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doi:10.1155/2009/137084

Research Article

The Existence of Periodic Solutions for

Non-Autonomous Differential Delay Equations

via Minimax Methods

Rong Cheng

1, 2

1College of Mathematics and Physics, Nanjing University of Information Science and Technology,

Nanjing 210044, China

2Department of Mathematics, Southeast University, Nanjing 210096, China

Correspondence should be addressed to Rong Cheng,[email protected]

Received 9 April 2009; Accepted 19 October 2009

Recommended by Ulrich Krause

By using variational methods directly, we establish the existence of periodic solutions for a class of nonautonomous differential delay equations which are superlinear both at zero and at infinity.

Copyrightq2009 Rong Cheng. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

1. Introduction and Main Result

Many equations arising in nonlinear population growth models1, communication systems

2, and even in ecology3can be written as the following differential delay equation:

xt −αfxt−1, 1.1

where fCR,R is odd and αis parameter. Since Jone’s work in 4, there has been a great deal of research on problems of existence, multiplicity, stability, bifurcation, uniqueness, density of periodic solutions to 1.1 by applying various approaches. See 2, 4–23. But most of those results concern scalar equations1.1and generally slowly oscillating periodic solutions. A periodic solutionxtof1.1is called a “slowly oscillating periodic solution” if there exist numbersp >1 andq > p1 such thatxt>0 for 0< t < p,xt<0 forp < t < q,

andxtq xtfor allt.

In a recent paper17, Guo and Yu applied variational methods directly to study the following vector equation:

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wherefCRn,Rnis odd andr >0 is a given constant. By using the pseudo index theory in24, they established the existence and multiplicity of periodic solutions of1.2withf

satisfying the following asymptotically linear conditions both at zero and at infinity:

fx B0xo|x|, as|x| −→0,

fx Bxo|x|, as|x| −→ ∞, 1.3

whereB0 andB∞are symmetricn×nconstant matrices. Before Guo and Yu’s work, many

authors generally first use the reduction technique introduced by Kaplan and Yorke in7to reduce the search for periodic solutions of1.2withn1 and its similar ones to the problem of finding periodic solutions for a related system of ordinary differential equations. Then variational method was applied to study the related systems and the existence of periodic solutions of the equations is obtained.

The previous papers concern mainly autonomous differential delay equations. In this paper, we use minimax methods directly to study the following nonautonomous diff erential-delay equation:

xt −ft, xt−r, 1.4

where fCR×Rn,Rn is odd with respect tox and satisfies the following superlinear conditions both at zero and at infinity

lim

|x| →0

ft, x

|x| 0, uniformly int,

lim

|x| → ∞

ft, x

|x| ∞, uniformly int.

1.5

When1.2satisfies1.3, we can apply the twist condition between the zero and at infinity forfto establish the existence of periodic solutions of1.2. Under the superlinear conditions

1.5, there is no twist condition forf, which brings difficulty to the study of the existence of periodic solutions of1.4. But we can use minimax methods to consider the problem without twist condition forf.

Throughout this paper, we assume that the following conditions hold.

H1ft, xCR×Rn,Rnis odd with respect toxand 2r-periodic with respect tot.

H2writef f1, f2, . . . , fn. There exist constantsμ >2 andR1>0 such that

0< μ xi

0 fi

t, x1, . . . , xi−1, yi, xi1, . . . , xn

dyixifit, x 1.6

for allx∈Rnwith|x

i|> R1, for allt∈0,2randi1,2, . . . , n. H3there exist constantsc1 >0,R2>0 and 1< λ <2 such that

fit, x< c1|xi|λ 1.7

for allx∈Rnwith|x

(3)

Then our main result can be read as follows.

Theorem 1.1. Suppose thatft, xCR×Rn,Rnsatisfies1.5and the conditionsH1H3

hold. Then1.4possesses a nontrivial4r-periodic solution.

Remark 1.2. We shall use a minimax theorem in critical point theory in25to prove our main result. The ideas come from25–27.Theorem 1.1will be proved inSection 2.

2. Proof of the Main Result

First of all in this section, we introduce a minimax theorem which will be used in our discussion. LetEbe a Hilbert space withEE1⊕E2. LetP1, P2 be the projections ofEonto E1andE2, respectively.

Write

Λ ϕC0,2r×E|ϕ0, u uandP2ϕt, u P2u−Φt, u

, 2.1

whereΦ:0,2r×EE2is compact.

Definition 2.1. LetS, QE,andQbe boundary. One callsSand∂Qlink if wheneverϕ∈Λ

andϕt, ∂QS∅for allt, thenϕt, QS /∅.

Definition 2.2. A functional φC1E,R satisfies P S condition, if every sequence that {xm} ⊂E,φxm → 0 andφxmbeing bounded, possesses a convergent subsequence.

Then25, Theorem 5.29can be stated as follows.

Theorem A. LetEbe a real Hilbert space withEE1⊕E2,E2E1and inner product·,·. Suppose

φC1E,RsatisfiesP Scondition,

I1φx 1/2Ax, xψx, whereAz A1P1xA2P2xandAi:EiEiis bounded

and selfadjoint,i1,2,

I2ψis compact, and

I3there exists a subspaceEEand setsSE,QEand constantsα > ωsuch that iSE1andφ|Sα,

iiQis bounded andφ|∂Qω,

iiiSand∂Qlink.

Thenφpossesses a critical valuecα.

Let

Ft, x x1

0 f1

t, y1, x2, . . . , xn

dy1· · · xn

0 fn

t, x1, . . . , xn−1, yn

dyn. 2.2

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Lemma 2.3. Under the conditions ofTheorem 1.1, the functionFsatisfies the following.

iFt, xC10,2r×Rn,Ris 2r-periodic with respect totandFt, x0for allt, x

0,2r×Rn,

ii

lim

|x| →0 Ft, x

|x|2 0, uniformly int, 2.3

lim

|x| → ∞ Ft, x

|x|2 ∞, uniformly int. 2.4

iiiThere exist constantsc2,L > 0,andR > 0such that for allx x1, . . . , xn∈ Rnwith

|x|> Land|xi| ≥R,i1,2, . . . , n, andt∈0,2r

0< μFt, xx, Ft, x, 2.5

Ft, xc

2|x|λ, 2.6

where·,·denotes the inner product inRn.

Proof. The definition ofFimpliesidirectly. We prove caseiiand caseiii.

Caseii. Let

x1rsinθ1, x2 rsinθ1conθ2, x3rsinθ1sinθ2conθ3,

· · ·

xn−1rsinθ1sinθ2sinθ3· · ·sinθn−2cosθn−1, xnrsinθ1sinθ2sinθ3· · ·sinθn−2sinθn−1.

2.7

Then|x|2r2and|x| → 0 or|x| → ∞is equivalent tor 0 orr → ∞, respectively.

From1.5and L’Hospital rules, we have2.3by a direct computation.

Caseiii. ByH2, we have a constantL1 √

nR1such that 0< μFt, x≤x, Ft, x

for|x|> L1with|xi| ≥R1.

Now we prove|Ft, x| ≤c2|x|λfor|x|> L2√nR2with|xi| ≥R2, that is,

f2

1t, x1 · · ·fn2t, xnc22 x21· · ·xn2

λ

. 2.8

Firstly, it follows from|f1t, x1| ≤c1|x1|λthatf12t, x1≤c12|x1|2λ.

Now we showf2

1t, x1 f22t, x2≤c21|x1|2λ|x2|2λ. Let|x1|λτcosθ,|x2|λτsinθ.

By 1< λ <2, 1−sin2θ1sin2λ, that is,cos2sin2λ1. Then

x2 1x22

λ

τ2 cos2θsin2θτ2|x

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By reducing method, we have

x12λ· · ·x2nλx21· · ·x2nλ|x|2λ. 2.10

Thus, the inequality|Ft, x| ≤c2|x|λfor|xi| ≥R2holds.

TakeLmax{L1, L2}andRmax{R1, R2}. Then2.5and2.6hold with|x|> Land |xi|> R.

Below we will construct a variational functional of1.4defined on a suitable Hilbert space such that finding 4r-periodic solutions of 1.4is equivalent to seeking critical points of the functional.

Firstly, we make the change of variable

t−→ π

2rtν

−1t. 2.11

Then1.4can be changed to

xt −νf t, x tπ

2

, 2.12

wherefisπ-periodic with respect tot. Therefore we only seek 2π-periodic solution of2.12 which corresponds to the 4r-periodic solution of1.4.

We work in the Sobolev spaceHW1/2,2S1,R2N. The simplest way to introduce this space seems as follows. Every functionxL2S1,Rnhas a Fourier expansion:

xt a0

m1

amcosmtbmsinmt, 2.13

wheream, bmaren-vectors.His the set of such functions that

x2|a 0|2

m1

m |am|2|bm|2

<∞. 2.14

With this norm · ,His a Hilbert space induced by the inner product·,·defined by

x, y2πa0, a0

π

m1

mam, am

bm, bm

, 2.15

whereya0m1amcosmtbmsinmt. We define a functionalφ:H → Rby

φx 2π

0

1 2 x

t π

2

, xtdtν 2π

0

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By Riesz representation theorem, H identifies with its dual space H∗. Then we define an operator A:H→H∗H by extending the bilinear form:

Ax, y 2π

0

x

2

, ytdt, ∀x, y∈H. 2.17

It is not difficult to see thatAis a bounded linear operator onHand kerARn. Define a mappingψ:H → Ras

ψx ν

2π

0

Ft, xtdt, 2.18

Then the functionalφcan be rewritten as

φx 1

2Ax, xψx, ∀x∈H. 2.19

According to a standard argument in24, one has for anyx, yH,

φx, y 2π

0

1 2 x

tπ

2

x tπ

2

, ytdtν 2π

0

ft, xt, ytdt. 2.20

Moreover according to28,ψ:HHis a compact operator defined by

ψx, yν 2π

0

ft, xt, ytdt. 2.21

Our aim is to reduce the existence of periodic solutions of2.12to the existence of critical points ofφ. For this we introduce a shift operatorΓ:HHdefined by

Γxt x

2

. 2.22

It is easy to compute thatΓis bounded and linear. MoreoverΓis isometric, that is,Γxx andΓ4id, whereiddenotes the identity mapping onH.

Write

ExH:Γ2xt −xt. 2.23

Lemma 2.4. Critical points ofφ|EoverEare critical points ofφonH, whereφ|Eis the restriction of

φoverE.

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For anyyH, we have

Remark 2.5. ByLemma 2.4, we only need to find critical points ofφ|EoverE. Therefore in the followingφwill be assumed onE.

ForxE,xtπ −xtyields thata0 0, wherea0is in the Fourier expansion of

HenceAis self-adjoint onE.

LetE andE−denote the positive definite and negative definite subspace ofAinE, respectively. ThenEEE−. LettingE1E,E2E−, we see thatI1of Theorem A holds.

Sinceψis compact, I2of Theorem A holds. Now we establishI3of Theorem A by the

following three lemmas.

Lemma 2.6. Under the assumptions ofTheorem 1.1,iofI3holds forφ.

Proof. From the assumptions ofTheorem 1.1andLemma 2.3, one has

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By2.3, for anyε >0, there is aδ >0 such that

Ft, xε|x|2, ∀t0, π, |x| ≤δ. 2.28

Therefore, there is anMMε>0 such that

Ft, xε|x|2M|x|λ1, ∀t, x0, π×Rn. 2.29

SinceEis compactly embedded inLsS1,Rnfor alls≥1 and by2.29, we have

2π

0

Ft, xdtεx2

L2MxλLλ11 ≤ εc5Mc6xλ−1

x2. 2.30

Consequently, forxE1E,

φxx2ν εc

5Mc6xλ−1

x2. 2.31

Chooseε 3νc5−1andρso that 3νMc6ρλ−11. Then for anyx∂BρE1,

φx≥ 1

3ρ

2. 2.32

ThusφsatisfiesiofI3withS∂BρE1andα 1/3ρ2.

Lemma 2.7. Under the assumptions ofTheorem 1.1,φsatisfiesiiofI3.

Proof. SeteS∂BρE1and let

Q{se: 0≤s≤2s1} ⊕B2s1∩E2, 2.33

wheres1is free for the moment.

LetEE−⊕span{e}. Write

KxE:x1, λ− inf xE,x1

Ax, x, λ sup xE,x1

|Ax, x|.

2.34

Case1. Ifx−> γxwithγ λ/λ−, one has

φsx 1

2Asx

, sx1

2

Asx, sx−−ν 2π

0

Ft, sxdt

≤ −1

2λ

s2x−21

2λ

s2x20.

(9)

Case2. Ifx− ≤γx, we have

1x2x2x−2 ≤ 1γ2x2. 2.36

That is

x2 1

1γ2 >0. 2.37

DenoteK {x∈K:x− ≤γx}. By appendix, there existsε1>0 such that∀u∈K,

meas{t∈0, π:|ut| ≥ε1} ≥ε1. 2.38

Now forx x x− ∈K, setΩx {t ∈ 0, π :|xt| ≥ ε1}. By2.4, for a constantM0 A/νε3

1>0, there is anL3>0 such that

Ft, zM0|x|2, ∀|x| ≥L3 uniformly int. 2.39

Choosings1≥L31, forss1,

Ft, sxtM0|sxt|2≥M0s2ε21, ∀t∈Ωx. 2.40

Forss1, we have

φsx 1

2s

2Ax, x1

2s

2Ax, xν2π 0

Ft, sxdt

≤ 1

2As

2ν

Ωx

Ft, sxdt

≤ 1

2As

2M

0s2ε21measΩx

≤ 1

2As

2M

0s2ε31−1

2As

2<0.

2.41

Henceforth,φsx≤0 for anyxKandss1, that is,φ|∂Q≤0. TheniiofI3holds.

Lemma 2.8. Sand∂Qlink.

Proof. Supposeϕ∈Λandϕ∂Q∩S∅for allt∈0, π. Then we claim that for eacht∈0, π, there is awtQsuch thatφt, wtS, that is,

P ϕwt 0, wtρ, 2.42

whereP:EE−is a projection. Define

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as follows:

Gt, use 1−tuP ϕuse1−tstI−Pϕuseρe. 2.44

It is easy to see that

Gt, use usρe /0, asuse∂Q. 2.45

However,

G1, use P ϕuse I−Pϕuseρe

G0, use usρe. 2.46

According to topological degree theory in29, we have

degG1,·;Q,0 degG0,·;Q,0

degidE−;E−∩B2s1,0degsρ,0,2s1,01 2.47

sinceρ∈0,2s1. ThereforeSand∂Qlink.

Now it remains to verify thatφsatisfiesP S-condition.

Lemma 2.9. Under the assumptions ofTheorem 1.1,φsatisfiesP S-condition.

Proof. Suppose that

φxmM, φxm−→0, asm−→ ∞. 2.48

We first show that{xm}is bounded. If{xm}is not bounded, then by passing to a subsequence if necessary, letxm → ∞asm → ∞.

By2.4, there exists a constantM >0 such thatFt, x> c7|x|2as|x|> M. By2.5,

one has

2φxm

φxm, xm

2π

0

xm, νFt, xm

−2νFt, xm

dt

2π

0

νμ−2Ft, xmdt

c7ν

μ−2

2π

0

|xm|2dt.

2.49

This yields

2π 0 |xm|

2dt

xm −→

(11)

Writeκ1/2λ−1. By2.6, there is a constantc9 >0 such that

This inequality and2.50imply that

⎛ By the above inequality, one has

(12)

Similarly, we have

x

m

xm −→

0 asm−→ ∞. 2.57

Thus it follows from2.56and2.57that

1 xm

xm

x

mx−m

xm −→

0 asm−→ ∞, 2.58

which is a contradiction. Hence{xm}is bounded.

Below we show that{xm}has a convergent subsequence. Notice that kerA|E{0}and

ψ:HHis compact. Since{xm}is bounded, we may suppose that

ψxm−→y asm−→ ∞. 2.59

SinceAhas continuous inverseA−1inE, it follows from

Axmφxm ψxm 2.60

that

xmA−1

φxm ψxm

−→A−1y asm−→ ∞. 2.61

Henceforth{xm}has a convergent subsequence.

Now we are ready to proveTheorem 1.1.

Proof ofTheorem 1.1. It is obviously thatTheorem 1.1holds from Lemmas2.3,2.4,2.6,2.7,2.8, and2.9and Theorem A.

Appendix

The purpose of this appendix is to prove the following lemma. The main idea of the proof comes from26.

Lemma A.1. There existsε1>0such that, for all uK,

meas{t∈0, π:|ut| ≥ε1} ≥ε1. A.1

Proof. IfA.1is not true,∀k >0, there existsukK such that

meas t∈0, π:|ut| ≥ 1

k !

≤ 1

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WriteukukukE. Notice that dimspan{e}<∞anduk ≤1. In the sense of subsequence, we have

uk−→u0 ∈span{e} ask−→∞. A.3

Then2.37implies that

u

0 2 1

1γ2 >0. A.4

Note thatu−k ≤1, in the sense of subsequenceuk u0E−ask → ∞. Thus in the sense of subsequence,

uk u0u−0u0 ask−→∞. A.5

This means thatuku0inL2, that is, π

0

|uku0|2dt−→0 ask−→∞. A.6

ByA.4we know thatu0>0. Therefore, π

0|u0|2dt >0. Then there existδ1 >0, δ2>0 such

that

meas{t∈0, π:|u0t| ≥δ1} ≥δ2. A.7

Otherwise, for alln >0, we must have

meas t∈0, π:|u0t| ≥ 1 n

!

0, A.8

that is, meas{t∈0, π:|u0t| ≤1/n}1, 0< π

0|u0|2dt <1/n2 → 0 as n → ∞. We get a

contradiction. ThusA.7holds. LetΩ0{t∈0, π:|u0t| ≥δ1},Ωk {t∈0, π:|u0t| ≤

1/k}, andΩ⊥k 0, πk. ByA.2, we have

measΩk∩Ω0 meas Ω0−Ω0∩Ω⊥k

≥measΩ0−meas Ω0∩Ω⊥k

δ2−

1

k. A.9

Letkbe large enough such thatδ2−1/k≥1/2δ2andδ1−1/k≥1/2δ1. Then we have

|uku0|2≥ "

δ1−

1

k #2

≥ "

1 2δ1

#2

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This implies that

This is a contradiction toA.6. Therefore the lemma is true andA.1holds.

Acknowledgments

This work is supported by the Specialized Research Fund for the Doctoral Program of Higher Education for New Teachers and the Science Research Foundation of Nanjing University of Information Science and Technology20070049.

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