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Directional Constraint Evaluation in Optimality Theory

Jason Eisner

Departmentof Computer Science /University of Rochester

Rochester, NY 14607-0226 (U.S.A.) / [email protected]

Weightednite-stateconstraintsthatcancount

un-boundedlymanyviolationsmakeOptimalityTheory

morepowerfulthannite-statetransduction(Frank

andSatta,1998). Thisresultisempiricallyand

com-putationally awkward. We propose replacing these

unbounded constraints, as well as non-nite-state

GeneralizedAlignmentconstraints,withanewclass

of nite-state directional constraints. We give

lin-guisticapplications,resultsongenerativepower,and

algorithmstocompilegrammarsintotransducers.

1 Introduction

Optimality Theory is a grammar framework

thatdirectlyexpressesconstraintson

phonolog-icalforms. Roughly,thegrammarprefersforms

thatviolateeachconstraint aslittleaspossible.

Most constraints used in practice describe

disfavored local congurations inthe

phonolog-ical form (Eisner, 1997a). It is therefore

possi-bleforagivenformtooendasingleconstraint

at several locations in the form. (For example,

a constraint against syllable codas will be

of-fendedbyevery syllablethathas acoda.)

When comparingforms, then,howdo we

ag-gregate a form's multiplelocal oenses into an

overallviolation level?

A constraint couldanswerthisquestioninat

leastthree ways,thethird being ourproposal:

Unbounded evaluation (Prince and

Smolensky,1993). A form's violation level

is given by the number of oenses. Forms

withfeweroensesare preferred.

Bounded evaluation (Frank and Satta,

1998; Karttunen, 1998). A form's

viola-tion level is min(k;numberof oenses ) for

some k. This islike unboundedevaluation

exceptthat theconstraint does not

distin-guishamongformswith k oenses. 1

Directional evaluation. A form's

vio-lation level considers the location of

of-fenses,nottheirtotal number. Under

Iamgratefultothe3anonymousrefereesforfeedback.

1

Notethatk=1gives\binary"constraintsthatcan

bedescribedsimplyaslanguages. Anyk-bounded

con-to-rightevaluation, theconstraint prefers

formswhoseoensesareaslateaspossible.

To compare two forms, it aligns them

(ac-cordingto theircommonunderlying

repre-sentation),andscans theminparallelfrom

left to right, stopping at the rst location

whereoneformhasanoenseandtheother

does not (\sudden death"); it prefers the

latter. Right-to-leftevaluationissimilar.

x2ofthispapergiveslinguisticand

computa-tionalmotivationfortheproposal. x3formalizes

theideaandshowsthatcomposingatransducer

withadirectionalconstraintyieldsa transducer.

Thusdirectionalconstraints,likeboundedones,

keep OT within the class of regular relations.

(Butwealsoshowthemtobemore expressive.)

2 Motivation

2.1 Intuitions

RecallthatOT'sconstraintrankingmechanism

isan answerto thequestion: How can a

gram-mar evaluate a form by aggregating its

viola-tions of several constraints? Above we asked

the same question at a ner scale: How can a

constraintevaluateaformbyaggregatingits

of-fensesat several locations? Figure 1 illustrates

thatouranswerisjustconstraintrankingredux.

Directional evaluation strictly ranks the

im-portance of the locations within a form, e.g.,

from left to right. This exemplies OT's \do

only when necessary" strategy: the constraint

prefers to postpone oenses until they become

strictlynecessary towardthe right of theform,

even at thecost ofhavingmore of them.

One might thinkfrom Figure 1that each

di-rectional constraint could be decomposed into

several binary or other bounded constraints,

yielding a grammar using only bounded

con-straints. However, no single such grammar is

general enough to handle all inputs: the

num-berofconstraintsneededforthedecomposition

(2)

ban.to.di.bo

ban.ton.di.bo

ban.to.dim.bon

ban.ton.dim.bon

1

*! *

**

***!

***!*

1 1 2 3 4

*! *

* *!

* * *

* *! * *

1 4 3 2 1

*! *

* *

*! * *

*! * * *

Figure1: Directionalevaluationassubconstraintranking. Allcandidateshave4syllables;wesimplify here

byregardingtheseasthelocations. C

1

issomehigh-rankedconstraintthateliminatesban.to.di.bo;NoCoda

isoendedbysyllablecodas. (a)TraditionalunboundedevaluationofNoCoda. (b)Left-to-rightevaluation

ofNoCoda,shownasifitweresplitinto4constraintsevaluatingthesyllablesseparately. (c)Right-to-left.

2.2 Iterative and oating phenomena

The main empirical motivation for

direction-allyevaluatedconstraintsistheexistenceof

\it-erative" phenomena such as metrical footing.

(Derivationaltheoriesdescribedthesewith

pro-cedures that scanned a form from one end to

theotherandmodiedit;see(Johnson,1972).)

For most other phenomena, directional

con-straints are indistinguishable from traditional

unboundedconstraints. Usually,thecandidates

with the fewest oenses are stillthe ones that

survive. (Since their competitors oend at

ex-actly the same locations, and more.) This is

precisely because mostphonology is local:

sat-isfyingaconstraintatonelocationdoesnot

usu-allyblock satisfyingit at another.

Distinguishing cases, like the articial Fig.

1|where theconstraint canonlytrade oenses

at one location for oenses at another|arise

only under special conditions involving

non-localphenomena. Justasdirectionalevaluation

would predict, such a forced tradeo is always

resolved (toourknowledge)byplacingoenses

aslate, orasearly,ashigherconstraintsallow:

Prosodic groupings force each segment or

syllable to choose which constituent (if

any) to associate with. So-called

left-to-rightdirectionalsyllabication(Mesterand

Padgett, 1994) will syllabify /CVCCCV/

greedily as CVC.CV.CV rather than

CV.CVC.CV, postponing epenthetic

ma-terial until as late as possible.

Simi-larly, left-to-right binary footing (Hayes,

1995)prefers()()over()()or

()(), postponingunfootedsyllables.

Floating lexical material must surface

somewhere in the form. Floating features

(e.g., tone) tend to dock at the leftmost

orrightmostavailablesite, postponing the

appearance of these marked features.

In-as possible (McCarthy and Prince, 1995),

postponingtheappearance ofanaÆxedge

orother aÆx material withinthe stem. 2

Floating non-lexical material mustalso

ap-pear somewhere. If a high-ranked

con-straint, Culminativity, requires that a

primary stress mark appearon each word,

then a directional constraint against

pri-marystresswillnotonlypreventadditional

marksbutalsopushthesinglemarktothe

rst or last available syllable|the

tradi-tional \EndRule"(Prince,1983).

Harmony must decide how far to spread

features, and OCP eects such as

Grass-man's Law must decide which copies of

a feature to eliminate. Again, directional

evaluation seemsto capture thefacts.

2.3 Why not Generalized Alignment?

In OT, following a remark by Robert

Kirch-ner, ithasbeentraditionaltoanalyzesuch

phe-nomena using highly non-local Generalized

Alignment (GA) constraints (McCarthy and

Prince, 1993). For example, left-to-right

foot-ing is favored by Align-Left

(Foot, Stem),

which requires every foot to be left-aligned

with a morphological stem. Not only does

each misalignedfoot oend theconstraint, but

the seriousness of its oense is given by the

2

\Availablesite"and\possible"amountofinxation

are dened here by higher-ranked constraints. These

might restrict the allowed tone-bearing units and the

allowedCV shape afterinxation, butdonotfully

de-terminewheretheoatingmaterialwillsurface.

Arefereeaskswhycodasdonotalsooat(topostpone

NoCodaoenses). Answer: Flotationrequiresunusual,

non-localmechanisms. Genoraconstraint mustensure

thatananchoredtonesequenceresemblestheunderlying

oatingtonesequence,whichmayberepresentedonan

auxiliary inputtapeor (ifbounded) asaninputprex.

Butordinaryfaithfulnessconstraintscheckonlywhether

(3)

These numbers are summed over all oending

feet to obtain the violation level. For

exam-ple, [()()()]

Stem

has 1+3+6=10

vio-lations,and [()()]

Stem

isequallybad

at 4+6=10 violations. Shifting feetleftward or

eliminating themreduces theviolation level.

(Stemberger, 1996) argued that GA

con-straints were too powerful. (Ellison, 1995)

showed that no single nite-state unbounded

constraint could dene the same violation

lev-els asa GA constraint. (Eisner, 1997a) showed

more strongly that since GA can be made to

center a oating tone on a phrase, 3

no

hierar-chy of nite-state unbounded constraintscould

even dene the same optimal candidates as a

GA constraint. Thus GA cannot be simulated

inEllison's(1994)nite-stateframework(x3.2).

For this reason, as well as the awkwardness

and non-locality of evaluating GA oenses, we

propose to replace GA with directional

con-straints. Directionalconstraintsappeartomore

directly capturetheobserved phenomena.

Wedonotethatanother,trickierpossibilityis

to eliminateGAinfavorofordinaryunbounded

constraints that are indierent to the location

of oenses. (Ellison,1994)noted that GA

con-straints that evaluated the placement of only

one element (e.g., primary stress) could be

re-placedbysimplerNoInterveningconstraints.

(Eisner,1997b)givesaGA-freetreatmentofthe

metrical stress typologyof(Hayes, 1995).

2.4 Generative power

It has recently been proposed that for

compu-tational reasons, OTshouldeliminate notonly

GA but all unbounded constraints (Frank and

Satta, 1998; Karttunen, 1998). As with GA,

we oer theless extremeapproach of replacing

them withdirectionalconstraints instead.

Recall that a phonological grammar, as

usu-ally conceived, is a description of permissible

(UR, SR) pairs. 4

It has long been believed

thatnaturallyoccurringphonologicalgrammars

are regular relations (Johnson, 1972; Kaplan

and Kay, 1994). This means that they can

be implemented as nite-state transducers

(FSTs) that accept exactly the grammatical

pairs. FSTs are immensely useful in

perform-3

Thisisindeedtoopowerful: centeringisunattested.

4

tainingall possibleSRs fora UR),

comprehen-sion(conversely),characterizingthesetofforms

onwhichtwogrammars(perhapsfromdierent

descriptiveframeworks)woulddier,etc.

More-over, FSTscan be appliedinparallelto regular

sets of forms. For example, one can obtain a

weighted set of possible SRs (a phoneme

lat-tice) from a speech recognizer, pass it through

the inverse transducer, intersect the resulting

weighted setof URswiththe lexicon,and then

extract the best survivingURs.

(Ellison, 1994; Eisner, 1997a) frame OT

within thistradition, bymodeling Genand the

constraints as weighted nite-state machines

(see x3.2). But although those papers showed

howtogeneratethesetofSRsforasinglegiven

UR,theydidnotcompiletheOTgrammarinto

an FST, orobtaintheother benetsthereof.

In fact, (Frank and Satta, 1998) showed

that such compilationis impossiblein the

gen-eral case of unbounded constraints. To see

why, consider the grammar Max, Dep,

Har-mony[height]Ident-IO[height]. This

gram-mar insists on height harmony among surface

vowels, but dislikeschanges from the UR. The

result is the unattested phenomenon of

\ma-jority assimilation" (Bakovic, 1999; Lombardi,

1999): a UR with more high vowels than low

willsurfacewithallvowelshigh,andvice-versa.

SoOTmaycompare unbounded countsinaway

thatan FSTcannotand phonology doesnot.

This suggests that OTwith unbounded

con-straints is too powerful. Hence (Frank and

Satta, 1998; Karttunen, 1998) propose using

only bounded constraints. They show this

re-ducesOT'spowerto nite-state transduction.

The worry is that bounded constraints may

notbe expressiveenough. A2-boundedversion

of NoCoda would not distinguish among the

nalthreeformsinFigure1: itisagnosticwhen

theinputforcesmultiplecodasinallcandidates.

To be sure,a k-bounded approximation may

workwellforlargek. 5

Butitsautomaton(x3.2)

willtypicallyhavektimesasmanystatesasthe

unbounded original, since it unrollsloops: the

5

Using theapproximate grammarfor generation,an

output is guaranteed correct unless it achieves k

vio-lations for some k-bounded constraint. One can then

raise k,recompile the grammar,and try again. Butk

(4)

tersecting manysuch largeconstraints can

pro-duceverylargeFSTs|whilestillfailingto

cap-ture simple generalizations, e.g., that all codas

aredispreferred.

In x3, we will show that directional

con-straints are more powerful than bounded

constraints, as they can express such

generalizations|yet they keep us within

theworldof regularrelations and FSTs.

2.5 Related Work

Walther (1999), working with intersective

con-straints, denes a similar notion of Bounded

LocalOptimization(BLO).Trommer(1998;

1999)appliesavariantofWalther'sideatoOT.

The motivation inbothcases islinguistic.

Wesketchhowourideadiersvia3examples:

UR uuuuu uu uuu uuuuu

candidate X vvvbb vv vbb vvvbb

candidate Y vvbaa vvvvbaa vzbaa

Considerb,aleft-to-rightconstraintthatis

of-fended byeach instance ofb. On ourproposal,

candidate X wins in each column, because Y

alwaysoendsb rst,at position3 intheUR.

But under BLO, this oense is not fatal. Y

can survive b byinserting epentheticmaterial

(column 2: Y wins by postponing b relative to

theSR),orbychangingvtoz(column3: Yties

X, sincevv 6=vz and BLOmerely requires the

cheapestchoicegiventhesurfaceoutputsofar).

In the same way, NoCoda under BLO would

trigger many changes unrelatedto codas. Our

denitionavoidstheseapparentinconveniences.

WaltherandTrommerdonotconsiderthe

ex-pressive power of BLO (cf. x3.3) or whether

grammarscanbecompiledintoUR-to-SRFSTs

(ourmainresult; seediscussioninx3.4).

3 Formal Results

3.1 Denition of OT

An OT grammaris apair (Gen; ~

C) where

thecandidategeneratorGenisarelation

thatmapseachinputtoanonemptysetof

candidateoutputs;

thehierarchy ~

C =(C

1 ;C

2

;::: ) is a nite

tupleofconstraintfunctionsthatevaluate

outputs.

We write ~

C(Æ) forthetuple(C (Æ);C (Æ);:::).

asitsSRsalltheoutputsÆsuchthat ~

C(Æ)is

lex-icographicallyminimalinf ~

C(Æ) :Æ2Gen()g.

The values taken by C

i

are called its

viola-tion levels. Conventionally these are natural

numbers,butanyorderedset willdo.

Ourdirectionalconstraintsrequirethe

fol-lowinginnovations. Each input is a stringas

usual,butthe outputsare notstrings. Rather,

each candidate Æ 2Gen() is a tupleof jj+1

strings. We write Æ for the concatenation of

these strings (the \real" SR). So Æ species an

alignment of Æ with . The directional

con-straint C

i

maps the tuple Æ to a tuple of

nat-ural numbers (\oense levels") also of length

jj+1. Itsviolation levelsfC

i

(Æ):Æ2Gen()g

are comparedlexicographically.

3.2 Finite-state assumptions

Wenowconneourattentionto nite-stateOT

grammars,following(Ellison,1994;Tesar,1995;

Eisner, 1997a; Frank and Satta, 1998;

Kart-tunen, 1998). Gen

is a regular

relation, 6

and may be implemented as an

un-weightedFST.Eachconstraintisimplemented 7

as a possiblynondeterministic, weighted

nite-state automaton(WFSA)thataccepts

and

whose arcs areweightedwithnatural numbers.

An FST, T, is a nite-state automaton in

whicheacharcislabeledwithastringpair:.

Without loss of generality, we require jj 1.

This lets us dene an aligned transduction

that maps strings to tuples: If = a

1 a

n ,

we dene T() as the set of (n + 1)-tuples

Æ =(Æ

0 ;Æ

1 ;:::Æ

n

) suchthatT hasapath

trans-ducing :Æ along which Æ

0 Æ

i 1

is the

com-pleteoutput beforea

i

is readfrom theinput.

We nowdescribehowtoevaluateC(Æ)where

C is aWFSA. Consider thepath inC that

ac-cepts Æ. 8

In (un)bounded evaluation, C(Æ) is

the total weight of this path. In left-to-right

evaluation,C(Æ)isthen+1tuplegivingthe

re-spectivetotal weightsofthesubpathsthat

con-sumeÆ

0 ;:::Æ

n

. In right-to-left evaluation, C(Æ)

isthereverse of theprevioustuple. 9

6

Ellisonrequiredonlythat Gen()beregular(8).

7

Space prevents giving the equivalent

characteriza-tionasalocallyweightedlanguage(Walther,1999).

8

Iftherearemultipleacceptingpaths

(nondetermin-ism),taketheonethatgivestheleastvalueofC(Æ).

9

This is equivalent to C R

(Æ R

n ;:::;Æ

R

0

) where R

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ThankstoGen,nite-stateOTcantrivially

im-plementanyregular input-outputrelationwith

noconstraintsatall! Andx3.4belowshowsthat

whether we allow directional or bounded

con-straintsdoesnotaect thisgenerative power.

But inanother sense, directional constraints

arestrictlymoreexpressivethanboundedones.

If Gen is xed, then any hierarchy of bounded

constraintscan be simulatedbysomehierarchy

ofdirectionalconstraints 10

|butnotvice-versa.

Indeed, we show even more strongly that

di-rectional constraints cannot always be

simu-lated even byunbounded constraints. 11

Dene

basinx2.5. Thisrankstheset(ajb) n

in

lexico-graphic order, so it makes 2 n

distinctions. Let

Genbethe regularrelation

(a:ajb:b)

equivalentto(Gen;C

1 ;:::;C

s

)foranybounded

or unbounded constraints C

1

So candidatesÆ of lengthnhave at most

(kn) s

dierentviolationproles ~

C(Æ). Choosen

suchthat2 n

must contain two distinct strings, Æ =

x

Let i be minimal such that x

i 6= y

i

, and

with-outlossofgeneralityassumex

i

and Æ is lexicographically minimal in Gen().

So the grammar (Gen ;b) maps to Æ only,

whereas(Gen ; ~

C) cannot distinguish between Æ

and Æ 0

,soitmaps toneither orboth.

3.4 Grammar compilation: OT = FST

ItistrivialtotranslateanarbitraryFST

gram-mar into OT: let Genbe theFST, and ~

C =().

The rest of this section shows, conversely, how

to compile a nite-state OT grammar(Gen ; ~

C)

into an FST, provided that the grammar uses

onlyboundedand/ordirectionalconstraints.

10

How? By using states to count, a bounded

con-straint'sWFSAcanbetransformedsothatalltheweight

ofeachpathfallsonitsnalarc. Thisdenesthesame

optimalcandidates,evenwheninterpreteddirectionally.

11

Norvice-versa,sinceonlyunboundedconstraintscan

implementnon-regularrelations(x2.4,x3.4).

12

Applyx3.4.4toeliminateany'sfromtheconstraint

WDFAs(regardedasoutputlesstransducers),thentake

Let T

0

= Gen. For i > 0, we will construct

an FST T

i

that implements the partial

gram-mar (Gen;C

(x) contains the forms

y 2T

i 1

(x)for whichC

i

(y) isminimal.

IfC

i

isk-bounded,weusetheconstructionof

(Frank and Satta, 1998; Karttunen,1998).

IfC

i

isaleft-to-rightconstraint,we compose

T

i 1

withtheWFSAthatrepresentsC

i

,

obtain-ingaweightednite-state transducer(WFST),

^

T

i

. Thistransducermayberegardedas

assign-ing a C

i

-violation level (an (jj+1)-tuple) to

each :Æ itaccepts. We mustnowprune away

the suboptimal candidates: using the DBP

al-gorithm below, we construct a new unweighted

FSTT

i

thattransduces :Æ itheweighted ^

is right-to-left, wedo justthesame,

ex-cept DBP isusedto construct T R

3.4.2 Directional Best Paths: The idea

All that remains is to give the construction of

T

, which we call Directional Best

Paths (DBP). Recall standard best-paths or

shortest-paths algorithms that pare a WFSA

downto itspaths ofminimumtotalweight

(Di-jkstra, 1959; Ellison, 1994). Our greedier

ver-sion does not sum along paths but always

im-mediately takesthe lightest\available"arc.

Crucially,availablearcsaredenedrelativeto

theinputstring,because wemustretainoneor

more optimaloutputcandidatesforeachinput.

So availability requires \lookahead": we must

take a heavier arc (b:x below) just when the

restoftheinput(e.g., abd)cannototherwisebe

acceptedon anypath.

1

a:a

2

(xcabbreviates(;x;c))

Onthisexample,DBPwouldsimplymakestate

6non-nal(forcingabctotakethelightarc

un-availableto abd),butoften itmust add states!

This relativization is what lets us compile a

hierarchyofdirectionalconstraints,onceandfor

all,intoansingleFSTthatcanndtheoptimal

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in-tion forunboundedconstraints, and previously

proposedconstructionsfordirectional-style

con-straints(see x2.5) onlyndtheoptimaloutput

fora singleinput,orat best anitelexicon.

3.4.3 Dir. Best Paths: A special case

x3.2restrictedourFSTssuchthatforevery arc

label:,jj1. Inthissectionweconstruct

under the stronger assumptionthat

jj=1, i.e., ^

T

i

is-free ontheinputside.

IfQisthestateset of ^

T

i

,thenletthestateset

of T

i

be f[q;R ;S] : R S Q;q 2 S R g.

This has size jQj 3 jQj 1

. However, most of

these states are typically unreachable from the

startstate. Lazy\on-the-y"construction

tech-niques(Mohri, 1997)can beused to avoid

allo-cating states or arcs until they are discovered

duringexplorationfrom thestartstate.

For 2

;q 2 Q, dene V(;q) as the

minimum cost (a jj-tuple of weights) of any

-reading pathfrom ^

T

i

's startstate q

0 to q.

ThestartstateofT

i is[q

0 ;;;fq

0

g]. Theintent

is that T

i

have a path from its start state to

[q;R ;S]that transduces :Æ

reads , it \follows" ^

T

i

's cheapest

-readingpathstoq,whilecalculatingR ,towhich

yetcheaper(butperhapsdead-end)pathsexist.

Let[q;R ;S]beanalstate(inT

). So an accepting

pathin ^

T

i

survivesinto T

i

ithere is no

lower-cost acceptingpath in ^

T

i

forthesame input.

The arcs from [q;R ;S] correspond to arcs

from q. For each arc from q to q 0

labeled a:

and with weight W, add an unweighted a :

arc from [q;R ;S] to [q

], provided that

thelatter state exists(i.e.,unless q 0

2R 0

,

indi-catingthatthere is acheaperpathto q 0

). Here

R 0

is theset of states that are either reachable

fromRbya(single)a-readingarc,orreachable

from S by an a-reading arc of weight <W. S 0

isthe unionof R 0

and allstates reachable from

S byan a-readingarcof weight W.

3.4.4 Dir. Best Paths: The general case

To apply theabove construction, we must rst

transform

to insert unbounded amounts of surface

mate-rial (to be pruned back by the constraints). 14

To eliminate 'swhile preserving these

seman-tics, we are forced to introduce FST arc labels

of the form a: where is actually a regular

set of strings, represented as an FSA or

regu-lar expression. Following -elimination, we can

applythe construction of x3.4.3 to get T

i , and

nally convert T

i

back to a normal transducer

byexpanding each a: into a subgraph.

When we eliminate an arc labeled : , we

must push and the arc's weight back onto

a previous non- arc (but no further; contrast

(Mohri,1997)). The resultingmachinewill

im-plementthesamealignedtransductionas ^

T

i but

moretransparently: inthenotationof x3.2,the

arcreadinga

i

willtransduce itdirectly to Æ

i .

15

Concretely, suppose ^

T

i

can get from state q

to q 00

via a pathof total weight W that begins

with a :

to substitute an arc from q to q 00

be innitely many such q{q 00

paths, of varying

weight, so we actuallywrite a: ,where

de-scribesjustthoseq{q 00

pathswithminimumW.

The exact procedure is as follows. Let G be

thepossiblydisconnectedsubgraphof ^

T

i

formed

by -reading arcs. Run an all-pairs

shortest-paths algorithm 16

on G. This nds, for each

state pair (q 0

;q 00

) connected by an -reading

path, the subgraph G

q 0

;q 00

of G formed by the

minimum-weight -readingpaths from q 0

to q 00

,

as well as the common weight W

q 0

;q 00

of these

paths. So for each arc in ^

(). (G() denotes the regular

languagetowhichGtransduces.) Havingdone

this,we can deleteall -readingarcs.

The modied -free ^

T

i

is equivalent to

14

Asisconventional. Besidesepentheticmaterial,Gen

oftenintroducescopious prosodicstructure.

15

Thatarcislabeleda

i

: whereÆ

i

2 . Butwhatis

a0? A specialsymbolE 2thatweintroduceso that

Æ

0

canbepushedbackontoit: Before -elimination,we

modify ^

Ti by giving it a new start state, connected to

theoldstartstatewithanarcE:. After-elimination,

weapplyDBPandreplaceEwithintheresultT

i .

16

(Cormen et al., 1990) cites several, including fast

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of the suboptimal subpaths. Here is a

graph fragment before and after -elimination:

1

a:a

2

3

ε

:b

4

ε

:d

ε

:b

ε

:c

1

2

a:a

3

a:ab+

4

a:ad

Note: Right-to-leftevaluationappliesDBPto

^

T R

i

,soconsistencywithourpreviousdenitions

meansitmustpush'sforward, notbackward.

4 Conclusions

This paper has proposed a new notion in OT:

\directionalevaluation,"whereunderlying

loca-tionsarestrictlyranked bytheirimportance.

Traditional nite-state OT constraints have

enough power to compare arbitrarily high

counts; Generalized Alignment is even worse.

Directionalconstraintsseemtocapturethepros

of these constraints: they appropriately

mili-tate againstevery instanceof a disfavored

con-guration in a candidate form, no matter how

many,and they naturallycaptureiterative and

edgemost eects. Yet they do nothave the

ex-cess power: wehave shownthatan grammarof

directional and/or bounded constraints can be

compiledinto a nite-state transducer. That is

bothempiricallyandcomputationallydesirable.

Themostobviousfutureworkcomesfrom

lin-guistics. Can directional constraints do all the

work of unbounded and GA constraints? How

do they change thestyleof analysis? (E.g.,

di-rectionalversionsofmarkednessconstraintspin

down the locations of marked objects, leaving

lower-rankedconstraintsnosay.) Finally,

direc-tional constraints can be variously formulated

(is *Cluster oended at the start or end of

each cluster? or of its enclosing syllable?). So

what conventionsorrestrictionsshouldapply?

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