NO, exposure area
seven miles southeast of the plant and
sepa-rated from it by low ridges, and a low NO2
exposure area located northwest of the plant
across the Tennessee River. Mean
inte-grated 24-hour NO, levels were .083 ppm
(parts per million) in the high exposure
area, .063 ppm in the intermediate exposure
area, and .043 ppm in the low exposure area
(Table I). The nitrate fraction of total
sus-pended particulates, another index of NO2
exposure, was 5.8 lJ.g/m3 in the high
expo-sure area, 2.6 g/m3 in the intermediate
ex-posure area, and 1.6 g/m3 in the low
ex-posure area. Total suspended particulate
concentrations were similar for all areas, as
ex-‘FABLE I
INTEGRATED 24-IIoUR SAMPLIR* Oi NITROGEN l)IoxIDE,
TOTAL SUSPENDED PARTICULATnS, SUSIENDED
NITUATK., AND SUSPENDED SULFATES
Total
NO, Sus- Sus-
Sn.,-Poll ulion (‘oncen- pended pended pended Gradient traI ions
/)/flfl
Nitrates
/.Lg/m3
Sulfates
g/m1
Particu-la/es
High
zg/m’
.083 5.8 11.5 81
IliterniedLIlte .063 El. 6 9. 8 7E2
Low .043 1.6 10.0 62
* Includes daily monitoring in November 1968 and
March 1969 and monitoring for one in 4 days from l)ecember 1968 through February 1969 and in April
1969.
ceed the thresholds currently associated
‘ith health impairment
(
Table I)
.Population
The age groups contacted in each area
were the first and second graders in public
elementary schools and all Caucasian
in-fants born during 1966, 1967, and 1968.
De-mographic data collected when the
partici-pating schools had cooperated in a previous
study characterized these areas as
upper-middle-class, white communities.4 Each
school child took home a questionnaire and
an explanatory letter; parents of infants
TABLE II
SCHOOL CHILDREN AND INFANT CoIIouT QUESTIONNAIRE
RESPONSE: DISTRIBUTION BY AREA
School Children in/ant Co/tort
Polluiion Percent Percent
Gradient Study Area
Population
Question-naire
Re-spondents*
Study Area
Population
(1970)f
Question
naire
Re-spondents’
111gb 731 94.3 541 86.3
Intermediate 491 90.3 350 85.1
Low 683 94.7 410 81.9
AH 1,906 05.0 1,311 84.4
#{149}Study area differences in questionnaire response were not sig-nificant; X2(s) =1.01 for school children and 3.65 for infants.
Does not include 477 infants who moved away from Chat-tanooga.
were contacted by mail. Response was
en-couraged by reminder notes, repeated
mail-ings, and telephones to non-respondents.
Among the infant cohorts, non-respondents
were assumed to have moved from
Chatta-nooga if they could not be located in the
cross-sectional index or the telephone
direc-tory, and/or if the post office returned their
questionnaires with no forwarding address.
A small percentage of respondents reported
they had moved from Chattanooga.
Questionnaire
The questionnaire inquired about the
fre-quency of treatment by a physician for
bronchitis
(
including bronchiolitis), croup,or pneumonia during a 3-year period
begin-fling July 1966, shortly after the
ammuni-tion plant reopened. Total acute lower
re-spiratory infection ‘as defined as the sum
of the preceding three diagnoses.
Hospital-izations for lower respiratory infections,
his-tory of asthma, length of residence in the
area, and number of children in the family
were also ascertained. Hospital records
were searched to verify all reported
admis-sions and physicians’ records were reviewed
to validate a 14% sample of questionnaire
responses. The sample included equal
num-bers of well and sick children.
Statistical Testing
Hypotheses were tested by clii square
and ridit procedures.#{176}”
Response Rates
RESULTS
Among school children 95.0% of
qucs-tionnaires were completed and returned, an
excellent overall response
(
Table II).Children in the intermediate NO2 area
re-turned 96.3% while the high and low
expo-sure areas returned 94.3 and 94.7%.
Al-though only two thirds of all questionnaires
mailed to parents of infants were returned,
this represented 84.6% of the group still
re-siding in Chattanooga since one quarter of
the population had moved away. Areas did
not differ significantly in the percentage of
TABLE III
NON-ASTHMATIC PARTICIPATING CHILDREN: DISTRIBU-TION BY LENGTH OF EXPOSURE
PERCENT OF CHILDREN REPORTING ONE OR MORE
EPISODES OF LOVER RESPIRATORY ILLNESS:
DISTRIBUTION BY LENGTH OF EXPOSURE
Pollution Gradient
School Children Years of Exposure
Infants Years of Exposure
ARTICLES 393
Asthma
As planned in the protocol, asthmatics
were excluded from the final analysis of
morbidity. In each area about 7% of the
children had a history of asthma. No area
differences in acute lower respiratory
dis-ease were observed among asthmatics
cx-cept for an isolated increase in the
preva-lence of bronchitis among the nine infant
asthmatics
living in the high exposure area for 2 years.All Acute Lower Respiratory Infection
Since the source of the nitrogen dioxide
pollution had becn active for approximately
3 years, children were grouped according to
exposure of 1, 2, and 3 or more years
(
Ta-ble III
)
. The percentage of childrenexperi-encing one or more episodes of lower
respi-ratory
infection during the 3-year periodcovered by the questionnaire was then
cal-culated; 45.7% of infants reported one or
more episodes as compared to 37.1% of
school children. Older infants, as expected,
were more frequently affected with 35.4%
of those age 1, 43.5 of those age 2, and
54.9% of those age 3 reporting at least one
lower respiratory infection. No significant
area differences were indicated for school
children or infants with respect to lower
respiratory infection incidence during any
exposure duration (Table IV). School
chil-dren of the intermediate NO, area
experi-enced the most illness at all exposure levels,
ranging from 38.6% among school children
exposed 1 year to 52.3% among those
ex-posed 2 years. However, infants from the
high and intermediate NO, areas
experi-enced somewhat more illness than those
from the low NO, area (Table IV).
Bronchitis
Twenty-eight percent of school children
reported one or more episodes of bronchitis
as compared to 36% of infants. Again, older
infants were niore frequently affected with
28% of those age 1, 34% of those age 2,
and 45% of those age 3 having at least one
such illness.
One or more episodes of bronchitis were
School Children Infants
Pollution Gradient
Years of Exposure
Years of Exposure
1 2 3 1 2 3
High 163 75 397 105 128 156
Intermediate 114 44 266 84 78 95
Low 167 59 362 71 100 113
reported significantly more often by school
children residing for 2 (p = .02) and 3 (p
= .01) years in the high and intermediate
NO, areas (Table V). This pattern was not
consistent for infants. In no case
did
thehigh
and intermediate exposure cohortsdiffer significantly from each other. Almost
all parents of school children were unable
to date precisely the occurrence of
bronchi-tis episodes. Therefore, it was impossible to
separate illnesses occurring before
resi-dence in the exposure areas from illnesses
occurring thereafter, which confounded the
comparisons of children exposed for 1 or
even 2 years. A similar situation did not
ex-ist among infants 1 and 2 years of age since
their exposure was lifetime.
Croup
More infants, 18% more than school
chil-dren 14%, reported at least one croup episode
Older infants again were more frequently
TABLE IV
1 2 3 1 5 3
High 30.7 46.7 38.8 40.0 45.3 57.1
Intermediate 38.6 52.3 41.0 33.3 45.0 58.9
Low 33.5 33.9 33. 1 30.9 38.5 48. 7
TABLE V
PERCENT OF CHILDREN REPORTING ONE OR MORE
EPiSODES OF BRONCHITIS: DISTRIBUTION BY LENGTH
OF EXPOSURE*
. I ollution Gradient
School Children Years of Exposure
Infants Years of Exposure
1 5 3 1 2 3
high Intermediate Low
20.9 34.7 32.2
31.6 45.5 31.2
25.1 20.3 23.2
33.3 37.5 46.8
26.2 29.5 50.5
21.1 34.0 36.3
Area differences in bronchitis rates were signifi-cant for school children exposed for 2 years (x’, = 7.49, p = .02), and for 3 years (x’, = 8.57, p = .01).
‘I’ABLE VI
PERCENT OF CHILDREN REPORTING ONE OR MORE
EPISODES OF CROUP: DISTRIBUTION
HY LENGTh OF EXPOSURE*
. I olluiwn
Gradient
School Children Years of
,
7)O8h
Infants Years of Exposure
high
Intermediate Low
1 5 3 1 5 3
11.7 18.7 14.1
13.2 20.5 13. 5
12.0 16.9 15.2
13.3 14.8 22.4
10. 7 14. 1 30. 9 12.7 16.0 19.5 * Area differences in rates were not significant.
TABLE VII
PERCENT OF CHILDREN REPORTING ONE OR MORE
EPISODES OF PNEUMONIA: DISTRIBUTION BY LENGTh!
OF EXPOSURE*
School Children Infants
Io1lUtion Gradient
-___
Years of Exposure
153
Years of Exposure
1 2 .9
high 3.1 5.3 3.8 1.0 0.8 7.0
Intermediate 6.1 4.5 6.0 2.4 3.8 11.5
Low 3.1 6.8 4.7 1.4 6.0 4.4
* Area differences in rates were not significant.
affected with 12% of those age 1, 15% of
those age 2, and 24% of children age 3
re-porting croup.
No significant area differences were
found in the proportion of children
re-ported to have croup and no area trends
emerged
(
Table VI).Pneumonia
Only 4.4% of infants and 4.6% of school
children reported an episode of pneumonia.
Older infants reported more pneumonia,
ranging from 1.5% of those exposed 1 year
to 3.3 and 7.4% of those exposed 2 and 3
years. No significant area differences or
suggestive trends appeared among children
reporting having pneumonia episodes
(Table VII).
Repeated Episodes of Acute Lower
Respiratory Illness
Q
uestionnaires were next analyzed toidentify a subpopulation that might be
more susceptible to pollution effects. This
population was defined as those children
re-porting
more than one episode ofpneumo-nia or at least three episodes of lower
respi-ratory
tract infection, bronchitis, or croup.Significantly increased illness was found
among school children exposed for 2
(
p.03) and 3 years
(
p = .02 ). This increasefollowed the pollutant gradient only in
those exposed for 3 years
(
Table VIII).Overall, 20% of school children and 23% of
infants were classed as repeaters.
Repeated Bronchitis
Fourteen percent of school children and
17.3% of infants had repeated bronchitis.
Statistically signfficant differences appeared
among school children reporting three or
more episodes of bronchitis with exposures
of 2 (p = .006) and 3 (p = .005) years
(Table IX). Among children exposed for 2
years, 14.7% in the high NO, area, 31.8%
in the intermediate NO, area, and 8.5% in
the low NO, area had repeated bronchitis.
Among those exposed for 3 years, 19.6% in
intermedi-TABLE VIII
PERCENT OF CHILDREN REPORTING Tii HER OR Mou H
EPISODES OF LOWER RESPIRATORY INFECTIONS:
DISTRIBUTION BY LENGTh OF
ARTICLES 395
ate area, and 11.0% in the low NO, area
re-ported
repeat episodes. No significantin-creases in repeated bronchitis emerged
among infants in the high and intermediate
NO, areas although the high NO2 area had
the most repeaters for all exposure
dura-tions. Differences followed the pollution
gradient only in infants and school children
exposed for 3 or more years.
Repeated Croup
Seven percent of school children and
6.5% of infants had repeated croup.
Re-peated croup was more frequent in the high
and intermediate NO, areas in only three of
six exposure gradient comparisons
(
TableX) . In no case did the proportion of
chil-dren with repeated croup follow the
expo-sure gradient. Furthermore, no significant
area differences were found.
Repeated Pneumonia
Pneumonia was a rare occurrence and
re-peat episodes of pneumonia even rarer.
Only 1.2% of school children and 0.9% of
infants were reported to have recurrent
pneumonia. Among this small group, the
low NO, area had relatively more repeaters
in four of the six possible exposure gradient
comparisons. No significant area differences
were found.
Ridit Analysis
The preceding chi square morbidity
anal-yses can be combined in a single ridit
anal-ysis in which area differences in the
pro-portion of children reported to have lower
respiratory illness and the frequency of their
attacks can be assessed simultaneously.
When this was done total acute lower
re-spiratory morbidity and bronchitis were
again found to be increased significantly
among school children living in the
inter-mediate and
high
exposure areas for 2 and3 years. Acute bronchitis was also increased
significantly (p < .05) among infants in the
intermediate area exposed to NO2 for 3
years. This increase approached
signifi-cance (p = .09) and followed the pollution
.
Pollution Gradient
School Children Years of Exposure
Infants Years of Expoirure
1 2 .3 1 2 3
Highs Intermediate
Low
14. 1 18.7 2.5.4 21.9 36.4 22.2
15.0 15.3 16.9
20.0 2.5.8 32.7
9.5 15.4 37.9
14.1 18.0 ‘24.8
Area differences in rates were significant for school
children exposed for 2 years (x’(i) =7.63, p=.03) and
for 3years (x’o =8.34, p=.02).
gradient in the chi square analysis for
“re-peated episodes.”
Record Reviews
For each area, errors of diagnosis and
enumeration were estimated by reviewing
physicians’ records linked with a 14%
sam-ple of questionnaire responses. “True
ill-ness” was defined by the physician record.
Sensitivity,
the percentage of “true illness”reported by questionnaire, and specificity,
the percentage of truly well children
like-wise reported, were then calculated (Table
XII). For bronchitis, neither sensitivity nor
TABLE IX
PERCENT OF CHILDREN REPORTING THREE OR MOIIE EPISODES OF BRONCHITIS: DISTRIBUTION BY LENGTH
OF EXPOSURE*
School Children Infants
Pollution Gradient
Years of Exposure
}‘ears of Expo.eure
1 2 3 1 2 2
High 8.6 14.7 19.6 14.3 21.9 25.6
Intermediate 15.8 31.8 16.5 7.1 9.0 24.2
Low 9.0 8.5 11.0 8.5 15.0 18.6
* Area differences in rates were significant for school
* Area differences did not follow the pollutant
TAB1E X
L’ERCENT 01. (hh1LuhsEN REPORTING ‘I’IIHEE OR MORE
EPISODES OF CROUI’: DISTRIBUTION BY LENGTH
OF EXPOSURE*
School Children lnfants
Pollution Gradient
Years of Exposure
Years of Exposure
1 2 3 1 5 .3
high 4.9 5.3 7.3 3.8 7.0 7.7
Intermediate 7.9 13.6 7.9 -2.4 3.8 11.6
Low 4.2 8.5 6.6 5.6 7.0 7.1
* Area differences in rates were not significant.
specificity differed between areas. Overall,
sensitivity was 70.5% and specificity was
86.9%. School children and infants did not
differ significantly in either sensitivity or
specificity even though both measures were
7% higher among infants.
For croup, significant area differences
ap-peared only for sensitivity, which was
de-creased in the intermediate NO, area.
Al-though a significant sensitivity difference
was calculated for croup, this was based on
only 53 ill children. Overall sensitivity was
67.9% and specificity was 91.1.
For pneumonia, neither sensitivity nor
specificity differed among areas. The
high-est sensitivity and specificity, 90.0% and
97.5%, were reported for this category.
Only 99 children from all areas reported
hospitalization for a lower respiratory
infec-tion. Overall sensitivity was 72.1% and
TABLE XI
PERCENT OF ChILDREN REPORTING REPEAT EPISODES
OF PNEUMONIA I)IsTRIBUTI0N BY LENGTH
OF EXPOSURE*
School Children infants
Polution Gradient
Years of Exposure
Years of Exposure
1 2 3 1 2 3
High 0 0 0 0 0 1.3
Intermediate 1.8 2.3 1.1 0 0 4.2
Low 2.4 5.1 1.7 1 .4 0 0.9
specificity was 98.8%. Significant area
dif-ferences did not exist for either measure.
Once diagnostic errors were defined and
discarded, few pure enumeration errors
were found. No signfficant area differences
were found in overreporting or
underre-porting the number of episodes. In fact,
only 1.6% underreported and 2.3%
overre-ported. The median number was two for
overreported episodes and one for
underre-ported episodes.
DISCUSSION AND CONCLUSIONS
School children exposed for 2 or 3 years
to elevated ambient levels of NO, reported
increased bronchitis morbidity. The
rela-tionship between lower respiratory
in-fections and NO2 has not been studied
previously in humans but British studies
re-vealed increased rates of such infections
among infants exposed to sulfur oxides and
particulate pollution.’ Animal studies of
the effect of NO, upon host defense
mecha-nisms employed doses 30 to 600 times
higher than the threshold level suggested
by the present report. Rats exposed to 2.0
ppm NO, for 33 weeks showed bronchial
epithelial abnormalities; however, exposure
to 0.8 ppm of NO, for 33 months failed to
produce any epithelial changes.1 Valand’
reported that alveolar macrophage inter
feron production was inhibited by 25 ppm
for NO, and parainfiuenza infection was
fa-cilitated. Purvis described increased
infec-tion and mortality rates among mice
ex-posed to .5 ppm of NO, for 6 months prior
to challenge with a K. pneumoniae aerosol.2
Conversely, Buckleyl0 reported that 37 ppm
of NO2 for either 30 days or 48 hours
de-creased mortality and rate of infection in
mice exposed to mouse adapted PR8
influ-enza virus.
Since illnesses among school children
with exposures of 1 or 2 years could not be
placed with certainty during the period of
NO, exposure, such reports were difficult to
interpret. A health effect should be related
to an exposure over time. Since children,
and probably infants, reported an increased
bronchitis morbidity after 3 years of
TABLE XII
SPECIFICITY AND SENSITIViTY OF THE QUESTIONNAIRE
FOR EACH DIAGNOSTIC CATEGORY: DISTRIBUTION BY AREA*
#{149}Area difference in sensitivity and #{149}peei&itywere signi&ant only for croup (x’(t =6.05, p= .048).
ARTICLES 397
level to provide an effect may, in fact, be
about 3 years. An effect threshold may exist
for NO, as exposure to levels higher than
that in the intermediate area did not result
in a further increase in bronchitis.
In the previous study of NO, and upper
respiratory infections, the illness experience
of children in the intermediate and low NO,
areas did not differ. Both groups reported
significantly fewer infections than children
in the high NO, area.’ This disparity
be-tween studies might reflect a different
threshold for the upper and lower
respira-tory tracts with the incidence of lower
re-spiratory infection a more sensitive index of
NO, toxicity. British studies in areas
pol-luted with particulates and sulfur oxides
re-vealed an identical pattern.SC
Repeated episodes of bronchitis were
more frequent in school children living in
the intermediate and high NO, areas for 2
or more years. In addition, bronchitis from
these areas were more likely to suffer
re-peated episodes. However, infants had not
yet developed this pattern.
Physician office records, including those
of 145 bronchitis patients, 65 croup
pa-tients,
and 27 pneumonia patients, revealedno area bias in sensitivity or specificity of
the questionnaire response and, thus,
anti-air pollution sentiment could hardly affect
reporting of bronchitis or pneumonia. Since
clinical diagnostic criteria might well vary
among physicians, the observed area
differ-ences in bronchitis morbidity could have
been due to diagnostic bias if families from
the different study areas consulted distinct
groups of physicians. However, this did not
occur because the 24 Chattanooga
physi-cians who cared for the study population
were centrally located and almost all cared
for children from all three study areas.
Moreover, it is unlikely that physician
diag-nostic bias would account for differences
during some exposure periods but not
oth-ers. The only significant area differences
oc-curred in the intermediate NO, area where
illness underreporting was counter to any
expected anti-air pollution bias. Pure
enu-meration errors were quite rare and of
small magnitude. The middle class parents
Pollution Gradient
Bronc
Sensi. tivity
hitis
Speci-ficity
Cro
Sensi. tivity
up
Speci-ficity
Pneu,
Sensi-livity
nonia
Sped. ficity
High 69.2 89.1 86.7 90.1 80.0 98i
Intermediate 70.8 91.4 50.0 93.5 100.0 99.1
Low 72.5 81.4 78.6 89.7 87.5 95.1
Overall 70.5 86.9 67.9 91.1 90.0 97.5
participating in this study were dependable
historians.
This study demonstrated the utility of
partitioning lower respiratory illness into
major components. Significant differences
in bronchitis morbidity could have been
oh-scured if only total lower respiratory
dis-ease had been considered. Obscuring of
dif-ferences might have been caused by the
significant underreporting of croup in the
intermediate exposure area.
Infants reported more of each type of
ill-ness than school children, confirming a
com-mon clinical observation.11 The increasing
rates of infection as infants grew older were
probably related to increased time at risk,
possible protection afforded by maternal
antibodies during the first few months of
life, and relative isolation during early
in-fancy.
SPECULATION AND RELEVANCE
Increasing and intensifying bronchitis
morbidity has both immediate and distant
consequences. Each needless illness taxes
an already overburdened medical care
sys-tern. More ominously, if Reid” is correct in
his warning that “the bronchitic child is the
father of the bronchitic man,” NO,
expo-sure may already be contributing to an
un-relenting rise in morbidity and mortality
associated with chronic obstructive
pulmo-nary disease.13
Additional investigations of lower
respi-ratory disease and nitrogen dioxide are
unwarranted delays in providing clear air
for our children. There are few TNT plants
but many power plants and a myriad of
au-tomobiles, all of which need effective NO,
emission controls. Programs to reduce NO,
emissions from federal TNT plants are
al-ready underway.
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to bacterial pneumonia. Arch. Environ. Health, 17:860, 1968.
3. Valand, S. B., Acton, J. D., and Mvrvils, Q.
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