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Foundation Types and Selection

Selection of an appropriate foundation system is dependent upon many factors. These factors may include:

· soil conditions

· groundwater conditions

· surface conditions

· structural loads

· structural function (i.e. basement, cold structure, etc)

· economy

Foundations are typically constructed utilizing either shallow or deep foundation

structures. Foundations are sometimes considered shallow if the footing depth divided by the footing width is less than 1. Shallow foundations include mat (raft, pad), continuous footings and isolated (spread) footings. Isolated footings could be square or circular. Deep foundations include piles, micropiles (minipiles, pin piles), mats and piers. Piles are designed to provide bearing either at the bottom tip of the pile, friction between the pile sidewalls and subgrade, or a combination of both. Piles are typically driven

(hammered) into the subgrade, or piles can be drilled or jetted into the ground. In

addition, piles may be wood, steel or concrete. Micropiles are usually used in lieu of piles in areas with difficult or restricted access. Micropiles are usually drilled with a small machine, and grouted in place. The definition of piers varies greatly, and ranges from a prefabricated rebar cage and wet concrete placed in a pre-bored hole to a larger diameter pile. Analysis of a pier is similar to a pile. Floating foundations are typically deep mats, in which enough soil is excavated so that the weight of soil is equal to the weight of the structure.

Directly from a technical manual produced by the Department of Army (TM 5-818-1), the following foundation possibilities for various subsurface conditions are feasible Foundation Possibilities for Different Subsoil Conditions, TM 5-818-1

Subsoil Conditions Light, Flexible Structure Heavy, Rigid Structure

Deep compact or stiff soils Shallow footing Shallow footing, shallow mat

Deep compressible strata

Shallow footing overlying compacted granular fill,

Shallow mat, Friction piles Deep mat, Friction piles

Soft or Loose strata overlying firm strata

End bearing piles or piers, Shallow footing on compacted granular fill,

Shallow mat

End bearing piles or piers, Deep mat

Compact or stiff layer overlying

a soft or compressible strata Shallow footing, Shallow mat

Deep mat (floating foundation), Piles Alternating soft and stiff layers Shallow footing, Shallow mat Deep mat, Piles

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General Foundation Considerations

1. The allowable soil pressure should not be exceeded.

2. Footings should be located below the frost line. Although you could analytically estimate the frost depth, your local City or County Building Department provides these values.

3. The applied load should be within the middle third of the footing.

4. Foundations should have an adequate factor of safety against uplift, sliding and overturning.

Bearing Capacity Factors

Bearing capacity is the ability of the underlying soil to support the foundation loads without shear failure.

Bearing capacity factors are empirically derived factors used in a bearing capacity equation that usually correlates with the angle of internal friction of the soil.

See the bearing capacity technical guidance for equations and detailed calculations for applying the following bearing capacity factors. This link also explains each BC factor with relation to the bearing capacity component. Each BC factor below is related to the

angle of internal friction.

Terzaghi’s Bearing Capacity Factors

f Nc Nq Ng

0 5.7 1 0

5 7.3 1.6 0.5

10 9.6 2.7 1.2

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20 17.7 7.4 5 25 25.1 12.7 9.7 30 37.2 22.5 19.7 34 52.6 36.5 35.0 35 57.8 41.4 42.4 40 95.7 81.3 100.4 45 172.3 173.3 297.5

Meyerhof Bearing Capacity Factors

f Nc Nq Ng 0 5.14 1.0 0.0 5 6.5 1.6 0.07 10 8.3 2.5 0.37 15 11.0 3.9 1.1 20 14.8 6.4 2.9 25 20.7 10.7 6.8 30 30.1 18.4 15.7 32 35.5 23.2 22.0 34 42.4 29.4 31.2 36 50.6 37.7 44.4 38 61.4 48.9 64.1 40 75.3 64.2 93.7 42 93.7 85.4 139.3 44 118.4 115.3 211.4

Vesic Bearing Capacity Factors

f Nc Nq Ng 0 5.14 1.0 0.0 5 6.5 1.6 0.5 10 8.3 2.5 1.2 15 11.0 3.9 2.6 20 14.8 6.4 5.4

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25 20.7 10.7 10.8 30 30.1 18.4 22.4 32 35.5 23.2 30.2 34 42.4 29.4 41.1 36 50.6 37.7 56.3 38 61.4 48.9 78.0 40 75.3 64.2 109.4 42 93.7 85.4 155.6 44 118.4 115.3 224.6

Hansen Bearing Capacity Factors

f Nc Nq Ng 0 5.14 1.0 0.0 6 6.81 1.23 0.11 10 8.3 2.5 0.39 16 11.63 4.34 1.43 20 14.8 6.4 2.95 26 22.25 11.85 7.94 30 30.1 18.4 15.07 32 35.5 23.2 20.79 34 42.4 29.4 28.77 36 50.6 37.7 40.05 38 61.4 48.9 56.17 40 75.3 64.2 79.54 42 93.7 85.4 113.95 44 118.4 115.3 165.48

Foundation Engineering Handbook

f Nc Nq Ng

0 5.14 1.0 0.0

5 6.5 1.57 0.45

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15 10.98 3.94 2.65 20 14.83 6.4 5.39 25 20.72 10.66 10.88 30 30.14 18.4 22.4 32 35.49 23.18 30.22 34 42.16 29.44 41.06 36 50.59 37.75 56.31 38 61.35 48.93 78.03 40 75.31 64.20 109.41 42 93.71 85.38 155.55 44 118.37 115.31 224.64

Bearing Capacity Factors for Deep Foundations

Meyerhof Values of Nq For Driven and Drilled Piles

f Driven Drilled 20 8 4 25 12 5 28 20 8 30 25 12 32 35 17 34 45 22 36 60 30 38 80 40 40 120 60 42 160 80 45 230 115

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Angle of Internal Friction

Angle of internal friction for a given soil is the angle on the graph (Mohr's Circle) of the shear stress and normal effective stresses at which shear failure occurs.

Angle of Internal Friction, f, can be determined in the

laboratory by the Direct Shear Test or the Triaxial Stress Test.

Typical relationships for estimating the angle of internal friction, f, are as follows:

Empirical values for f, of granular soils based on the standard penetration number, (from Bowels, Foundation Analysis).

SPT Penetration,

N-Value (blows/ foot) f (degrees)

0 25 - 30

4 27 - 32

10 30 - 35

30 35 - 40

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Relationship between f, and standard penetration number for sands, (from Peck 1974, Foundation Engineering Handbook).

SPT Penetration,

N-Value

(blows/ foot) Density of Sand f (degrees)

<4 Very loose <29 4 - 10 Loose 29 - 30 10 - 30 Medium 30 - 36 30 - 50 Dense 36 - 41 >50 Very dense >41

Relationship between f, and standard penetration number for sands, (from Meyerhof 1956, Foundation Engineering Handbook).

SPT Penetration,

N-Value

(blows/ foot) Density of Sand f (degrees)

<4 Very loose <30

4 - 10 Loose 30 - 35

10 - 30 Medium 35 - 40

30 - 50 Dense 40 - 45

>50 Very dense >45

External Friction Angle

The external friction angle, d, or friction between a soil medium and a material such as the composition from a retaining wall or pile may be expressed in degrees as the following:

Piles

20 degrees for steel piles (NAVFAC) 0.67f - 0.83f (USACE)

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20 degrees for steel (Broms) f3/4 for concrete (Broms) f2/3 for timber (Broms) 0.67f (Lindeburg)

Nordlund attempts to more precisely quantify the external friction angle, d, by using various charts based on the angle of internal friction, f, and volume of pile

where f = angle of internal friction of the soil (degrees)

Retaining Walls

d = 2f for concrete walls (Coulomb) 3

where f = angle of internal friction of the soil (degrees)

Unit Weight of Soil

Unit weight of a soil mass is the ratio of the total weight of soil to the total volume of soil.

Unit Weight, g, is usually determined in the laboratory by measuring the weight and volume of a relatively undisturbed soil sample obtained from a brass ring. Measuring unit weight of soil in the field may consist of a sand cone test, rubber balloon or nuclear densiometer.

Empirical values for g, of granular soils based on the standard penetration number, (from Bowels, Foundation Analysis).

SPT Penetration,

N-Value (blows/ foot) g (lb/ft3

) 0 - 4 70 - 100 4 - 10 90 - 115 10 - 30 110 - 130 30 - 50 110 - 140 >50 130 - 150

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Empirical values for g, of cohesive soils based on the standard penetration number, (from Bowels, Foundation Analysis).

SPT Penetration,

N-Value (blows/ foot) gsat (lb/ft 3 ) 0 - 4 100 - 120 4 - 8 110 - 130 8 - 32 120 - 140

Typical Soil Characteristics (from Lindeburg, Civil Engineering Reference Manual

for the PE Exam, 8th ed.)

Soil Type g (lb/ft3 ) gsat (lb/ft 3 ) Sand, loose and uniform 90 118 Sand, dense and uniform 109 130 sand, loose and well graded 99 124 Sand, dense and well graded 116 135 glacial clay, soft 76 110 glacial clay, stiff 106 125

Typical Values of Soil Index Properties (from NAVFAC 7.01) Soil Type g (lb/ft3 ) gsub (lb/ft 3 ) Sand; clean, uniform, fine or medium 84 - 136 52 - 73 Silt; uniform, inorganic 81 - 136 51 - 73 Silty Sand 88 - 142 54 - 79 Sand; Well-graded 86 - 148 53 - 86 Silty Sand and Gravel 90 - 155 56 - 92 Sandy or Silty Clay 100 - 147 38 - 85 Silty Clay with Gravel; 115 - 151 53 - 89

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uniform Well-graded Gravel, Sand, Silt and Clay 125 - 156 62 - 94 Clay 94 - 133 31 - 71 Colloidal Clay 71 - 128 8 - 66 Organic Silt 87 - 131 25 - 69 Organic Clay 81 - 125 18 - 62

Typical Soil Characteristics (from Lindeburg, Civil Engineering Reference Manual

for the PE Exam, 8th ed.)

Soil Type g (lb/ft3 ) gsat (lb/ft 3 ) Sand, loose and uniform 90 118 Sand, dense and uniform 109 130 sand, loose and well graded 99 124 Sand, dense and well graded 116 135 glacial clay, soft 76 110 glacial clay, stiff 106 125

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Young's Modulus of Soil

The modulus of elasticity or Young's modulus of a soil is an elastic soil parameter most commonly used in the estimation of settlement from static loads.

Young's soil modulus, Es, may be estimated from empirical correlations, laboratory test results on undisturbed specimens and results of field tests. Laboratory tests that may be used to estimate the soil modulus are the triaxial unconsolidated undrained compression or the triaxial consolidated undrained compression tests. Field tests include the plate load test, cone penetration test, standard penetration test (SPT) and the pressuremeter test. Empirical correlations summarized from USACE EM 1110-1-1904 is presented below:

Es = KcCu

where: Es = Young's soil modulus (tsf) Kc = correlation factor

Cu = undrained shear strength, tsf

Typical Elastic Moduli of soils based on soil type and consistency/ density, (from USACE, Settlement Analysis).

Soil Es (tsf)

very soft clay 5 - 50

soft clay 50 - 200

medium clay 200 - 500

stiff clay, silty clay 500 - 1000 sandy clay 250 - 2000 clay shale 1000 - 2000

loose sand 100 - 250

dense sand 250 - 1000

dense sand and

gravel 1000 - 2000

silty sand 250 - 2000

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Factor of Safety

Foundatation Analysis by Bowels has good recommendations for safety factors. He evaluates uncertainties and assigns a factor of safety by taking into account the following: 1. Magnitude of damages (loss of life and property damage)

2. Relative cost of increasing or decreasing the factor of safety

3. Relative change in probability of failure by changing the factor of safety 4. Reliability of soil data

5. Construction tolerances

6. Changes in soil properties due to construction operations

7. Accuracy (or approximations used) in developing design/ analysis methods

Typical values of customary safety factors, F.S., as presented by Bowels. Failure Mode Foundation Type F.S. Shear Earthwork for

Dams, Fills, etc. 1.2 - 1.6 Shear Retaining Walls 1.5 - 2.0 Shear Sheetpiling, Cofferdams 1.2 - 1.6 Shear Braced Excavations (Temporary) 1.2 - 1.5 Shear Spread Footings 2 - 3 Shear Mat Footings 1.7 - 2.5 Shear Uplift for Footings 1.7 - 2.5 Seepage Uplift, heaving 1.5 - 2.5

Seepage Piping 3 - 5

Other customary factors of safety, F.S., used are:

1.5 for retaining walls overturning with granular backfill 2.0 for retaining walls overturning with cohesive backfill 1.5 for retaining walls sliding with active earth pressures 2.0 for retaining walls sliding with passive earth pressures

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Cohesion of Soil

Cohesive soils are clay type soils. Cohesion is the force that holds together molecules or like particles within a soil. Cohesion, c, is usually determined in the laboratory from the Direct Shear Test.

Unconfined Compressive Strength, Suc, can be determined in the laboratory using the Triaxial Test or the Unconfined Compressive Strength Test.

There are also correlations for Suc with shear strength as estimated from the field using Vane Shear Tests.

c = Suc/2

Where:

c = cohesion, kN/m2 (lb/ft2), and

Suc = unconfined compressive strength, kN/m2 (lb/ft2).

Guide for Consistency of Fine-Grained Soil, NAVFAC 7.02

SPT Penetration

(blows/ foot) ConsistencyEstimated Suc (tons/ft

2 ) <2 Very Soft <0.25 2 - 4 Soft 0.25 - 0.50 4 - 8 Medium 0.50 - 1.0 8 - 15 Stiff 1.0 - 2.0 15 - 30 Very Stiff 2.0 - 4.0 >30 Hard >4

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Bowels) SPT Penetration

(blows/ foot) ConsistencyEstimated Suc (kips/ft

2 ) 0 - 2 Very Soft 0 - 0.5 2 - 4 Soft 0.5 - 1.0 4 - 8 Medium 1.0 - 2.0 8 - 16 Stiff 2.0 - 4.0 16 - 32 Very Stiff 4.0 - 8.0 >32 Hard >8

Typical Strength Characteristics (from Lindeburg, Civil Engineering Reference

Manual for the PE Exam, 8th ed.)

USCS Soil Group c, as compacted (lb/ft2) c, saturated (lb/ft2) GW 0 0 GP 0 0 GM - - GC - - SW - - SP - - SM 1050 420 SM-SC 1050 300 SC 1550 230 ML 1400 190 ML-CL 1350 460 CL 1800 270 OL - - MH 1500 420 CH 2150 230

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·

Ultimate Bearing Capacity for Shallow

Foundations

Terzaghi Ultimate Bearing Capacity Theory

Qu = c Nc + g D Nq + 0.5 g B Ng

= Ultimate bearing capacity equation for shallow strip footings, (kN/m2) (lb/ft2)

Qu = 1.3 c Nc + g D Nq + 0.4 g B Ng

= Ultimate bearing capacity equation for shallow square footings, (kN/m2) (lb/ft2)

Qu = 1.3 c Nc + g D Nq + 0.3 g B Ng

= Ultimate bearing capacity equation for shallow circular footings, (kN/m2) (lb/ft2)

Where:

c = Cohesion of soil (kN/m2) (lb/ft2),

g = effective unit weight of soil (kN/m3) (lb/ft3), *see note below D = depth of footing (m) (ft),

B = width of footing (m) (ft),

Nc=cotf(Nq – 1), *see typical bearing capacity factors Nq=e2(3p/4-f/2)tanf / [2 cos2(45+f/2)], *see typical bearing capacity factors

N g=(1/2) tanf(kp /cos2 f - 1), *see typical bearing capacity factors e = Napier's constant = 2.718...,

kp = passive pressure coefficient, and f = angle of internal friction (degrees). Notes:

Effective unit weight, g, is the unit weight of the soil for soils above the water table and capillary rise. For saturated soils, the effective unit weight is the unit

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weight of water, gw, 9.81 kN/m3 (62.4 lb/ft3), subtracted from the saturated unit weight of soil. Find more information in the foundations section.

Meyerhof Bearing Capacity Theory Based on Standard Penetration Test Values

Qu = 31.417(NB + ND) (kN/m2) (metric) Qu = NB + ND (tons/ft2) (standard) 10 10

For footing widths of 1.2 meters (4 feet) or less

Qa = 11,970N (kN/m2) (metric)

Qa = 1.25N (tons/ft2) (standard) 10

For footing widths of 3 meters (10 feet) or more

Qa = 9,576N (kN/m2) (metric) Qa = N (tons/ft2) (standard) 10 Where:

N = N value derived from Standard Penetration Test (SPT) D = depth of footing (m) (ft), and

B = width of footing (m) (ft).

Note: All Meyerhof equations are for foundations bearing on clean sands. The first equation is for ultimate bearing capacity, while the second two are factored within the equation in order to provide an allowable bearing capacity. Linear interpolation can be performed for footing widths between 1.2 meters (4 feet) and 3 meters (10 feet). Meyerhof equations are based on limiting total settlement to 25 cm (1 inch), and differential settlement to 19 cm (3/4 inch).

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Terzaghi's Bearing-Capacity Equations

The spreadsheet is based on Chapter 4-3 of Foundation Analysis and Design, Ed. 5 by Joseph E. Bowles (permission granted).

The equations are:

q-ult = c*Nc*s-c + q-bar*Nq + 0.5*gamma*B*Ngam*s-gam where:

c = soil cohesion in kPa

Nc = cohesion multiplier = (Nq - 1)*cot(PHI) s-c = shape factor for cohesion

q-bar = overburden pressure in kPa = gamma*D where D = depth to base in m Nq = overburden multiplier = a^2/(2*cos^2(45+PHI/2))

where a = e^((0.75*PI - PHI/2)*tan(PHI)) and

PHI = angle of internal friction in radians (entered in degrees) gamma = unit weight of soil in kN/m3

B = least lateral base dimension in m

Ngam = wedge weight multiplier = (tan(PHI)/2)*(Kpy/cos^2(PHI) - 1) where Kpy is taken from Table 4-2 as follows:

PHI 0 5 10 15 20 25 30 35 40 45 Kpy 10.8 12.2 14.7 18.6 25.0 35.0 52.0 82.0 141.0 298.0

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Meyerhof's Bearing Capacity Equations

For footings that support inclined loads.

Meyerhof (1951, 1963) proposed a bearing-capacity equation similar to that of Terzaghi

but included a shape factor s-q with the depth term Nq. He also included depth factors and inclination factors.

The spreadsheet is based on Chapter 4-3 of Foundation Analysis and Design, Ed. 5 by Joseph E. Bowles (permission granted).

The equations are:

vertical q-ult = c*Nc*d-c*s-c + q-bar*Nq*d-q*s-q + 0.5*gamma*B*Ngam*d-gam*s-gam

inclined q-ult = c*Nc*d-c*i-c + q-bar*Nq*d-q*i-q + 0.5*gamma*B*Ngam*d-gam*i-gam where:

c = soil cohesion in kPa

Nc = cohesion multiplier = (Nq - 1)*cot(PHI)

d-c = depth factor for cohesion = 1 + 0.2*sqrt(Kp)*D/B s-c = length factor for cohesion = 1 + 0.2*Kp*B/L i-c = inclination factor for cohesion = (1 - theta/90)^2

where Kp = passive earth pressure coefficient = tan(PI/4+PHI/2)^2 PHI = angle of internal friction in radians (entered in degrees) theta = angle of load from vertical, in degrees

B = least lateral base dimension in m L = the other base dimension in m D = depth to base in m

q-bar = overburden pressure in kPa = gamma*D gamma = unit weight of soil in kN/m3

Nq = overburden multiplier = e^(PI*tan(PHI))*Kp

d-q = 1 + 0.1*sqrt(Kp)*D/B for PHI >= 10, or 1.0 otherwise s-q = 1 + 0.1*Kp*B/L for PHI >= 10, or 1.0 otherwise i-q = i-c = (1 - theta/90)^2

Ngam = wedge weight multiplier = (Nq - 1)*tan(1.4*PHI)

d-gam = d-q = 1 + 0.1*sqrt(Kp)*D/B for PHI >= 10, or 1.0 otherwise s-gam = s-q = 1 + 0.1*Kp*B/L for PHI >= 10, or 1.0 otherwise i-gam = (1 - theta/PHI)^2 where PHI is in degrees

or i-gam = 0 if PHI = 0 or theta > PHI

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Hansen's Bearing-Capacity Equations

For footings that support eccentric loads.

Hansen (1970) proposed bearing-capacity equations that are an extension of the earlier

Meyerhof work. Hansen's equations allow any D/B and thus can be used for shallow footings and deep bases.

The spreadsheet is based on Chapter 4-3 of Foundation Analysis and Design, Ed. 5 by Joseph E. Bowles (permission granted).

The equations for vertical load with moments on a horizontal base are:

PHI>0: q-ult = c*Nc*d-c*s-c + q-bar*Nq*d-q*s-q + 0.5*gamma*B'*Ngam*d-gam*s-gam

PHI=0: q-ult = 5.14*su*(1 + s'c + d'c) + q-bar where:

c = soil cohesion in kPa

su = undrained shear strength in kPa

Nc = cohesion multiplier = (Nq - 1)*cot(PHI) d-c = depth factor for cohesion = 1 + 0.4*k d'c = depth factor for PHI = 0, d'c = 0.4*k

where k = D/B for D/B <= 1 else k = arctan(D/B) s-c = shape factor for cohesion = 1 + (Nq/Nc)*(B'/L') s'c = shape factor for PHI = 0, s'c = 0.2*B'/L'

q-bar = overburden pressure in kPa = gamma*D Nq = overburden multiplier = e^(PI*tan(PHI))*Kp

where Kp = passive earth pressure coefficient = tan(PI/4+PHI/2)^2 PHI = angle of internal friction in radians (entered in degrees) B = least lateral base dimension in m

L = the other base dimension in m D = depth to base in m

B' = B modified for eccentricity = B - 2*EB L' = L modified for eccentricity = L - 2*EL EB = MB/V must be <= B/6

EL = ML/V must be <= L/6

Programmer's note: Sometimes it happens that B' is greater than L', which distorts the shape factors that are a function of B'/L'. Consequently, the program uses the smaller of B-2*EB and L-2*EL for B' and the larger of these two values for L'.

V = vertical load in kN

MB, ML = moments in B and L respectively gamma = unit weight of soil in kN/m3

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d-q = 1 + k*2*tan(PHI)*(1-sin(PHI))^2 s-q = 1 + (B'/L')*sin(PHI)

Ngam = wedge weight multiplier = 1.5*(Nq - 1)*tan(PHI) d-gam = 1.0 for all PHI

s-gam = 1 - 0.4*B'/L' >= 0.6

Input values are obtained from tests of soil samples

Ultimate Bearing Capacity for Deep Foundations

(Pile)

Qult = Qp + Qf Where:

Qult = Ultimate bearing capacity of pile, kN (lb)

Qp = Theoretical bearing capacity for tip of foundation, or end bearing, kN (lb) Qf = Theoretical bearing capacity due to shaft friction, or adhesion between foundation shaft and soil, kN (lb)

End Bearing (Tip) Capacity of Pile Foundation Qp = Apqp

Where:

Qp = Theoretical bearing capacity for tip of foundation, or end bearing, kN (lb) Ap = Effective area of the tip of the pile, m2 (ft2)

For a circular closed end pile or circular plugged pile; Ap = p(B/2)2

m2 (ft2) qp = gDNq

= Theoretical unit tip-bearing capacity for cohesionless and silt soils, kN/m2 (lb/ft2)

qp = 9c

= Theoretical unit tip-bearing capacity for cohesive soils, kN/m2 (lb/ft2) g = effective unit weight of soil, kN/m3 (lb/ft3), *See notes below

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D = Effective depth of pile, m (ft), where D < Dc, Nq = Bearing capacity factor for piles,

c = cohesion of soil, kN/m2 (lb/ft2), B = diameter of pile, m (ft), and

Dc = critical depth for piles in loose silts or sands m (ft). Dc = 10B, for loose silts and sands

Dc = 15B, for medium dense silts and sands Dc = 20B, for dense silts and sands

Skin (Shaft) Friction Capacity of Pile Foundation Qf = Afqf for one homogeneous layer of soil Qf = pSqfL for multi-layers of soil

Where:

Qf = Theoretical bearing capacity due to shaft friction, or adhesion between foundation shaft and soil, kN (lb)

Af = pL; Effective surface area of the pile shaft, m2 (ft2)

qf = ks tan d = Theoretical unit friction capacity for cohesionless soils, kN/m2 (lb/ft2)

qf = cA + ks tan d = Theoretical unit friction capacity for silts, kN/m2 (lb/ft2) qf = aSu = Theoretical unit friction capacity for cohesive soils, kN/m2 (lb/ft2) p = perimeter of pile cross-section, m (ft)

for a circular pile; p = 2p(B/2) for a square pile; p = 4B

L = Effective length of pile, m (ft) *See Notes below a = 1 - 0.1(Suc)2

= adhesion factor, kN/m2 (ksf), where Suc < 48 kN/m2 (1 ksf) a = 1 [0.9 + 0.3(Suc - 1)] kN/m2

, (ksf) where Suc > 48 kN/m2, (1 ksf) Suc

Suc = 2c = Unconfined compressive strength , kN/m2 (lb/ft2) cA = adhesion

= c for rough concrete, rusty steel, corrugated metal 0.8c < cA < c for smooth concrete

0.5c < cA < 0.9c for clean steel c = cohesion of soil, kN/m2 (lb/ft2)

d = external friction angle of soil and wall contact (deg) f = angle of internal friction (deg)

s = gD = effective overburden pressure, kN/m2

, (lb/ft2) k = lateral earth pressure coefficient for piles

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B = diameter or width of pile, m (ft)

D = Effective depth of pile, m (ft), where D < Dc Dc = critical depth for piles in loose silts or sands m (ft). Dc = 10B, for loose silts and sands

Dc = 15B, for medium dense silts and sands Dc = 20B, for dense silts and sands

S = summation of differing soil layers (i.e. a1 + a2 + .... + an)

Notes: Determining effective length requires engineering judgment. The effective length can be the pile depth minus any disturbed surface soils, soft/ loose soils, or seasonal variation. The effective length may also be the length of a pile segment within a single soil layer of a multi layered soil. Effective unit weight, g, is the unit weight of the soil for soils above the water table and capillary rise. For saturated soils, the effective unit weight is the unit weight of water, gw, 9.81 kN/m3 (62.4 lb/ft3), subtracted from the saturated unit weight of soil. ************

Meyerhof Method for Determining qp and qf in Sand

Theoretical unit tip-bearing capacity for driven piles in sand, when D > 10: B

qp = 4Nc tons/ft2 standard

Theoretical unit tip-bearing capacity for drilled piles in sand: qp = 1.2Nc tons/ft2 standard

Theoretical unit friction-bearing capacity for driven piles in sand:

qf = N tons/ft2 standard 50

Theoretical unit friction-bearing capacity for drilled piles in sand:

qf = N tons/ft2 standard 100

Where:

D = pile embedment depth, ft B = pile diameter, ft

Nc = Cn(N)

Cn = 0.77 log 20 s

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N = N-Value from SPT test

s = gD = effective overburden stress at pile embedment depth, tons/ft2 = (g - gw)D = effective stress if below water table, tons/ft2

g = effective unit weight of soil, tons/ft3 gw = 0.0312 tons/ft3 = unit weight of water

Examples for determining allowable bearing capacity

Example #1

: Determine allowable bearing capacity and width for a shallow strip footing on cohesionless silty sand and gravel soil. Loose soils were encountered in the upper 0.6 m (2 feet) of building subgrade. Footing must withstand a 144 kN/m2 (3000 lb/ft2) building pressure.

Given

· bearing pressure from building = 144 kN/m2 (3000 lbs/ft2)

· unit weight of soil, g = 21 kN/m3

(132 lbs/ft3) *from soil testing, see typical

g values

· Cohesion, c = 0 *from soil testing, see typical

c values

· angle of Internal Friction, f = 32 degrees *from soil testing, see typical f

values

· footing depth, D = 0.6 m (2 ft) *because loose soils in upper soil strata

Solution

Try a minimal footing width, B = 0.3 m (B = 1 foot).

Use a factor of safety, F.S = 3. Three is typical for this type of application. See factor of safety for more information.

Determine bearing capacity factors Ng, Nc and Nq. See typical bearing capacity factors relating to the soils' angle of internal friction.

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· Ng = 22

· Nc = 35.5

· Nq = 23.2

Solve for ultimate bearing capacity,

Qu = c Nc + g D Nq + 0.5 g B Ng *strip footing eq.

Qu = 0(35.5) + 21 kN/m3(0.6m)(23.2) + 0.5(21 kN/m3)(0.3 m)(22) metric Qu = 362 kN/m2

Qu = 0(35.5) + 132lbs/ft3(2ft)(23.2) + 0.5(132lbs/ft3)(1ft)(22) standard Qu = 7577 lbs/ft2

Solve for allowable bearing capacity, Qa = Qu

F.S.

Qa = 362 kN/m2 = 121 kN/m2 not o.k. metric 3

Qa = 7577lbs/ft2 = 2526 lbs/ft2 not o.k. standard 3

Since Qa < required 144 kN/m2 (3000 lbs/ft2) bearing pressure, increase footing width, B or foundation depth, D to increase bearing capacity.

Try footing width, B = 0.61 m (B = 2 ft).

Qu = 0 + 21 kN/m3(0.61 m)(23.2) + 0.5(21 kN/m3)(0.61 m)(22) metric Qu = 438 kN/m2 Qu = 0 + 132 lbs/ft3(2 ft)(23.2) + 0.5(132 lbs/ft3)(2 ft)(22) standard Qu = 9029 lbs/ft2 Qa = 438 kN/m2 = 146 kN/m2 Qa > 144 kN/m2 o.k. metric 3 Qa = 9029 lbs/ft2 = 3010 lbs/ft2 Qa > 3000 lbs/ft2 o.k. standard 3 Conclusion

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Footing shall be 0.61 meters (2 feet) wide at a depth of 0.61 meters (2 feet) below ground surface. Many engineers neglect the depth factor (i.e. D Nq = 0) for shallow foundations.

This inherently increases the factor of safety. Some site conditions that may negatively effect the depth factor are foundations established at depths equal to or less than 0.3 meters (1 feet) below the ground surface, placement of foundations on fill, and disturbed/ fill soils located above or to the sides of foundations.

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Example #2

: Determine allowable bearing capacity of a shallow, 0.3 meter (12-inch) square isolated footing bearing on saturated cohesive soil. The frost penetration depth is 0.61 meter (2 feet). Structural parameters require the

foundation to withstand 4.4 kN (1000 lbs) of force on a 0.3 meter (12-inch) square column.

Given

· bearing pressure from building column = 4.4 kN/ (0.3 m x 0.3 m) = 48.9 kN/m2

· bearing pressure from building column = 1000 lbs/ (1 ft x 1 ft) = 1000 lbs/ft2

· unit weight of saturated soil, gsat= 20.3 kN/m3

(129 lbs/ft3) *see typical

g values

· unit weight of water, gw= 9.81 kN/m3

(62.4 lbs/ft3) *constant

· Cohesion, c = 21.1 kN/m2 (440 lbs/ft2) *from soil testing, see typical

c values

· angle of Internal Friction, f = 0 degrees *from soil testing, see typical f

values

· footing width, B = 0.3 m (1 ft)

Solution

Try a footing depth, D = 0.61 meters (2 feet), because foundation should be below frost depth.

Use a factor of safety, F.S = 3. See factor of safety for more information.

Determine bearing capacity factors Ng, Nc and Nq. See typical bearing capacity factors

relating to the soils' angle of internal friction.

· Ng = 0

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· Nq = 1

Solve for ultimate bearing capacity,

Qu = 1.3c Nc + g D Nq + 0.4 g B Ng *square footing eq. Qu =1.3(21.1kN/m2)5.7+(20.3kN/m3-9.81kN/m3)(0.61m)1+0.4(20.3kN/m3 -9.81kN/m3)(0.3m)0 Qu = 163 kN/m2 metric Qu = 1.3(440lbs/ft2)(5.7) + (129lbs/ft3 - 62.4lbs/ft3)(2ft)(1) + 0.4(129lbs/ft3 - 62.4lbs/ft3)(1ft)(0) Qu = 3394 lbs/ft2 standard Solve for allowable bearing capacity,

Qa = Qu F.S. Qa = 163 kN/m2 = 54 kN/m2 Qa > 48.9 kN/m2 o.k. metric 3 Qa = 3394lbs/ft2 = 1130 lbs/ft2 Qa > 1000 lbs/ft2 o.k. standard 3 Conclusion

The 0.3 meter (12-inch) isolated square footing shall be 0.61 meters (2 feet) below the ground surface. Other considerations may be required for foundations bearing on moisture sensitive clays, especially for lightly loaded structures such as in this example. Sensitive clays could expand and contract, which could cause structural damage. Clay used as bearing soils may require mitigation such as heavier loads, subgrade removal and replacement below the foundation, or moisture control within the subgrade.

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Example #3

: Determine allowable bearing capacity and width for a foundation using the Meyerhof Method. Soils consist of poorly graded sand. Footing must withstand a 144 kN/m2 (1.5 tons/ft2) building pressure.

Given

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· N Value, N = 10 at 0.3 m (1 ft) depth *from SPT soil testing

· N Value, N = 36 at 0.61 m (2 ft) depth *from SPT soil testing

· N Value, N = 50 at 1.5 m (5 ft) depth *from SPT soil testing Solution

Try a minimal footing width, B = 0.3 m (B = 1 foot) at a depth, D = 0.61 meter (2 feet). Footings for single family residences are typically 0.3m (1 ft) to 0.61m (2ft) wide. This depth was selected because soil density greatly increases (i.e. higher N-value) at a depth of 0.61 m (2 ft).

Use a factor of safety, F.S = 3. Three is typical for this type of application. See factor of safety for more information.

Solve for ultimate bearing capacity

Qu = 31.417(NB + ND) (kN/m2) (metric) Qu = NB + ND (tons/ft2) (standard) 10 10 Qu = 31.417(36(0.3m) + 36(0.61m)) = 1029 kN/m2 (metric) Qu = 36(1 ft) + 36(2 ft) = 10.8 tons/ft2 (standard) 10 10

Solve for allowable bearing capacity, Qa = Qu

F.S.

Qa = 1029 kN/m2 = 343 kN/m2 Qa > 144 kN/m2 o.k. (metric) 3

Qa = 10.8 tons/ft2 = 3.6 tons/ft2 Qa > 1.5 tons/ft2 o.k. (standard) 3

Conclusion

Footing shall be 0.3 meters (1 feet) wide at a depth of 0.61 meters (2 feet) below the ground surface. A footing width of only 0.3 m (1 ft) is most likely insufficient for the structural engineer when designing the footing with the building pressure in this problem.

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Example #4

: Determine allowable bearing capacity and diameter of a single driven pile. Pile must withstand a 66.7 kN (15 kips) vertical load.

Given

· vertical column load = 66.7 kN (15 kips or 15,000 lb)

· homogeneous soils in upper 15.2 m (50 ft); silty soil

o unit weight, g = 19.6 kN/m3 (125 lbs/ft3) *from soil testing, see typical

g values

o cohesion, c = 47.9 kN/m2 (1000 lb/ft2) *from soil testing, see typical

c values

o angle of internal friction, f = 30 degrees *from soil testing, see typical f

values · Pile Information o driven o steel o plugged end Solution

Try a pile depth, D = 1.5 meters (5 feet) Try pile diameter, B = 0.61 m (2 ft)

Use a factor of safety, F.S = 3. Smaller factors of safety are sometimes used if piles are load tested, or the engineer has sufficient experience with the regional soils.

Determine ultimate end bearing of pile, Qp = Apqp Ap = p(B/2)2 = p(0.61m/2)2 = 0.292 m2 metric Ap = p(B/2)2 = p(2ft/2)2 = 3.14 ft2 standard qp = gDNq g = 19.6 kN/m3

(125 lbs/ft3); given soil unit weight f = 30 degrees; given soil angle of internal friction B = 0.61 m (2 ft); trial pile width

D = 1.5 m (5 ft); trial depth, may need to increase or decrease depending on capacity check to see if D < Dc

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If D > Dc, then use Dc

Nq = 25; Meyerhof bearing capacity factor for driven piles, based on f

qp = 19.6 kN/m3(1.5 m)25 = 735 kN/m2 metric qp = 125 lb/ft3(5 ft)25 = 15,625 lb/ft2 standard

Qp = Apqp = (0.292 m2)(735 kN/m2) = 214.6 kN metric Qp = Apqp = (3.14 ft2)(15,625 lb/ft2) = 49,063 lb standard

Determine ultimate friction capacity of pile, Qf = Afqf

Af = pL

p = 2p(0.61m/2) = 1.92 m metric p = 2p(2 ft/2) = 6.28 ft standard L = D = 1.5 m (5 ft); length and depth used interchangeably. check Dc as above Af = 1.92 m(1.5 m) = 2.88 m2 metric Af = 6.28 ft(5 ft) = 31.4 ft2 standard qf = cA + ks tan d = cA + kgD tan d

k = 0.5; lateral earth pressure coefficient for piles, value chosen from Broms low density steel

g = 19.6 kN/m3

(125 lb/ft3); given effective soil unit weight. If water table, then g - gw D = L = 1.5 m (5 ft); pile length. Check to see if D < Dc

Dc = 15B = 9.2 m (30 ft); critical depth for medium dense silts. If D > Dc, then use Dc d = 20 deg; external friction angle, equation chosen from Broms steel piles

B = 0.61 m (2 ft); selected pile diameter

cA = 0.5c; for clean steel. See adhesion in pile theories above. = 24 kN/m2 (500 lb/ft2) qf = 24 kN/m2 + 0.5(19.6 kN/m3)(1.5m)tan 20 = 29.4 kN/m2 metric qf = 500 lb/ft2 + 0.5(125 lb/ft3)(5ft)tan 20 = 614 lb/ft2 standard Qf = Afqf = 2.88 m2(29.4 kN/m2) = 84.7 kN metric Qf = Afqf = 31.4 ft2(614 lb/ft2) = 19,280 lb standard

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Qult = Qp + Qf

Qult = 214.6 kN + 84.7 kN = 299.3 kN metric Qult = 49,063 lb + 19,280 lb = 68,343 lb standard

Solve for allowable bearing capacity, Qa = Qult

F.S.

Qa = 299.3 kN = 99.8 kN; Qa > applied load (66.7 kN) o.k. metric 3

Qa = 68,343 lbs = 22,781 lbs Qa > applied load (15 kips) o.k. standard 3

Conclusion

A 0.61 m (2 ft) steel pile shall be plugged and driven 1.5 m (5 feet) below the ground surface. Many engineers neglect the skin friction within the upper 1 to 5 feet of subgrade due to seasonal variations or soil disturbance. Seasonal variations may include freeze/ thaw or effects from water. The end bearing alone (neglect skin friction) is sufficient for this case. Typical methods for increasing the pile capacity are increasing the pile diameter or increasing the embedment depth of the pile.

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Example #5

: Determine allowable bearing capacity and diameter of a single driven pile. Pile must withstand a 66.7 kN (15 kips) vertical load.

Given

· vertical column load = 66.7 kN (15 kips or 15,000 lb)

· upper 1.5 m (5 ft) of soil is a medium dense gravelly sand

o unit weight, g = 19.6 kN/m3 (125 lbs/ft3) *from soil testing, see typical

g values

o cohesion, c = 0 *from soil testing, see typical

c values

o angle of internal friction, f = 30 degrees *from soil testing, see typical f

values

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o unit weight, g = 18.9 kN/m3 (120 lbs/ft3)

o cohesion, c = 47.9 kN/m2 (1000 lb/ft2)

o angle of internal friction, f = 0 degrees · Pile Information o driven o wood o closed end Solution

Try a pile depth, D = 2.4 meters (8 feet) Try pile diameter, B = 0.61 m (2 ft)

Use a factor of safety, F.S = 3. Smaller factors of safety are sometimes used if piles are load tested, or the engineer has sufficient experience with the regional soils.

Determine ultimate end bearing of pile, Qp = Apqp Ap = p(B/2)2 = p(0.61m/2)2 = 0.292 m2 metric Ap = p(B/2)2 = p(2ft/2)2 = 3.14 ft2 standard qp = 9c = 9(47.9 kN/m2) = 431.1 kN/m2 metric qp = 9c = 9(1000 lb/ft2) = 9000 lb/ft2 standard Qp = Apqp = (0.292 m2)(431.1 kN/m2) = 125.9 kN metric Qp = Apqp = (3.14 ft2)(9000 lb/ft2) = 28,260 lb standard

Determine ultimate friction capacity of pile, Qf = pSqfL

p = 2p(0.61m/2) = 1.92 m metric p = 2p(2 ft/2) = 6.28 ft standard

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qfL = [ks tan d]L = [kgD tan d]L

k = 1.5; lateral earth pressure coefficient for piles, value chosen from Broms low density timber

g = 19.6 kN/m3

(125 lb/ft3); given effective soil unit weight. If water table, then g - gw D = L = 1.5 m (5 ft); segment of pile within this soil strata. Check to see if D < Dc Dc = 15B = 9.2 m (30 ft); critical depth for medium dense sands. This assumption is conservative, because the soil is gravelly, and this much soil unit weight for a sand would indicate dense soils. If D > Dc, then use Dc

d = f(2/3) = 20 deg; external friction angle, equation chosen from Broms timber piles B = 0.61 m (2 ft); selected pile diameter

f = 30 deg; given soil angle of internal friction

qfL = [1.5(19.6 kN/m3)(1.5m)tan (20)]1.5 m = 24.1 kN/m metric qfL = [1.5(125 lb/ft3)(5ft)tan (20)]5 ft = 1706 lb/ft standard

soils below 1.5 m (5 ft) of subgrade qfL = aSu

Suc = 2c = 95.8 kN/m2 (2000 lb/ft2); unconfined compressive strength c = 47.9 kN/m2 (1000 lb/ft2); cohesion from soil testing (given)

a = 1 [0.9 + 0.3(Suc - 1)] = 0.3; because Suc > 48 kN/m2, (1 ksf) Suc

L = 0.91 m (3 ft); segment of pile within this soil strata

qfL = [0.3(95.8 kN/m2)]0.91 m = 26.2 kN/m metric qfL = [0.3(2000 lb/ft2)]3 ft = 1800 lb/ft standard

ultimate friction capacity of combined soil layers Qf = pSqfL

Qf = 1.92 m(24.1 kN/m + 26.2 kN/m) = 96.6 kN metric Qf = 6.28 ft(1706 lb/ft + 1800 lb/ft) = 22,018 lb standard

Determine ultimate pile capacity, Qult = Qp + Qf

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Qult = 125.9 kN + 96.6 kN = 222.5 kN metric Qult = 28,260 lb + 22,018 lb = 50,278 lb standard

Solve for allowable bearing capacity, Qa = Qult

F.S.

Qa = 222.5 kN = 74.2 kN; Qa > applied load (66.7 kN) o.k. metric 3

Qa = 50,275 lbs = 16,758 lbs Qa > applied load (15 kips) o.k. standard 3

Conclusion

Wood pile shall be driven 8 feet below the ground surface. Many engineers neglect the skin friction within the upper 1 to 5 feet of subgrade due to seasonal variations or soil disturbance. Seasonal variations may include freeze/ thaw or effects from water. Notice how the soil properties within the pile tip location is used in the end bearing calculations. End bearing should also consider the soil layer(s) directly beneath this layer. Engineering judgment or a change in design is warranted if subsequent soil layers are weaker than the soils within the vicinity of the pile tip. Typical methods for increasing the pile capacity are increasing the pile diameter or increasing the embedment depth of the pile.

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Settlement Analysis, Pressure & Stress Guidance

Settlement of Coarse-Grained Granular Soils for Static Loads

Settlement analysis of non-cohesive, coarse-grained soils is usually limited to the immediate settlement analysis. Settlement of these soil types primarily occur from the re-arrangement of soil particles due to the immediate compression from the applied load. Typically, engineers justify ignoring the dissipation of pore water pressure based on the assumption that these soil types have a large permeability rate, thus releasing the excess pore water as the load(s) is applied. Earthquakes and other ground movement such as machinery or blasting, may also cause settlements in non-cohesive soils, which may be immediate settlements in the future. To learn more about settlements due to earthquakes

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and vibrations, review "Settlement Analysis" by the USACE in the settlement section of the geotechnical publications page.

Immediate Settlement of Non-Cohesive Soils, NAVFAC Method

DHi = 4qB2

for isolated shallow footings and B < 20 ft Kvi(B + 1)2

DHi = 2qB2

for isolated shallow footings and B > 40 ft Kvi(B + 1)2

DHi = 2qB2 for deep isolated foundations and B < 20 ft Kvi(B + 1)2

Where:

DHi = immediate settlement of footing (ft) q = footing unit load, bearing pressure (tsf) B = footing width (ft)

Kvi = Modulus of vertical subgrade reaction (tons/ft3) Notes:

1. For continuous footings, multiply the computed settlement by 2. 2. Non-cohesive soils include gravels, sands and non-plastic silts.

3. Multiply Kvi by 0.5 if groundwater is at base of footing or above, multiply Kvi by 1.0 if groundwater is at least 1.5B below base of footing, and interpolate multiplication factor for groundwater between base of footing and 1.5B below the footing base.

Immediate Settlement of Non-Cohesive Soils, Alpan Approximation

p = m'[2B/(1 + B)]2(a/12)q Where: p = immediate settlement (ft) m' = shape factor = (L/B)0.39 L = footing length (ft)

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B = footing width (ft) a = Alpan parameter

q = average bearing pressure applied by footing on soil (tsf)

Settlement of Cohesive Soils for Static Loads

Total settlement for cohesive soils are generally estimated by the sum of immediate settlement, primary consolidation and secondary compression, where immediate settlement usually constitutes a significant portion of the total settlement.

Immediate Settlement of Cohesive Soils, Janbu Approximation

p = (u0)(u1) qB Es Where:

p = immediate settlement (ft)

u0 = Influence factor for depth foundation u1 = Influence factor for shape of foundation q = footing unit load, bearing capacity (tsf) B = footing width (ft)

Es = Young's modulus of soil (tsf)

Primary Consolidation

Review free and downloadable settlement publications in our Settlement Analysis Publications

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Secondary Compression

Review free and downloadable settlement publications in our Settlement Analysis Publications

Settlement of Single Pile (Vesic)

The following calculations were first derived by Vesic, and can be found in the USACE manual. See USACE EM 1110-2-2906 - Design of Pile Foundations.

w = ws + wf + wp where,

w = vertical settlement of a single pile at the top of pile, m (ft) ws = (Qp + asQf) L m (ft)

AE

= amount of settlement due to the axial deformation of the pile shaft wf = Cs(Qs) m (ft)

Dqp

= amount of settlement at the pile tip caused by load transmitted along the pile shaft wp = Cp(Qp) m (ft)

Bqp

= amount of settlement at the pile tip due to the load transferred at the tip and,

Qp = Theoretical bearing capacity for tip of foundation, kN (lb) see deep foundations in bearing capacity technical guidance Qf = Theoretical bearing capacity due to shaft friction, kN (lb) see deep foundations in bearing capacity technical guidance qp = Theoretical unit tip bearing capacity, kN/m2 (lb/ft2)

= see deep foundations in bearing capacity technical guidance L = Length of pile, m (ft)

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A = Cross-sectional area of pile, m2 (ft2) = p(B/2)2

for closed end piles

E = Modulus of elasticity of the pile material, kN/m2 (lb/ft2)

as = Alpha approximation. See referenced manual for long piles in dense soils or flexible shafts.

D = Embedment depth of the pile, m (ft) B = Diameter of pile, m (ft)

Cs = Cp[0.93 + 0.16(D/B)0.5]

Cp = empirical coefficient: See referenced manual for different soils within 10B of the pile tip.

soil type Driven Piles Bored Piles sand (dense to loose) 0.02 to 0.04 0.09 to 0.18 silt (dense to loose) 0.03 to 0.05 0.09 to 0.12 clay (stiff to soft) 0.02 to 0.03 0.03 to 0.06

Pressure Analysis

Inducing pressure on a soil from structural loads is sometimes important to calculate, especially for settlement analyses. The pressure, or stress, on the soil where the structure is in contact with the soil is simply the structural load. The methods provided below will allow us to determine the additional pressure on a soil at a certain depth below the contact point of the structure. This includes a pressure bulb, and the Boussinesq theory.

Pressure Bulb

Knowing the amount of applied building loads and the designed footing width, we can use charts to determine the additional stress on a soil at specified depths beneath the footing and points beyond the foundation footprint. See the following source from the NAVFAC manual:

· Pressure Bulb

Boussinesq Theory

The change in soil pressure due to an applied load may be calculated from the following methods:

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Circular Foundation

Pv = 3q [1/(1+(r/z)2]-2.5 2pz2

Where:

Pv = change in vertical stress at point z below the center of a circularly loaded area, and point r horizontally from the center of the circularly loaded area, lb/ft2

q = applied stress from structural load, lb/ft2 p = 3.1412...

z = depth below center of circularly loaded area in which a change in vertical stress is desired, ft

r = horizontal distance from the center of a circularly loaded area in which a change in vertical stress is desired, ft

Rectangular Foundation Dsv = SPv

Where:

Dsv = total change in vertical stress due to an applied stress, kN/m2

(lb/ft2) SPv = summation of all stress components (i.e. Pv1 + Pv2 + .... + Pvn)

Pv = qIs = change in vertical stress at point z below the corner of a rectangular loaded area, kN/m2 (lb/ft2)

If the vertical stress is desired below the middle of the foundation, where the stress is maximum, the rectangular footing must be divided into 4 sections, or quadrants, so that the corner of each section is located in the middle of the foundation. Thus we calculate the change in vertical stress from 4 different sections. The total change in vertical stress is the summation of the 4 different sections.

q = applied stress from structural load, kN/m2 (lb/ft2)

Is = Influence value from Boussinesq chart. Is is determined from chart using m and n

values. m = x z n = y z

z = depth below corner of rectangular loaded area in which a change in vertical stress is desired, m (ft)

x = length of foundation, m (ft) y = width of foundation, m (ft)

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Stress Analysis of Soil

The following equations will aid in determining pore water pressure, total stress and effective stress. See examples below for sample calculations.

s' = s - m Where: s' = s - m, kN/m2 (lb/ft2) effective stress s = gD, kN/m2 (lb/ft2) total stress m = gwd, kN/m2

(lb/ft2) pore water pressure (see note below) and,

g = unit weight of soil, kN/m2

(lb/ft2)

D = depth of overburden, m (ft), or vertical distance between surface of soil to a subsurface depth at which total stress is determined.

gw = 9.81 kN/m3 (62.4 lb/ft3) = unit weight of water, constant

d = depth of water, m (ft), or vertical distance between surface of water table to a subsurface depth at which pore water pressure is determined.

Notes: Capillary rise will increase the effective stress by creating a negative pore water pressure within the capillary zone. Capillary rise above the water table is sometimes calculated as:

hc = 0.15 D10

where D10 = soil grain size diameter at the 10% finer of the particle size distribution

Examples for calculating settlement, stress & pressures

Example #1

: The soil profile indicates a soil unit weight of 17.28 kN/m3 (110 lb/ft3) to a depth of 6.1 m (20 ft) below the ground surface. The water table is at 6.1 m 20 ft

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below the ground surface. A saturated soil unit weight of 20.42 kN/m3 (130 lb/ft3) extends to a depth of 7.6 m (25 ft) below the water table. A capillary rise of 1.5 m (5 ft) was determined to exist above the water table.

a) Calculate the effective stress at a depth of 3.0 m (10 ft) below the ground surface. b) Calculate the effective stress at a depth of 5.5 m (18 ft) below the ground surface. c) Calculate the effective stress at a depth of 6.1 m (20 ft) below the ground surface. d) Calculate the effective stress at a depth of 13.7 m (45 ft) below the ground

surface.

Given

· upper soil profile is 6.1 m (20 ft) deep

· upper soil profile has a unit weight, g, of 17.28 kN/m3

(110 lbs/ft3)

· lower soil profile is 7.6 m (25 ft) thick

· lower soil saturated unit weight, g, is 20.42 kN/m3

(130 lbs/ft3)

· water table is at 6.1 m (20 ft) below the ground surface

· capillary rise is 1.5 m (5 ft) above the water table Solution a) s = gD = (17.28 kN/m3)(3.0 m) = 51.8 kN/m2 metric = (110 lb/ft3)(10 ft) = 1100 lb/ft2 standard m = gwd

= 0 because depth is above influence of the water table s' = s - m = 51.8 kN/m2 - 0 = 51.8 kN/m2 metric = 1100 lb/ft2 - 0 = 1100 lb/ft2 standard b) s = gD = (17.28 kN/m3)(5.5 m) = 95.0 kN/m2 metric = (110 lb/ft3)(18 ft) = 1980 lb/ft2 standard

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m = gwd = (9.81 kN/m3)(- 0.71 m) = - 6.97 kN/m2 metric = (62.4 lb/ft3)(- 2 ft) = - 124.8 lb/ft2 standard s' = s - m = 95.0 kN/m2 - (- 6.97 kN/m2) = 102.0 kN/m2 metric = 1980 lb/ft2 - (- 124.8 lb/ft2) = 2105 lb/ft2 standard c) s = gD = (17.28 kN/m3)(6.1 m) = 105.4 kN/m2 metric = (110 lb/ft3)(20 ft) = 2200 lb/ft2 standard m = gwd = (9.81 kN/m3)(0 m) = 0 metric = (62.4 lb/ft3)(0 ft) = 0 standard s' = s - m = 105.4 kN/m2 - 0 = 105.4 kN/m2 metric = 2200 lb/ft2 - 0 = 2200 lb/ft2 standard d) s = gD = (17.3 kN/m3)(6.1 m) + (20.4 kN/m3)(7.6 m) = 260.6 kN/m2 metric = (110 lb/ft3)(20 ft) + (130 lb/ft3)(25 ft) = 5450 lb/ft2 standard m = gwd = (9.81 kN/m3)(7.6 m) = 74.6 kN/m2 metric = (62.4 lb/ft3)(25 ft) = 1560 lb/ft2 standard s' = s - m = 260.6 kN/m2 - 74.6 kN/m2 = 186.0 kN/m2 metric = 5450 lb/ft2 - 1560 lb/ft2 = 3890 lb/ft2 standard ******************************

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Example #2

: Using the Boussinesq theory, calculate the change in vertical stress at 0.61 m (2 ft) below the middle of a 1.2 m x 1.8 m (4 ft x 6 ft) rectangular foundation. The applied building load on this foundation is 167.6 kN/m2 (3500 lb/ft2).

Given

· z = 0.61 m (2 ft) *See the theory, equations and definitions provided above · q = 167.6 kN/m2 (3500 lb/ft2) · 1.2 m x 1.8 m (4 ft x 6 ft) rectangular footing Solution Dsv = SPv

SPv = summation of all stress components (i.e. Pv1 + Pv2 + .... + Pvn). In this case, we analyze the foundation in 4 equal but separate quadrants. Instead of a single 1.2 m x 1.8 m (4 ft x 6 ft) foundation, we have 4 separate 0.61 m x 0.91 m (2 ft x 3 ft) quadrants. This is done so that one corner of each quadrant is located in the center of the footing.

4Pv = 4qIs Since the quadrants have equal dimensions with the same applied load, we simply multiply the equation by 4 (4 quadrants). If footing had varying applied loads or unequal quadrant shapes, then each stress summation must be done separately.

m = x = 0.91 m = 1.5 metric z 0.61 m m = x = 3.0 ft = 1.5 standard z 2.0 ft n = y = 0.61 m = 1.0 metric z 0.61 m n = y = 2.0 ft = 1.0 standard z 2.0 ft

Is = 0.2 Influence value from Boussinesq chart, where m = 1.5 and n= 1.0.

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= 4(167.6 kN/m2)(0.2) = 134.1 kN/m2 metric = 4(3500 lb/ft2)(0.2) = 2800 lb/ft2 standard

Conclusion

Additional pressure on the soil at a distance of 0.61 m (2 ft) below the center of the footing due to an applied building load of 167.6 kN/m2 (3500 lb/ft2) is 134.1 kN/m2 (2800 lb/ft2).

COMPACTION

Example #1

: A project requires fill to be compacted to 95% relative density with relation to the standard Proctor (ASTM D698). Laboratory results for the standard Proctor indicated that the soil has a maximum dry density of 19.0 kN/m3 (121 lb/ft3), and an optimum moisture content of 8.9%.

After compaction of the fill soils with a vibratory roller, field testing with a sand cone, nuclear densiometer, or other appropriate method indicated that the

compacted fill soils have an in-place unit weight of 18.76 kN/m3 (124.4 lb/ft3), and a moisture content of 7.5%. Calculate the relative compaction, and does the

compacted fill exceed project requirements?

Given

gm = 19.0 kN/m3

(121 lbs/ft3) maximum dry density mo = 8.9% optimum moisture content g = 19.54 kN/m3

(124.4 lbs/ft3) in-situ density

m = 7.5% in-situ moisture content

Rd = 95% required relative compaction per project specifications

Solution

Verify that compacted fill meets or exceeds compaction requirements, Rd > 95%

Rd = gd  gm

(44)

gd = g - g(m) dry density of the in-situ soil 100 gd =19.54 kN/m3 - 19.54 kN/m3(7.5%) = 18.07 kN/m3 metric 100 gd =124.4 lb/ft3 - 124.4 lb/ft3(7.5%) = 115.1 lb/ft3 standard 100 Rd = 18.07 kN/m3 = 95.1% > 95% o.k. metric  19.0 kN/m3 Rd = 115.1 lb/ft3 = 95.1% > 95% o.k. standard  121 lb/ft3 Conclusion

The compacted fill exceeds project requirements of at least 95% relative density. *****************************

Example #2

: A project requires fill to be compacted to 100% relative density with relation to the standard Proctor (ASTM D698). The fill has been vigorously

compacted to a relative density of 96.9%. Subsequent compacting does not increase the relative density. What could be the problem?

Solution

1) Check the moisture content of the compacted fill. Depending on the soil type, an in-situ moisture content deviating 2% to 4% from the optimum moisture content as determined from the Proctor test, may create impossible conditions to achieve the required compaction. If this is the case, scarify soil and add moisture (or let dry), and re-compact at the optimum moisture content. Sometimes, complete removal and

replacement of the soil is necessary.

2) Verify the maximum dry density as determined from the Proctor test still holds true for the 'un-compactible' soils. Sometimes the maximum dry density changes as different soils are excavated from the borrow pit. If this is the case, use the new maximum dry density value when determining the relative density.

3) Check compaction methods. Type of equipment used for compaction and the depth of compacted lifts make a difference in the relative compaction.

(45)

4) Check for inadequate compaction in underlying lifts. Sometimes achieving adequate relative density is impossible when compacting soils on top of loose or unconsolidated soils.

*******************************

EARTHWORK/ COMPACTION/ PHASE DIAGRAM

Example #3

: This is in part, a phase diagram problem. A project requires fill to be compacted to 95% relative density with relation to the standard Proctor (ASTM D698). Laboratory results for the standard Proctor indicated that the soil has a maximum dry density of 19.49 kN/m3 (124 lb/ft3), and an optimum moisture content of 9.5%. Borrow soil from another location that will be used as compacted fill for this project has a moisture content of 12%, a void ratio of 0.6, and a specific gravity of 2.65.

Assuming that no moisture is lost during transport, what is the volume of borrow required that is needed for 28.32 m3 (1000 ft3) of compacted fill?

Given

gm = 19.49 kN/m3

(124 lbs/ft3) maximum dry density mo = 8.9% optimum moisture content e = 0.6 void ratio of borrow soil Gs = 2.65 specific gravity of soil m = 12.0% moisture content of soil

Rd = 95% required relative compaction per project specifications VT = 28.32 m3 (1000 ft3) total soil volume of required fill

gw = 9.81 kN/m3

(62.4 lbs/ft3) unit weight of water (constant)

Solution

Find dry unit weight, gd, of soil required for 95% compaction. gd = Rd gm

100

= 0.95(19.49 kN/m3) = 18.52 kN/m3 metric = 0.95(124.0 lb/ft3) = 117.8 lb/ft3 standard

(46)

Calculate the weight of the soil solids, Ws, required for 95% compaction. The weight of the soil solids will be equal for both the fill and borrow material because only volume changes via compaction.

Ws = gd (VT) *see notes within conclusion = 18.52 kN/m3 (28.32 m3) = 524.5 kN metric

= 117.8 lb/ft3 (1000 ft3) = 117,800 lb standard Determine the volume of soil solids, Vs, required for 95% compaction. Vs = Ws Gs (gw) = 524.5 kN = 20.18 m3 metric 2.65(9.81 kN/m3) = 117,800 lb = 712.4 ft3 standard 2.65(62.4 lb/ft3)

Find the volume of voids, Vv, for the borrow material Vv = e (Vs)

= 0.6(20.18 m3) = 12.11 m3 metric = 0.6(712.4 ft3) = 427.4 ft3 standard Calculate the total volume, VT, of the borrow soil

VT = Vv + Vs

= 12.11 m3 + 20.18 m3 = 32.3 m3 metric = 427.4 ft3 + 712.4 ft3 = 1140 ft3 standard

Conclusion

The volume of soil required from the borrow pit is 32.3 m3 (1140 ft3). Equations used for this problem are standard phase diagram relationships shown here. Other phase diagram equations may be required depending on the situation.

References

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